THE CIRCUMFERENCE GROUP LLC

Adviser information for THE CIRCUMFERENCE GROUP LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 16
Investment Advisory/Research 14
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2 $179.1M
Non-Discretionary 5 $8.2M
Total 7 $187.3M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals <5 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 2 $179.1M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $0
Other <5 $8.2M
Type Number
No. of Non-RAUM Clients 3
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for pooled investment vehiclesINVESTMENT ADVICE WITH RESPECT TO INVESTMENTS IN PRIVATELY-HELD BUSINESS VENTURES, INDIVIDUAL SECURITIES AND PRIVATE FUNDS
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-113735
SEC ERA File Number 801-113735
SEC CIK Numbers 1742372
SEC CRD Numbers 159012
Legal Entity Identifier None

Principal Office

ONE INFORMATION WAY
STE. 405
LITTLE ROCK
AR
United States
Monday - Friday, 8AM TO 5:30PM
Tel: 501-492-8411, Fax: 501-492-8401

Chief Compliance Officer

HOLLY L. LARKIN
CHIEF OPERATING OFFICER
ONE INFORMATION WAY
STE. 405
LITTLE ROCK
AR
United States
Tel: 501-492-8411
Fax: 501-492-8401
(Full email address available in API data)

Industry Affiliates

CG CORE VALUE GP, LLC Sponsor, GP, manager of pooled investment vehicles
CG SPV I GP LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
CG CORE VALUE FUND LP Hedge Fund $168.0M $0.5M 42
CG SPV I LP Hedge Fund $10.3M $0.3M 24

Control Persons

Name Type Entity Title Since Ownership
MCNEESE, KYLE, EDWIN Individual CHIEF FINANCIAL OFFICER 06/2009 < 5%
CIRCUMFERENCE GROUP HOLDINGS LLC Domestic Entity MEMBER 05/2009 > 75%
JEFFREY H. FOX REVOCABLE TRUST Domestic Entity CIRCUMFERENCE GROUP HOLDINGS LLC MEMBER 05/2009 > 75%
FOX, JEFFREY, HOWARD Individual JEFFREY H. FOX REVOCABLE TRUST TRUSTEE 05/2000
LARKIN, HOLLY, LEIGH Individual CCO, COO 01/2013 < 5%
LAMMERS, JOHN, JAMES Individual CHIEF INVESTMENT OFFICER 04/2022 < 5%
FOX, JEFFREY, HOWARD Individual CEO 11/2021 > 75%

No. Employees, Historic

2010020192020202120222023202420256 on 4/29/20197 on 3/27/20207 on 3/31/202115 on 3/31/202216 on 3/27/202316 on 3/19/2024

RAUM, Historic

200M100M02019202020212022202320242025138000000 on 4/29/2019115600000 on 3/27/2020143000000 on 3/31/2021167000000 on 3/31/2022169400000 on 3/27/2023187300000 on 3/19/2024

No. Clients, Historic

105020192020202120222023202420252 on 4/29/20192 on 3/27/20201 on 3/31/20211 on 3/31/20222 on 3/27/20232 on 3/19/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
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