FLOWER CITY CAPITAL LLC

Adviser information for FLOWER CITY CAPITAL LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 671 $249.6M
Non-Discretionary 20 $21.2M
Total 691 $270.8M

Clients

Type Number RAUM
Individuals 80 $29.2M
HNW Individuals 90 $241.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $400,165
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 4
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-113630
SEC ERA File Number 801-113630
SEC CIK Numbers 1808394
SEC CRD Numbers 281503
Legal Entity Identifier None

Principal Office

1 FISHERS RD
SUITE 220
PITTSFORD
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 585-236-8501, Fax: None

Chief Compliance Officer

VINCE CRANE
CHIEF OPERATING OFFICER
1 FISHERS RD
SUITE 220
PITTSFORD
NY
United States
Tel: 585-236-8501
Fax: N/A
(Full email address available in API data)

Regulatory Contact

MICHAEL RIZZOLO
PRINCIPAL
1 FISHERS RD
SUITE 220
PITTSFORD
NY
United States
Tel: 585-236-8501
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
RIZZOLO, MICHAEL, ERMINIO Individual PRINCIPAL 08/2015 50-75%
HAWKS, THOMAS, HARRIS Individual SENIOR PARTNER 03/2018 25-50%
Crane, Vincent, Joseph Individual COO AND CHIEF COMPLIANCE OFFICER 02/2021 5-10%

No. Employees, Historic

10502020202120222023202420254 on 1/24/20204 on 1/24/20204 on 3/16/20204 on 4/30/20204 on 3/15/20215 on 8/24/20215 on 10/6/20215 on 10/28/20215 on 12/20/20215 on 2/15/20225 on 7/6/20225 on 9/16/20225 on 3/17/20235 on 12/6/20235 on 1/11/20245 on 3/4/20246 on 3/22/2024

RAUM, Historic

300M150M020202021202220232024202568207904 on 1/24/202068207904 on 1/24/2020109018661 on 3/16/2020109018661 on 4/30/2020158967192 on 3/15/2021158967192 on 8/24/2021158967192 on 10/6/2021158967192 on 10/28/2021158967192 on 12/20/2021196533305 on 2/15/2022196533305 on 7/6/2022196533305 on 9/16/2022185435205 on 3/17/2023185435205 on 12/6/2023185435205 on 1/11/2024270792372 on 3/4/2024270792372 on 3/22/2024

No. Clients, Historic

200100020202021202220232024202564 on 1/24/202064 on 1/24/202093 on 3/16/202093 on 4/30/2020107 on 3/15/2021107 on 8/24/2021107 on 10/6/2021107 on 10/28/2021107 on 12/20/2021120 on 2/15/2022120 on 7/6/2022120 on 9/16/2022135 on 3/17/2023135 on 12/6/2023135 on 1/11/2024171 on 3/4/2024171 on 3/22/2024

Holdings

From latest 13F, filed July 15th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 428K 2K
ALPHABET INC CAP STK CL C 286K 2K
AMAZON COM INC COM 559K 3K
APPLE INC COM 2M 11K
AXSOME THERAPEUTICS INC COM 242K 3K
CISCO SYS INC COM 231K 5K
HOME DEPOT INC COM 394K 1K
ISHARES TR CORE S&P500 ETF 7M 13K
ISHARES TR MSCI EAFE ETF 5M 63K
ISHARES TR RUSSELL 2000 ETF 359K 2K
ISHARES TR U.S. TECH ETF 244K 2K
JPMORGAN CHASE & CO. COM 269K 1K
MICROSOFT CORP COM 1M 3K
NVIDIA CORPORATION COM 687K 6K
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 421K 16K
SCHWAB STRATEGIC TR INTL EQTY ETF 997K 26K
SCHWAB STRATEGIC TR US LRG CAP ETF 3M 45K
SCHWAB STRATEGIC TR US SML CAP ETF 266K 6K
SPDR SER TR PORTFOLIO S&P500 1M 21K
VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 3M 34K
VANGUARD BD INDEX FDS TOTAL BND MRKT 19M 269K
VANGUARD INDEX FDS GROWTH ETF 603K 2K
VANGUARD INDEX FDS MID CAP ETF 284K 1K
VANGUARD INDEX FDS S&P 500 ETF SHS 11M 22K
VANGUARD INDEX FDS SMALL CP ETF 306K 1K
VANGUARD INDEX FDS TOTAL STK MKT 1M 4K
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 37M 634K
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 4M 35K
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 383K 3K
VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 50M 203K
VANGUARD STAR FDS VG TL INTL STK F 543K 9K
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 1M 25K