NORTH AMERICAN WEALTH ADVISORS INC.
Adviser information for NORTH AMERICAN WEALTH ADVISORS INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Minnesota, United States |
Employees
Total Number of Employees | 2 |
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Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 1 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 1 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 0 | $0 |
Non-Discretionary | 107 | $181.8M |
Total | 107 | $181.8M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 52 | $11.3M |
HNW Individuals | 20 | $28.4M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $82.0M |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | <5 | $60.0M |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
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Compensation | % of AUM |
Identifiers
SEC RIA File Number | 801-113619 |
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SEC ERA File Number | 801-113619 |
SEC CIK Numbers | None |
SEC CRD Numbers | 297057 |
Legal Entity Identifier | None |
Principal Office
224 WATER STREETJORDAN
MN
United States
Monday - Friday, 9AM - 5PM
Tel: (952) 492-3500, Fax: None
Websites
Chief Compliance Officer
JIM CASEY
CEO
224 WATER STREET
JORDAN
MN
United States
Tel:
(952) 492-3500
J**@*************M
(Full email address available in API data)
Regulatory Contact
CHRIS STANLEY
FOUNDING PRINCIPAL, BEACH STREET LEGAL
PO BOX 31681
DES PERES
MO
United States
Tel:
(314) 441-6191
T***@*******************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
CASEY, JAMES, RICHARD | Individual | – | CEO, CHIEF COMPLIANCE OFFICER, SHAREHOLDER | 05/2018 | > 75% |