ROG VI L.L.C.
Adviser information for ROG VI L.L.C. last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 33 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $224.1M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $224.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $224.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-113728 |
|---|---|
| SEC ERA File Number | 801-113728 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285639 |
| Legal Entity Identifier | None |
Principal Office
1200 SMITH STREETSUITE 1950
HOUSTON
TX
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 713-874-9000, Fax: None
Chief Compliance Officer
MATTHEW COCHRANE
VICE PRESIDENT
1200 SMITH STREET
SUITE 1950
HOUSTON
TX
United States
Tel:
832-615-8152
M********@*************M
(Full email address available in API data)
Regulatory Contact
SCOTT RICE
CHIEF OPERATING OFFICER
1200 SMITH STREET
SUITE 1950
HOUSTON
TX
United States
Tel:
713-874-9005
S****@**************M
(Full email address available in API data)
Industry Affiliates
| REG X, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| REG XI, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ROG IX, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ROG VIII, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GRYFFINDOR INVESTMENT VEHICLE, LLC | Private Equity Fund | $25.1M | $0.0M | 2 |
| RIVERBEND OIL & GAS VI (AIV), L.L.C. | Private Equity Fund | $0.4M | $0.0M | 16 |
| RIVERBEND OIL & GAS VI-B (AIV), LLC | Private Equity Fund | $3.0M | $0.0M | 5 |
| RIVERBEND OIL & GAS VIII (AIV), L.L.C. | Private Equity Fund | $0.2M | $0.0M | 4 |
| RIVERBEND X CO-INVEST, LP | Private Equity Fund | $5.3M | $0.0M | 3 |
| RIVERBEND X, L.P. | Private Equity Fund | $67.7M | $0.0M | 5 |
| RIVERBEND XI, LP | Private Equity Fund | $152.9M | $0.0M | 36 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Newcomer, Randolph | Individual | – | MANAGER / MEMBER | 08/2016 | 50-75% |
| RICE, SCOTT | Individual | – | MEMBER | 08/2016 | 50-75% |
| COCHRANE, MATTHEW, DAVID | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2017 | < 5% |