INTREPID INVESTMENT MANAGEMENT, LLC
Adviser information for INTREPID INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $257.4M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $257.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $257.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Broker-dealer |
Identifiers
| SEC RIA File Number | 801-113732 |
|---|---|
| SEC ERA File Number | 801-113732 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 192522 |
| Legal Entity Identifier | None |
Principal Office
1201 LOUISIANA STREETSUITE 600
HOUSTON
TX
United States
Monday - Friday, 8 AM 6
Tel: 713-292-0863, Fax: 281-582-7298
Websites
Chief Compliance Officer
CHRISTOPHER F. WINCHENBAUGH
CO-FOUNDER, PRESIDENT, CHIEF OPERATING OFFICER
712 FIFTH AVENUE
31ST FLOOR
NEW YORK
NY
United States
Tel:
646.979.3150
Fax:
212.388.5021
W***********@*************M
(Full email address available in API data)
Regulatory Contact
KAVI KATYAL
CHIEF FINANCIAL OFFICER
712 FIFTH AVENUE
31ST FLOOR
NEW YORK
NY
United States
Tel:
646.979.3450
Fax:
212.388.5021
K*****@*************M
(Full email address available in API data)
Industry Affiliates
| INTREPID PARTNERS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INTREPID PRIVATE EQUITY FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| INTREPID PRIVATE EQUITY FUND II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| INTREPID VENTURE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| INTREPID PRIVATE EQUITY FUND I, LP | Private Equity Fund | $81.2M | $10.0M | 70 |
| INTREPID PRIVATE EQUITY FUND II, L.P. | Private Equity Fund | $37.5M | $10.0M | 21 |
| INTREPID PRIVATE EQUITY SPV-A, LP | Private Equity Fund | $101.0M | $10.0M | 9 |
| INTREPID PRIVATE EQUITY SPV-NMP, L.P. | Private Equity Fund | $17.0M | $10.0M | 4 |
| INTREPID VENTURE I, L.P. | Venture Capital Fund | $20.7M | $0.1M | 42 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCGEE, HUGH, EDWARD | Individual | – | CO-FOUNDER, CHIEF EXECUTIVE OFFICER | 01/2015 | < 5% |
| WINCHENBAUGH, CHRISTOPHER, FRANCIS | Individual | – | CO-FOUNDER, PRESIDENT, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | 11/2014 | < 5% |
| INTREPID FINANCIAL PARTNERS, L.L.C. | Domestic Entity | – | MANAGING MEMBER | 01/2015 | > 75% |
| MCGEE, HUGH, EDWARD | Individual | INTREPID FINANCIAL PARTNERS, L.L.C. | CHIEF EXECUTIVE OFFICER | 01/2015 | |
| KATYAL, KAVI | Individual | – | CHIEF FINANCIAL OFFICER | 02/2020 | < 5% |