CAPACUITY LLC
Adviser information for CAPACUITY LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 33 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 19 |
| Registered State Investment Advisers | 14 |
| Licensed Agents of an Insurance Company | 9 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 41 | $2.0B |
| Non-Discretionary | 99 | $5.1B |
| Total | 140 | $7.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $154.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 77 | $5.6B |
| Other | 8 | $1.4B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesFEES ASSOCIATED WITH OFFSET OF AFFILIATED BROKER DEALER |
Identifiers
| SEC RIA File Number | 801-113636 |
|---|---|
| SEC ERA File Number | 801-113636 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297679 |
| Legal Entity Identifier | None |
Principal Office
300 INTERNATIONAL PARKWAYSUITE 350
LAKE MARY
FL
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: (407) 949-6889, Fax: N/A
Chief Compliance Officer
BRYANT KIRK
CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER
300 INTERNATIONAL PARKWAY
SUITE 350
LAKE MARY
FL
United States
Tel:
(407) 477-4324
Fax:
N/A
B****@************M
(Full email address available in API data)
Regulatory Contact
JENNIFER FRISTACHI
DIRECTOR
300 INTERNATIONAL PARKWAY
LAKE MARY
FL
United States
Tel:
(407) 477-4379
Fax:
N/A
J*********@************M
(Full email address available in API data)
Industry Affiliates
| CAPACUITY SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Cahall, Peter, Scott | Individual | – | CEO | 12/2017 | > 75% |
| Kirk, Bryant, Willis | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2018 | < 5% |
| MELZER, MENDEL, ALLEN | Individual | – | CHIEF INVESTMENT OFFICER | 07/2018 | < 5% |
| CAPACUITY FINANCIAL, INC. | Domestic Entity | – | MEMBER | 01/2023 | > 75% |
| Cahall, Peter, Scott | Individual | CAPACUITY FINANCIAL, INC. | MEMBER | 07/2018 | > 75% |