EMERGE CAPITAL MANAGEMENT
EMERGE CAPITAL MANAGEMENT INC. Legal Name
Adviser information for EMERGE CAPITAL MANAGEMENT last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,042 | $278.6M |
| Non-Discretionary | 263 | $89.5M |
| Total | 3,305 | $368.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 27 | $8.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $3.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $8.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $337.5M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $10.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 6 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshopsDISTRIBUTION SERVICES FOR OTHER RIAS |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-113648 |
|---|---|
| SEC ERA File Number | 801-113648 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284581 |
| Legal Entity Identifier | None |
Principal Office
500 PEARL STREETSUITE 740
BUFFALO
NY
United States
Monday - Friday, 8:30 TO 5:00 PM EST
Tel: 716-970-4512, Fax: 1-716-970-4641
Chief Compliance Officer
LISA LAKE LANGLEY
CEO, CCO
500 PEARL STREET
SUITE 740
BUFFALO
NY
United States
Tel:
716-970-4512
Fax:
716-970-4641
L*******@***********M
(Full email address available in API data)
Industry Affiliates
| EMERGE CANADA INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAKE LANGLEY, LISA, MILLER | Individual | – | PRESIDENT, CEO,CCO | 11/2015 | > 75% |
| SPIRING, CHARLES, DOUGLAS | Individual | – | SHAREHOLDER | 09/2018 | 5-10% |