FINANCIAL TRANSPARENCY
ENVISION FINANCIAL TRANSPARENCY, LLC Legal Name
Adviser information for FINANCIAL TRANSPARENCY last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 15 |
| Licensed Agents of an Insurance Company | 8 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 507 | $291.9M |
| Non-Discretionary | 1 | $3.4M |
| Total | 508 | $295.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 181 | $48.0M |
| HNW Individuals | 57 | $223.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $23.2M |
| Charitable organizations | <5 | $198,322 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-113605 |
|---|---|
| SEC ERA File Number | 801-113605 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297713 |
| Legal Entity Identifier | None |
Principal Office
4202 OBRIANT PLACEGREENSBORO
NC
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: (336) 715-3300, Fax: (336) 715-3308
Websites
financialtransparencyllc.com
linkedin.com/in/emily-keagle-8680345
www.linkedin.com/in/jon-wells-64887a130/
aristotleadvisors.com/
www.bld-cpa.com/
www.condley.cpa/accounting-team/everett-ray-ferguson/
www.facebook.com/financialtransparency
www.linkedin.com/in/josh-keagle-499b296/
thefinancialadvisor.org/
www.linkedin.com/in/michael-macdonald-aif-a154785/
www.thefinancialadvisor.org/
Chief Compliance Officer
EMILY KEAGLE
CEO
4202 OBRIANT PLACE
GREENSBORO
NC
United States
Tel:
(336) 715-3301
E*@***************************M
(Full email address available in API data)
Industry Affiliates
| BERNARD DONOHUE III, CPA | Accountant or accounting firm |
| CONDLEY AND COMPANY LLP | Accountant or accounting firm |
| GIARDINA & BRESETT, PC | Accountant or accounting firm |
| GIARDINA & BRESETT, PC | Accountant or accounting firm |
| GRONEWOLD, BELL KYHNN & COMPANY | Accountant or accounting firm |
| LIBERTY TAX SERVICE | Accountant or accounting firm |
| MACLEAN, HOLLOWAY, DOHERTY, SHEEHAN P.C. | Lawyer or law firm |
| NICI LAW FIRM, P.L. | Lawyer or law firm |
| ROBERT G. STINSON & ASSOCIATES P.C. | Accountant or accounting firm |
| SWEETWATER LAW FIRM, PLLC | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KEAGLE, EMILY, THERESE | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 06/2018 | > 75% |