D.F. DENT AND COMPANY, INC.
Adviser information for D.F. DENT AND COMPANY, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 31 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,339 | $8.1B |
| Non-Discretionary | 0 | $0 |
| Total | 1,339 | $8.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 144 | $65.5M |
| HNW Individuals | 975 | $4.5B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 4 | $940.7M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $148.9M |
| Pension and profit sharing plans | 30 | $737.2M |
| Charitable organizations | 93 | $768.4M |
| State or municipal gov entities | 5 | $135.9M |
| Other investment advisers | <5 | $61.3M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 84 | $833.9M |
| Other | 20 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 20 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MORGAN STANLEY SMITH BARNEY CONSULTING GROUP SELECT UMA | MORGAN STANLEY |
| EDWARD JONES ADVISORY SOLUTIONS UMA | EDWARD JONES |
| RBC WEALTH MANAGEMENT UMA PROGRAM | RBC CAPITAL MARKETS, LLC |
| AZZAD ETHICAL WRAP PROGRAM | AZZAD ASSET MANAGEMENT, INC. |
| ENVESTNET THIRD PARTY MANAGED ACCOUNT MODELS PROGRAM | ENVESTNET PMC |
| FOURTH STREET CENTRALIZED PORTFOLIO MANAGEMENT | FOURTH STREET PERFORMANCE PARTNERS, INC. |
| EQUITABLE TRUST UMA PROGRAM | EQUITABLE TRUST COMPANY |
| OPPENHEIMER ASSET MANAGEMENT UMA PROGRAM | OPPENHEIMER ASSET MANAGEMENT |
| ADHESION WEALTH UMA | ADHESION WEALTH ADVISOR SOLUTIONS |
| AMERIPRISE SELECT SEPARATE ACCOUNT PROGRAM | AMERIPRISE FINANCIAL SERVICES, LLC |
| NORTHERN TRUST UMA PROGRAM | NORTHERN TRUST INVESTMENTS, INCORPORATED |
| RAYMOND JAMES UMA PROGRAM | RAYMOND JAMES & ASSOCIATES, INC. |
| VERDENCE CAPITAL ADVISORS UMA PROGRAM | VERDENCE CAPITAL ADVISORS, LLC |
Principal Office
400 EAST PRATT STREET, 7TH FLOORBALTIMORE
MD
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: 410-837-2544, Fax: 410-837-6359
Chief Compliance Officer
CAROLYN E. GAYNOR
400 EAST PRATT STREET
7TH FLOOR
BALTIMORE
MD
United States
Tel:
410 837-2544
Fax:
410 837-6359
C**@*********M
(Full email address available in API data)
Regulatory Contact
CHRISTINA WALTERS
COMPLIANCE OFFICER
400 EAST PRATT STREET
7TH FLOOR
BALTIMORE
MD
United States
Tel:
410 837-2544
Fax:
410 837-6359
C*******@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DENT, DANIEL, FORBES | Individual | – | CHAIRMAN | 01/1976 | 10-25% |
| O'NEIL, THOMAS, FRANCIS | Individual | – | PORTFOLIO MANAGER, TRUSTEE | 06/1985 | 25-50% |
| DENT, MATTHEW, FORBES | Individual | – | PRESIDENT | 01/2014 | 10-25% |
| MITCHELL, GARY, DAVID | Individual | – | PORTFOLIO MANAGER & ANALYST | 09/2007 | 5-10% |
| WU, GARY, GUANGYU | Individual | – | CHIEF RISK OFFICER | 09/2013 | < 5% |
| DENT, MARY, DECKER | Individual | – | TRUSTEE | 12/2003 | 25-50% |
| DANIEL F. DENT 2003 NON EXEMPT TRUST | Domestic Entity | – | TRUST | 12/2003 | 25-50% |
| GAYNOR, CAROLYN, ELIZABETH | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2019 | < 5% |
| HRIMNAK, BROOKE, ELIZABETH | Individual | – | CHIEF OPERATING OFFICER | 08/2021 | < 5% |
| MORRILL, MICHAEL, NORRIS | Individual | – | HEAD OF CLIENT RELATIONS AND MARKETING | 08/2021 | 5-10% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M COMPANY | COM | 518K | 5K | – |
| ABBOTT LABORATORIES | COM | 3M | 25K | – |
| ABBVIE INC SHS | COM | 5M | 28K | – |
| ABRDN HEALTHCARE OPPORTUNITIES | COM | 229K | 11K | – |
| ACCENTURE PLC F CLASS A | COM | 1M | 4K | – |
| AIR PROD & CHEMICALS | COM | 373K | 1K | – |
| ALARM.COM | COM | 19M | 292K | – |
| ALPHABET INC CLASS C | COM | 211M | 1M | – |
| ALPHABET INC. CLASS A | COM | 4M | 23K | – |
| AMAZON.COM INC | COM | 210M | 1M | – |
| AMERICAN EXPRESS CO | COM | 267K | 1K | – |
| AMERICAN TOWER CORP | COM | 46M | 238K | – |
| AMGEN INC. | COM | 812K | 3K | – |
| AMPHENOL CORP NEW CL A | COM | 2M | 31K | – |
| ANALOG DEVICES INC | COM | 2M | 8K | – |
| ANSYS INC | COM | 210M | 652K | – |
| APPFOLIO, INC | COM | 78M | 320K | – |
| APPLE INC | COM | 20M | 95K | – |
| ASML HOLDINGS | COM | 60M | 59K | – |
| ATLASSIAN CORPORATION CL A | COM | 69M | 387K | – |
| ATRION CORPORATION | COM | 12M | 26K | – |
| AUTO DATA PROCESSING | COM | 4M | 17K | – |
| BANK AMER CORP COM | COM | 745K | 19K | – |
| BECTON DICKINSON&CO | COM | 405K | 2K | – |
| BERKLEY W R CORP | COM | 1M | 17K | – |
| BERKSHIRE HATHAWAY INC DELAWA | COM | 8M | 13 | – |
| BERKSHIRE HATHAWAY INC CL B | COM | 11M | 28K | – |
| BIO-TECHNE CORP | COM | 242M | 3M | – |
| BLACKLINE INC | COM | 14M | 295K | – |
| BLACKSTONE GROUP ORD SHS CLASS | COM | 880K | 7K | – |
| BOOKING HOLDING, INC. | COM | 848K | 214 | – |
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| BP PLC | COM | 312K | 9K | – |
| BRIGHT HORIZONS FAM SOL IN DEL | COM | 11M | 98K | – |
| BROADCOM INC | COM | 201K | 125 | – |
| CABLE ONE INC COM | COM | 315K | 891 | – |
| CALAMOS CONV OPP AND INC FD SH | COM | 354K | 30K | – |
| CAMECO CORP | COM | 4M | 79K | – |
| CANADIAN NATL RAILWY F | COM | 2M | 15K | – |
| CANADIAN PACIFIC KANSAS CITY C | COM | 825K | 10K | – |
| CAPITAL ONE FINL CORP COM | COM | 2M | 17K | – |
| CARMAX INC | COM | 104M | 1M | – |
| CARRIER GLOBAL ORD SHS | COM | 292K | 5K | – |
| CASELLA WASTE SYSTEMS INC CL A | COM | 15M | 152K | – |
| CATERPILLAR INC DEL COM | COM | 348K | 1K | – |
| CBRE GROUP INC | COM | 188M | 2M | – |
| CDW CORP COM | COM | 2M | 7K | – |
| CHARLES RIVER LABORATORIES INT | COM | 20M | 96K | – |
| CHEVRON CORP | COM | 2M | 10K | – |
| CHEWY, INC. | COM | 252K | 9K | – |
| CHUBB LTD | COM | 1M | 5K | – |
| CISCO SYSTEMS INC | COM | 2M | 53K | – |
| COCA COLA COM | COM | 2M | 38K | – |
| COGENT COMMUNICATIONS HLDGS IN | COM | 617K | 11K | – |
| COLGATE-PALMOLIVE CO | COM | 1M | 12K | – |
| COMCAST CORP NEW CL A | COM | 2M | 47K | – |
| CONOCOPHILLIPS | COM | 378K | 3K | – |
| CONSTELLATION SOFTWARE F | COM | 16M | 6K | – |
| CORE & MAIN INC CL A | COM | 32M | 660K | – |
| COSTAR GROUP INC | COM | 140M | 2M | – |
| COSTCO WHOLESALE CO | COM | 14M | 17K | – |
| COTERRA ENERGY INC | COM | 2M | 93K | – |
| CROWDSTRIKE HOLDINGS, INC. | COM | 78M | 204K | – |
| CROWN CASTLE INC | COM | 4M | 37K | – |
| CRYOPORT, INC. | COM | 1M | 206K | – |
| CSW INDUSTRIALS INC | COM | 21M | 79K | – |
| CVS HEALTH CORP | COM | 205K | 3K | – |
| DANAHER CORP | COM | 150M | 602K | – |
| DEXCOM INC | COM | 3M | 26K | – |
| DISCOVER FINANCIAL SERVICES | COM | 2M | 12K | – |
| DOUGLAS DYNAMICS INC | COM | 16M | 678K | – |
| EAGLE MATERIALS INC | COM | 23M | 105K | – |
| EAST WEST BANCORP INC | COM | 520K | 7K | – |
| EATON CORP PLC SHS | COM | 443K | 1K | – |
| ECOLAB INC | COM | 241M | 1M | – |
| EDWARDS LIFESCIENCES | COM | 60M | 653K | – |
| EMCOR GROUP INC | COM | 221K | 605 | – |
| EMERSON ELECTRIC CO | COM | 500K | 5K | – |
| ENDAVA plc | COM | 22M | 758K | – |
| ENTERPRISE PRODS PART LP | COM | 1M | 37K | – |
| EOG RES INC COM | COM | 826K | 7K | – |
| EVERTEC INC | COM | 12M | 357K | – |
| EXPONENT INC | COM | 17M | 178K | – |
| EXXON MOBIL CORP | COM | 2M | 13K | – |
| FASTENAL CO | COM | 162M | 3M | – |
| FISERV INC COM | COM | 5M | 35K | – |
| FLAHERTY & CRUMRINE PFD SECS I | COM | 209K | 14K | – |
| FLOOR & DECOR HOLDINGS, INC. | COM | 45M | 454K | – |
| FORTINET INC COM | COM | 238K | 4K | – |
| FRANCO-NEVADA CORPORATION | COM | 2M | 16K | – |
| GAMCO GLOBAL GOLD NAT RES & IN | COM | 83K | 20K | – |
| GENUINE PARTS CO | COM | 235K | 2K | – |
| GOOSEHEAD INSURANCE, INC. | COM | 79M | 1M | – |
| GRAIL INC | COM | 369K | 24K | – |
| GUIDEWIRE SOFTWARE INC | COM | 207M | 2M | – |
| HAMILTON LANE INC | COM | 33M | 266K | – |
| HEALTHEQUITY, INC. | COM | 20M | 235K | – |
| HEALTHPEAK PPTYS INC | COM | 373K | 19K | – |
| HEICO CORP CL A | COM | 258M | 1M | – |
| HOME DEPOT INC | COM | 2M | 6K | – |
| HONEYWELL INTL INC | COM | 994K | 5K | – |
| IBM CORP | COM | 801K | 5K | – |
| IDEXX LABS INC | COM | 27M | 56K | – |
| ILLINOIS TOOL WORKS | COM | 433K | 2K | – |
| ILLUMINA INC | COM | 46M | 444K | – |
| INGERSOLL-RAND, INC. | COM | 3M | 34K | – |
| INTEL CORP | COM | 3M | 93K | – |
| INTUIT INC. | COM | 68M | 104K | – |
| INTUITIVE SURGICAL INC | COM | 245M | 551K | – |
| J P MORGAN CHASE & CO | COM | 8M | 41K | – |
| JACOBS SOLUTIONS INC COM | COM | 263K | 2K | – |
| JOHN BEAN TECHNOLOGIES CORP. | COM | 10M | 103K | – |
| JOHNSON & JOHNSON | COM | 8M | 55K | – |
| KADANT INC | COM | 15M | 51K | – |
| KEYSIGHT TECHNOLOGIES INC | COM | 1M | 8K | – |
| KINSALE CAPITAL GROUP INC. | COM | 85M | 220K | – |
| LABCORP HOLDINGS INC | COM | 890K | 4K | – |
| LEMAITRE VASCULAR | COM | 17M | 205K | – |
| LILLY ELI & CO | COM | 3M | 3K | – |
| LINDE PLC SHS | COM | 1M | 3K | – |
| LOWE'S COMPANIES INC | COM | 5M | 22K | – |
| LVMH MOET HENNESSY LOU VUITTON | COM | 1M | 7K | – |
| M & T BANK CORP | COM | 610K | 4K | – |
| MANHATTAN ASSOCS INC COM | COM | 39M | 157K | – |
| MARKEL GROUP INC | COM | 175M | 111K | – |
| MARSH & MC LENNAN COMPANIES IN | COM | 1M | 6K | – |
| MASTERCARD INC-CLASS A | COM | 187M | 424K | – |
| MC DONALDS CORP | COM | 460K | 2K | – |
| MCCORMICK & CO INC COM NON VTG | COM | 2M | 23K | – |
| MEDPACE HOLDINGS, INC. | COM | 23M | 56K | – |
| MERCK & CO. INC. | COM | 6M | 46K | – |
| MERGENET SOLUTIONS INC COM | COM | 10K | 10K | – |
| META PLATFORMS INC CL A | COM | 377K | 747 | – |
| METTLER TOLEDO INTL | COM | 32M | 23K | – |
| MICROSOFT CORP | COM | 156M | 349K | – |
| MIDDLEBY CORP | COM | 372K | 3K | – |
| MONDELEZ INTL INC | COM | 1M | 20K | – |
| MONOLITHIC PWR SYS INC COM | COM | 70M | 85K | – |
| MOODYS CORP | COM | 219M | 520K | – |
| MORNINGSTAR INC | COM | 16M | 55K | – |
| MSCI INC COM | COM | 22M | 47K | – |
| MURPHY USA INC COM | COM | 33M | 71K | – |
| NEOGEN CORP COM | COM | 368K | 24K | – |
| NESTLE S A F SPONSORED ADR 1 A | COM | 757K | 7K | – |
| NEXTERA ENERGY INC SHS | COM | 1M | 20K | – |
| NORFOLK SOUTHERN CO | COM | 2M | 7K | – |
| NOVANTA INC COM NPV | COM | 26M | 162K | – |
| NOVARTIS AG F SPONSORED ADR 1 | COM | 407K | 4K | – |
| NXP SEMICONDUCTORS | COM | 839K | 3K | – |
| O REILLY AUTOMOTIVE | COM | 38M | 36K | – |
| OLD DOMINION FGHT LINES INC CO | COM | 155M | 878K | – |
| ONEOK INC | COM | 457K | 6K | – |
| ORACLE CORP | COM | 275K | 2K | – |
| OTIS WORLDWIDE ORD SHS | COM | 600K | 6K | – |
| PAYCHEX INC | COM | 4M | 32K | – |
| PELOTON INTERACTIVE INC CL A C | COM | 204K | 60K | – |
| PEPSICO INC | COM | 1M | 8K | – |
| PERIMETER SOLUTIONS SA | COM | 14M | 2M | – |
| PFIZER INC | COM | 1M | 41K | – |
| PINNACLE WEST CAP CORP | COM | 229K | 3K | – |
| PNC FINL SERVICES | COM | 596K | 4K | – |
| POOL CORPORATION | COM | 661K | 2K | – |
| PROCORE TECHNOLOGIES INC | COM | 20M | 303K | – |
| PROCTER & GAMBLE CO | COM | 21M | 130K | – |
| QUALCOMM INC | COM | 65M | 324K | – |
| RANGE RESOURCES CORP DEL | COM | 3M | 77K | – |
| REALTY INCM CRP MD PV$1.REIT | COM | 217K | 4K | – |
| REPLIGEN CORPORATION | COM | 57M | 451K | – |
| ROPER TECHNOLOGIES INC | COM | 27M | 48K | – |
| RPM INTERNATIONAL INC | COM | 409K | 4K | – |
| RTX CORP | COM | 341K | 3K | – |
| S & P GLOBAL INC | COM | 173M | 388K | – |
| SBA COMMUNICATIONS CORP CL A | COM | 3M | 17K | – |
| SERVICENOW INC | COM | 11M | 14K | – |
| SHERWIN-WILLIAMS | COM | 38M | 126K | – |
| SHOPIFY INC. | COM | 3M | 52K | – |
| SHORE BANCSHARES, INC. | COM | 321K | 28K | – |
| SIMPSON MANUFACTURING CO | COM | 14M | 83K | – |
| SITEONE LANDSCAPE SUPPLY, INC. | COM | 91M | 753K | – |
| SOUTHERN COMPANY | COM | 260K | 3K | – |
| SPROUT SOCIAL, INC. | COM | 624K | 17K | – |
| SPS COMMERCE INC | COM | 14M | 77K | – |
| STARBUCKS CORP COM | COM | 645K | 8K | – |
| STRYKER CORP | COM | 2M | 4K | – |
| T ROWE PRICE GROUP INC | COM | 9M | 82K | – |
| TERRENO REALTY CORP | COM | 2M | 34K | – |
| THE DESCARTES SYSTEMS GROUP IN | COM | 21M | 219K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 126M | 229K | – |
| TJX COMPANIES INC | COM | 802K | 7K | – |
| TRANSDIGM GROUP INC | COM | 244M | 191K | – |
| TRIMBLE INC | COM | 315K | 6K | – |
| TRUPANION, INC. | COM | 8M | 288K | – |
| TYLER TECHNOLOGIES INC | COM | 56M | 111K | – |
| U S BANCORP | COM | 606K | 15K | – |
| UBER TECHNOLOGIES, INC. | COM | 20M | 279K | – |
| UNION PACIFIC CORP | COM | 686K | 3K | – |
| UNITED PARCEL SRVC CLASS B | COM | 321K | 2K | – |
| UNITEDHEALTH GRP INC | COM | 3M | 6K | – |
| UTZ BRANDS INC. | COM | 51M | 3M | – |
| VEEVA SYSTEMS, INC. | COM | 164M | 894K | – |
| VENTAS INC REIT | COM | 484K | 9K | – |
| VERALTO CORP | COM | 198M | 2M | – |
| VERISK ANALYTICS INC | COM | 105M | 390K | – |
| VERIZON COMMUNICATN | COM | 391K | 9K | – |
| VISA INC CL A | COM | 218M | 831K | – |
| VULCAN MATERIALS CO | COM | 247M | 992K | – |
| W.P. CAREY INC. REIT | COM | 306K | 6K | – |
| WABTEC | COM | 3M | 22K | – |
| WALMART INC | COM | 810K | 12K | – |
| WALT DISNEY CO | COM | 1M | 11K | – |
| WASTE CONNECTIONS INC | COM | 249M | 1M | – |
| WATSCO INC | COM | 9M | 19K | – |
| WAYFAIR INC | COM | 274K | 5K | – |
| WD-40 COMPANY | COM | 12M | 53K | – |
| WEST PHARMACEUTICALS, INC. | COM | 98M | 299K | – |
| WHEATON PRECIOUS METALS CORP | COM | 2M | 31K | – |
| WILLSCOT HLDGS CORP | COM | 116M | 3M | – |
| WNS HOLDINGS LTD | COM | 70M | 1M | – |
| WORKIVA INC | COM | 28M | 383K | – |
| ZOETIS INC | COM | 47M | 270K | – |
| ALPS ALERIAN MLP ETF | ETFS | 221K | 5K | – |
| ISHARES CORE MSCI EAFE ETF | ETFS | 249K | 3K | – |
| ISHARES MSCI EAFE ETF | ETFS | 977K | 12K | – |
| ISHARES MSCI EMERGING MARKETS | ETFS | 292K | 5K | – |
| ISHARES TR SELECT DIVID ETF | ETFS | 206K | 2K | – |
| ISHARES TR U.S. TECH ETF | ETFS | 287K | 2K | – |
| NUVEEN PREF INCOME OPPS FUND | ETFS | 80K | 11K | – |
| S&P DEP RECEIPTS | ETFS | 273K | 502 | – |
| SPDR FUND CONSUMER DISCRE SELE | ETFS | 261K | 1K | – |
| SPDR GOLD TRUST | ETFS | 323K | 2K | – |
| TECHNOLOGY SELECT SECTOR SPDR | ETFS | 216K | 956 | – |
| VANGUARD DIVIDEND APPREC | ETFS | 2M | 9K | – |
| VANGUARD FTSE ALL WORLD EX US | ETFS | 3M | 52K | – |
| VANGUARD FTSE DEVELOPED MARKET | ETFS | 208K | 4K | – |
| VANGUARD FTSE EMERGING MARKETS | ETFS | 848K | 19K | – |
| VANGUARD HEALTH CARE | ETFS | 320K | 1K | – |
| VANGUARD HIGH DIVIDEND YIELD E | ETFS | 1M | 9K | – |
| VANGUARD INDEX FDS SMALL CP ET | ETFS | 329K | 2K | – |
| VANGUARD INFO TECHNOLOGY INDEX | ETFS | 610K | 1K | – |
| VANGUARD MID CAP ETF | ETFS | 613K | 3K | – |
| VANGUARD REIT ETF | ETFS | 509K | 6K | – |
| VANGUARD S&P 500 ETF | ETFS | 7M | 14K | – |
| VANGUARD TOTAL STK MKT ETF | ETFS | 700K | 3K | – |
| WISDOMTREE TR INDIA ERNGS FD | ETFS | 435K | 9K | – |