MARMO FINANCIAL GROUP, LLC

Adviser information for MARMO FINANCIAL GROUP, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Tennessee, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,624 $225.9M
Non-Discretionary 1 $29,406
Total 1,625 $226.0M

Clients

Type Number RAUM
Individuals 836 $82.6M
HNW Individuals 120 $143.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 8
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-113718
SEC ERA File Number 801-113718
SEC CIK Numbers 1964829
SEC CRD Numbers 143816
Legal Entity Identifier None

Principal Office

801 SUNSET DRIVE
BLDG A, SUITE ONE
JOHNSON CITY
TN
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 423-282-0514, Fax: 423-262-8175

Chief Compliance Officer

SASHA STEWART
CHIEF OPERATIONS OFFICER
801 SUNSET DRIVE
BUILDING A, SUITE 1
JOHNSON CITY
TN
United States
Tel: 423-282-0514
Fax: 423-262-8175
(Full email address available in API data)

Regulatory Contact

SCOTT A. MARMO
PRESIDENT
801 SUNSET DRIVE
BUILDING A, SUITE 1
JOHNSON CITY
TN
United States
Tel: 423-282-0514
Fax: 423-262-8175
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Stewart, Sasha Individual CHIEF COMPLIANCE OFFICER 01/2023 < 5%
MARMO, SCOTT, ANTHONY Individual MANAGING MEMBER / PRESIDENT / COO 04/2007 > 75%

No. Employees, Historic

105020192020202120222023202420253 on 9/9/20196 on 3/20/20206 on 6/3/20205 on 3/25/20215 on 11/11/20215 on 3/24/20229 on 3/30/20239 on 7/28/20239 on 9/13/202310 on 3/18/2024

RAUM, Historic

300M150M02019202020212022202320242025126603116 on 9/9/2019157203274 on 3/20/2020157203274 on 6/3/2020202774071 on 3/25/2021202774071 on 11/11/2021245369535 on 3/24/2022198859879 on 3/30/2023198859879 on 7/28/2023198859879 on 9/13/2023225970055 on 3/18/2024

No. Clients, Historic

1,00050002019202020212022202320242025753 on 9/9/2019828 on 3/20/2020828 on 6/3/2020902 on 3/25/2021902 on 11/11/2021947 on 3/24/2022987 on 3/30/2023987 on 7/28/2023987 on 9/13/2023956 on 3/18/2024

Holdings

From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AFLAC INC COM 252K 3K
ALPHABET INC CAP STK CL C 229K 1K
APPLE INC COM 354K 2K
FIDELITY COVINGTON TRUST HIGH DIVID ETF 4M 86K
FIRST CTZNS BANCSHARES INC N CL A 517K 307
FIRST TR EXCH TRD ALPHDX FD INDIA NFTY50 EQW 6M 105K
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 31M 156K
INVESCO EXCHANGE TRADED FD T S&P SMLCP MOMENT 7M 112K
INVESCO QQQ TR UNIT SER 1 3M 6K
ISHARES GOLD TR ISHARES NEW 633K 14K
ISHARES TR CORE S&P500 ETF 225K 412
ISHARES TR 20 YR TR BD ETF 3M 28K
ISHARES TR RUS 1000 GRW ETF 2M 6K
ISHARES TR MRGSTR MD CP GRW 14M 207K
J P MORGAN EXCHANGE TRADED F INCOME ETF 3M 75K
J P MORGAN EXCHANGE TRADED F INTL BD OPP ETF 3M 71K
MARKFORGED HOLDING CORPORATI COM 7K 16K
MICROSOFT CORP COM 480K 1K
NIKE INC CL B 343K 5K
PGIM ETF TR PGIM ULTRA SH BD 2M 34K
SCHWAB STRATEGIC TR 5 10YR CORP BD 6M 139K
SPDR DOW JONES INDL AVERAGE UT SER 1 248K 633
SPDR S&P 500 ETF TR TR UNIT 38M 69K
SPDR SER TR PORTFOLIO S&P600 13M 315K
SPDR SER TR PORTFLI HIGH YLD 2M 99K
VANGUARD SCOTTSDALE FDS LG-TERM COR BD 5M 60K
VANGUARD WORLD FD FINANCIALS ETF 11M 105K
VANGUARD WORLD FD MEGA CAP VAL ETF 10M 84K