LUMINATE CAPITAL PARTNERS
LUMINATE CAPITAL MANAGEMENT, INC. Legal Name
Adviser information for LUMINATE CAPITAL PARTNERS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $2.5B |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $2.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $2.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 11 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-113702 |
|---|---|
| SEC ERA File Number | 801-113702 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 269873 |
| Legal Entity Identifier | None |
Principal Office
1 LETTERMAN DRIVESUITE A3-900
SAN FRANCISCO
CA
United States
Monday - Friday, 9:30 AM - 5:30 PM
Tel: 415-278-1506, Fax: None
Chief Compliance Officer
KATHERINE SCOTT
CHIEF FINANCIAL OFFICER
1 LETTERMAN DRIVE
SUITE A3-900
SAN FRANCISCO
CA
United States
Tel:
415-278-1506
K**************@******************M
(Full email address available in API data)
Industry Affiliates
| LUMINATE CAPITAL PARTNERS GP AIV, LP | Sponsor, GP, manager of pooled investment vehicles |
| LUMINATE CAPITAL PARTNERS GP III, LP | Sponsor, GP, manager of pooled investment vehicles |
| LUMINATE CAPITAL PARTNERS GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| LUMINATE CAPITAL PARTNERS II GP, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LUMINATE ACADEMY HOLDINGS, LP | Private Equity Fund | $382.0M | $0.0M | 16 |
| LUMINATE CAPITAL PARTNERS AIV, LP | Private Equity Fund | $132.4M | $0.0M | 62 |
| LUMINATE CAPITAL PARTNERS II-A, LP | Private Equity Fund | $182.3M | $5.0M | 18 |
| LUMINATE CAPITAL PARTNERS II, LP | Private Equity Fund | $342.3M | $5.0M | 85 |
| LUMINATE CAPITAL PARTNERS III-A, LP | Private Equity Fund | $205.7M | $10.0M | 49 |
| LUMINATE CAPITAL PARTNERS III, LP | Private Equity Fund | $449.4M | $10.0M | 97 |
| LUMINATE CAPITAL PARTNERS, LP | Private Equity Fund | $96.0M | $5.0M | 62 |
| LUMINATE ISLAND HOLDINGS, LP | Private Equity Fund | $211.1M | $0.0M | 11 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAYNES, HOLLIE, MOORE | Individual | – | FOUNDER/MANAGING PARTNER | 04/2015 | < 5% |
| SCOTT, KATHERINE, NICHOLS | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | 03/2018 | < 5% |
| HOLLIE MOORE HAYNES REVOCABLE TRUST | Domestic Entity | – | SHAREHOLDER | 03/2021 | > 75% |
| THE HOLLIE MOORE HAYNES GIFT TRUST | Domestic Entity | – | SHAREHOLDER | 06/2015 | 10-25% |
| HAYNES, HOLLIE, MOORE | Individual | – | TRUSTEE OF HOLLIE MOORE HAYNES REVOCABLE TRUST | 03/2021 | < 5% |
| HAYNES, JAMES, MARVIN | Individual | – | TRUSTEE OF THE HOLLIE MOORE HAYNES GIFT TRUST | 06/2015 | < 5% |