TROWBRIDGE CAPITAL PARTNERS LLC.
Adviser information for TROWBRIDGE CAPITAL PARTNERS LLC. last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $39.4M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $39.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 6 | $33.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 1 | $5.7M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSUBADVISER SERVICES |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-113661 |
|---|---|
| SEC ERA File Number | 801-113661 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297764 |
| Legal Entity Identifier | None |
Principal Office
400 EAST 58TH STREETAPT. 5D
NEW YORK
NY
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 646-360-3574, Fax: 646-360-3574
Websites
Chief Compliance Officer
BRETT GOLDEN
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
400 EAST 58TH STREET
APT. 5D
NEW YORK
NY
United States
Tel:
646-360-3574
Fax:
646-360-3574
B****@****************M
(Full email address available in API data)
Regulatory Contact
LUIS LUKAC
MEMBER & CHIEF INVESTMENT OFFICER
400 EAST 58TH STREET
APT. 5D
NEW YORK
NY
United States
Tel:
646-360-3574
Fax:
646-360-3574
L****@****************M
(Full email address available in API data)
Industry Affiliates
| CAT IN THE HAT COMMODITY TRADING, LLC | Commodity pool operator or commodity trading advisor |
| CAT TRADING, LLC | Commodity pool operator or commodity trading advisor |
| DICKSON & ASSOCIATES, P.C. | Accountant or accounting firm |
| TROWBRIDGE LAW FIRM | Lawyer or law firm |
| TROWBRIDGE REALTY CORPORATION | Real estate broker or dealer |
| WIZARD CAPITAL, LLC | Commodity pool operator or commodity trading advisor |
| WIZARD TRADING, LLC | Commodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GOLDEN, BRETT, DAVID | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 05/2018 | 25-50% |
| LUKAC, LOUIS, PAUL | Individual | – | MEMBER & CHIEF INVESTMENT OFFICER | 05/2018 | 25-50% |
| DICKSON, STANLEY | Individual | – | MEMBER | 05/2018 | 25-50% |