SYMPHONY FINANCIAL PLANNING LLC
Adviser information for SYMPHONY FINANCIAL PLANNING LLC last updated from Form ADV on April 25th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 533 | $186.2M |
| Non-Discretionary | 2 | $2.4M |
| Total | 535 | $188.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 107 | $49.3M |
| HNW Individuals | 64 | $136.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.4M |
| Charitable organizations | <5 | $643,565 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 128 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-113617 |
|---|---|
| SEC ERA File Number | 801-113617 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 137885 |
| Legal Entity Identifier | None |
Principal Office
1784 PICASSO AVENUESUITE D
DAVIS
CA
United States
Monday - Friday, 8:30-5:00 M-TH; 8:30 - 3:00 F
Tel: 530-758-2885, Fax: 530-758-2115
Chief Compliance Officer
PAUL MEYERHOFF
PRESIDENT, FINANCIAL PLANNER
1784 PICASSO AVENUE
SUITE D
DAVIS
CA
United States
Tel:
530-758-2885
Fax:
530-758-2115
P***@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MEYERHOFF, PAUL, ALAN | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 11/2005 | > 75% |