GARRETT NAGLE & CO., INC.
Adviser information for GARRETT NAGLE & CO., INC. last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 150 | $88.2M |
| Non-Discretionary | 0 | $0 |
| Total | 150 | $88.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 42 | $5.4M |
| HNW Individuals | 48 | $77.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 2 | $696,538 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $5.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMCommissions |
| Other Business Activities | Broker-dealer |
Identifiers
| SEC RIA File Number | 801-11370 |
|---|---|
| SEC ERA File Number | 801-11370 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 7071 |
| Legal Entity Identifier | None |
Principal Office
300 UNICORN PARK DRIVEWOBURN
MA
United States
Monday - Friday, 9:00 A.M - 5:00 P.M.
Tel: 617-737-9090, Fax: 781-939-0411
Websites
Chief Compliance Officer
GARRETT T. NAGLE
PRESIDENT
300 UNICORN PARK DRIVE
WOBURN
MA
United States
Tel:
617-737-9090
Fax:
781-939-0411
G******@***************M
(Full email address available in API data)
Regulatory Contact
MATTHEW BUTLER
300 UNICORN PARK DRIVE
WOBURN
MA
United States
Tel:
617-737-9090
Fax:
781-939-0411
M******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NAGLE, GARRETT JAMES JR | Individual | – | PRESIDENT, TREASURER, DIRECTOR | 01/1976 | > 75% |
| NAGLE, GARRETT THOMAS | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2003 | < 5% |