SAGE ROAD CAPITAL
SRC MANAGEMENT COMPANY, LP Legal Name
Adviser information for SAGE ROAD CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $182.5M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $182.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $182.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-113736 |
|---|---|
| SEC ERA File Number | 801-113736 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164952 |
| Legal Entity Identifier | None |
Principal Office
2121 SAGE ROADSUITE 325
HOUSTON
TX
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: 713-364-1400, Fax: None
Chief Compliance Officer
BENJAMIN A STAMETS
MANAGING PARTNER
2121 SAGE ROAD
SUITE 325
HOUSTON
TX
United States
Tel:
713-364-1420
B**@*********M
(Full email address available in API data)
Regulatory Contact
JOSHUA BATCHELOR
MANAGING PARTNER
2121 SAGE ROAD
SUITE 325
HOUSTON
TX
United States
Tel:
713-364-1410
J***@*********M
(Full email address available in API data)
Industry Affiliates
| SAGE ROAD ENERGY I GP | Sponsor, GP, manager of pooled investment vehicles |
| SAGE ROAD ENERGY II GP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SAGE ROAD ENERGY I, LP | Private Equity Fund | $31.4M | $2.0M | 18 |
| SAGE ROAD ENERGY II, LP | Private Equity Fund | $146.0M | $5.0M | 32 |
| SRC BANNER HOLDINGS LLC | Private Equity Fund | $6.6M | $0.1M | 11 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STAMETS, BENJAMIN, ANDREW | Individual | – | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | 04/2012 | < 5% |
| BATCHELOR, JOSHUA, L | Individual | – | MANAGING PARTNER | 04/2012 | < 5% |
| SRC MANAGEMENT COMPANY GP, LLC | Domestic Entity | – | GENERAL PARTNER | 04/2012 | < 5% |
| SAGE ROAD CAPITAL, LP | Domestic Entity | – | LIMITED PARTNER | 04/2012 | > 75% |
| SAGE ROAD CAPITAL, LP | Domestic Entity | SRC MANAGEMENT COMPANY GP, LLC | MEMBER | 04/2012 | > 75% |
| SAGE ROAD CAPITAL, LLC | Domestic Entity | SAGE ROAD CAPITAL, LP | GENERAL PARTNER | 01/2012 | |
| STAMETS, BENJAMIN, ANDREW | Individual | SAGE ROAD CAPITAL, LP | LIMITED PARTNER | 01/2012 | 25-50% |
| STAMETS, BENJAMIN, ANDREW | Individual | SAGE ROAD CAPITAL, LLC | MEMBER | 01/2012 | 25-50% |
| BATCHELOR, JOSHUA, L | Individual | SAGE ROAD CAPITAL, LP | LIMITED PARTNER | 01/2012 | 25-50% |
| BATCHELOR, JOSHUA, L | Individual | SAGE ROAD CAPITAL, LLC | MEMBER | 01/2012 | 25-50% |