CORNERSTONE WEALTH STRATEGIES, INC.
Adviser information for CORNERSTONE WEALTH STRATEGIES, INC. last updated from Form ADV on January 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 10 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,090 | $1.0B |
| Non-Discretionary | 0 | $0 |
| Total | 1,090 | $1.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 794 | $294.0M |
| HNW Individuals | 296 | $677.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 5 | $35.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 21 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 1.0B |
| Portfolio Manager to Program | Sponsor |
|---|---|
| CORNERSTONE WEALTH STRATEGIES | CORNERSTONE WEALTH STRATEGIES, INC. |
Identifiers
| SEC RIA File Number | 801-113703 |
|---|---|
| SEC ERA File Number | 801-113703 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297491 |
| Legal Entity Identifier | None |
Principal Office
8905 W. GAGE BLVD.,SUITE 110
KENNEWICK
WA
United States
Monday - Friday, MONDAY - THURSDAY 8 AM - 5 PM; FRIDAYS 8 AM - 2 PM
Tel: 509-396-0588, Fax: 888-474-6520
Chief Compliance Officer
JOEL OCKEY
WEALTH ADVISOR
8905 W GAGE BLVD., SUITE 110
KENNEWICK
WA
United States
Tel:
5093960588
Fax:
8884746520
J***@***********M
(Full email address available in API data)
Regulatory Contact
WINETTE RIESENWEBER
VICE PRESIDENT
8905 W GAGE BLVD., SUITE 110
KENNEWICK
WA
United States
Tel:
509-396-0588
Fax:
888-474-6520
W******@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WISER, MATTHEW, DAVID | Individual | – | CHIEF INVESTMENT OFFICER | 01/2021 | 10-25% |
| RIESENWEBER, MATTHEW, HENRY | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2022 | > 75% |
| RUFF, BEAU, JAMES | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |
| RIESENWEBER, WINETTE, GWEN | Individual | – | VICE PRESIDENT | 07/2015 | < 5% |