ASSET RISK CONSULTANTS (UK) LIMITED
Adviser information for ASSET RISK CONSULTANTS (UK) LIMITED last updated from Form ADV on September 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 11 | $1.0B |
| Total | 11 | $1.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 11 | $1.0B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 11 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningSelection of other advisers (including private fund managers)INVESTMENT CONSULTING SERVICES INCLUDING STRATEGIC ASSET ALLOCATION |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-113652 |
|---|---|
| SEC ERA File Number | 801-113652 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 292916 |
| Legal Entity Identifier | None |
Principal Office
46 CHANCERY LANELONDON
United Kingdom
Monday - Friday, 9AM-5PM
Tel: +442039462860, Fax: None
Websites
Chief Compliance Officer
DAVID BARTLETT
46 CHANCERY LANE
LONDON
United Kingdom
Tel:
+441481817777
D*************@************M
(Full email address available in API data)
Industry Affiliates
| ASSET RISK CONSULTANTS (JERSEY) LIMITED | Other investment adviser, including financial planners |
| ASSET RISK CONSULTANTS LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ARC GROUP LIMITED | Foreign Entity | – | OWNER | 10/2012 | > 75% |
| O'Neill, Andrew | Individual | – | DIRECTOR | 10/2015 | < 5% |
| Harrison, Graham | Individual | ARC GROUP LIMITED | OWNER | 10/2012 | 25-50% |
| Bartlett, David, Peter | Individual | – | CHIEF COMPLIANCE OFFICER & DIRECTOR | 05/2022 | < 5% |
| Kearney, Paul | Individual | – | DIRECTOR | 03/2022 | < 5% |
| McArdle, Wayne, Patrick | Individual | – | DIRECTOR | 04/2022 | < 5% |
| Valtanen, Sanna-Liisa | Individual | – | DIRECTOR | 07/2022 | < 5% |