MASTERS LEGACY PLANNING
MLP3, LLC Legal Name
Adviser information for MASTERS LEGACY PLANNING last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 326 | $214.4M |
| Non-Discretionary | 0 | $0 |
| Total | 326 | $214.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 88 | $33.7M |
| HNW Individuals | 46 | $174.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $399,169 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $6.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesBILL PAYMENT SERVICES AND TAX SERVICE COORDINATION |
|---|---|
| Compensation | % of AUMFixed feesBILL PAYMENT SERVICE AND TAX SERVICE COORDINATION |
Identifiers
| SEC RIA File Number | 801-113681 |
|---|---|
| SEC ERA File Number | 801-113681 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 296314 |
| Legal Entity Identifier | None |
Principal Office
650 NEW ROADSUITE B
LINWOOD
NJ
United States
Monday - Friday, 9:00AM TO 4:00PM
Tel: 609-601-0800, Fax: 609-601-1850
Websites
Chief Compliance Officer
RACHEL HOUSEL
650 NEW ROAD
SUITE B
LINWOOD
NJ
United States
Tel:
609-601-0800
Fax:
609-601-1850
R*****@**********M
(Full email address available in API data)
Industry Affiliates
| CHAMBERLAIN FINANCIAL SERVICES, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOUSEL, RACHEL | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2018 | < 5% |
| CHAMBERLAIN, TODD, CHRISTOPHER | Individual | – | MANAGING MEMBER | 02/2018 | < 5% |
| TSCAPS IRREVOCABLE TRUST | Domestic Entity | – | OWNER | 06/2017 | > 75% |
| Chamberlain, Sarah | Individual | TSCAPS IRREVOCABLE TRUST | TRUSTEE | 06/2017 | > 75% |