MARMO FINANCIAL GROUP, LLC
Adviser information for MARMO FINANCIAL GROUP, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Tennessee, United States |
Employees
Total Number of Employees | 10 |
---|---|
Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 4 |
Licensed Agents of an Insurance Company | 1 |
No. of Firms/People that Solicit Clients | 1 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 1,624 | $225.9M |
Non-Discretionary | 1 | $29,406 |
Total | 1,625 | $226.0M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 836 | $82.6M |
HNW Individuals | 120 | $143.4M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 8 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 11-25 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
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Compensation | % of AUMHourly chargesFixed fees |
Principal Office
801 SUNSET DRIVEBLDG A, SUITE ONE
JOHNSON CITY
TN
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 423-282-0514, Fax: 423-262-8175
Chief Compliance Officer
SASHA STEWART
CHIEF OPERATIONS OFFICER
801 SUNSET DRIVE
BUILDING A, SUITE 1
JOHNSON CITY
TN
United States
Tel:
423-282-0514
Fax:
423-262-8175
S****@*****************M
(Full email address available in API data)
Regulatory Contact
SCOTT A. MARMO
PRESIDENT
801 SUNSET DRIVE
BUILDING A, SUITE 1
JOHNSON CITY
TN
United States
Tel:
423-282-0514
Fax:
423-262-8175
S****@*****************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
Stewart, Sasha | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
MARMO, SCOTT, ANTHONY | Individual | – | MANAGING MEMBER / PRESIDENT / COO | 04/2007 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
AFLAC INC | COM | 252K | 3K | – |
ALPHABET INC | CAP STK CL C | 229K | 1K | – |
APPLE INC | COM | 354K | 2K | – |
FIDELITY COVINGTON TRUST | HIGH DIVID ETF | 4M | 86K | – |
FIRST CTZNS BANCSHARES INC N | CL A | 517K | 307 | – |
FIRST TR EXCH TRD ALPHDX FD | INDIA NFTY50 EQW | 6M | 105K | – |
INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 31M | 156K | – |
INVESCO EXCHANGE TRADED FD T | S&P SMLCP MOMENT | 7M | 112K | – |
INVESCO QQQ TR | UNIT SER 1 | 3M | 6K | – |
ISHARES GOLD TR | ISHARES NEW | 633K | 14K | – |
ISHARES TR | CORE S&P500 ETF | 225K | 412 | – |
ISHARES TR | 20 YR TR BD ETF | 3M | 28K | – |
ISHARES TR | RUS 1000 GRW ETF | 2M | 6K | – |
ISHARES TR | MRGSTR MD CP GRW | 14M | 207K | – |
J P MORGAN EXCHANGE TRADED F | INCOME ETF | 3M | 75K | – |
J P MORGAN EXCHANGE TRADED F | INTL BD OPP ETF | 3M | 71K | – |
MARKFORGED HOLDING CORPORATI | COM | 7K | 16K | – |
MICROSOFT CORP | COM | 480K | 1K | – |
NIKE INC | CL B | 343K | 5K | – |
PGIM ETF TR | PGIM ULTRA SH BD | 2M | 34K | – |
SCHWAB STRATEGIC TR | 5 10YR CORP BD | 6M | 139K | – |
SPDR DOW JONES INDL AVERAGE | UT SER 1 | 248K | 633 | – |
SPDR S&P 500 ETF TR | TR UNIT | 38M | 69K | – |
SPDR SER TR | PORTFOLIO S&P600 | 13M | 315K | – |
SPDR SER TR | PORTFLI HIGH YLD | 2M | 99K | – |
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 5M | 60K | – |
VANGUARD WORLD FD | FINANCIALS ETF | 11M | 105K | – |
VANGUARD WORLD FD | MEGA CAP VAL ETF | 10M | 84K | – |