TRISPERITY ADVISORS, LLC
Adviser information for TRISPERITY ADVISORS, LLC last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 763 | $259.1M |
| Non-Discretionary | 8 | $1.9M |
| Total | 771 | $261.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 179 | $55.7M |
| HNW Individuals | 70 | $205.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
22202 HIGHLAND KNOLLS DRIVEKATY
TX
United States
Monday - Friday, BY APPOINTMENT
Tel: 281-395-1021, Fax: None
Websites
Chief Compliance Officer
CRAIG NARUM
PRINCIPAL
22202 HIGHLAND KNOLLS DRIVE
KATY
TX
United States
Tel:
281-395-1021
C****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NARUM, CRAIG, SCOTT | Individual | – | PRINCIPAL/OWNER, CCO | 04/2006 | > 75% |
| MCCULLOCH, JEFFREY, MICHAEL | Individual | – | FINANCIAL ADVISOR | 01/2023 | 5-10% |