SAGEWIND CAPITAL LLC
Adviser information for SAGEWIND CAPITAL LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $1.3B |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $1.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $1.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-113737 |
|---|---|
| SEC ERA File Number | 801-113737 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288855 |
| Legal Entity Identifier | None |
Principal Office
ONE VANDERBILT AVENUESUITE 2400
NEW YORK
NY
United States
Monday - Friday, 9:00 AM TO 5:30 PM
Tel: (646) 930-1540, Fax: None
Chief Compliance Officer
JULIE MARTINELLI
GENERAL COUNSEL
ONE VANDERBILT AVENUE
SUITE 2400
NEW YORK
NY
United States
Tel:
6468398070
J**********@******************M
(Full email address available in API data)
Industry Affiliates
| AG INVESTCO GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| BY LIGHT INVESTCO GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FEDHC INVESTCO GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| GCOM INVESTCO GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| QUANTITECH INVESTCO GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SD INVESTCO GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SWC GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AG INVESTCO LP | Private Equity Fund | $32.3M | $0.0M | 73 |
| BY LIGHT INVESTCO LP | Private Equity Fund | $503.0M | $0.0M | 40 |
| DELTA INVESTCO LP | Private Equity Fund | $123.0M | $0.0M | 80 |
| FEDHC INVESTCO II LP | Private Equity Fund | $37.6M | $0.0M | 8 |
| FEDHC INVESTCO LP | Private Equity Fund | $140.7M | $0.0M | 100 |
| GCOM INVESTCO LP | Private Equity Fund | $127.3M | $0.0M | 66 |
| QUANTITECH INVESTCO II LP | Private Equity Fund | $41.7M | $0.0M | 11 |
| QUANTITECH INVESTCO LP | Private Equity Fund | $162.4M | $0.0M | 73 |
| SAGEWIND INVESTCO AGGREGATOR LP - SERIES 1 | Private Equity Fund | $2.6M | $0.1M | 5 |
| SAGEWIND INVESTCO AGGREGATOR LP - SERIES 2 | Private Equity Fund | $83.0M | $0.1M | 39 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEFKOWITZ, STEVEN, MARTIN | Individual | – | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 12/2020 | < 5% |
| KANODIA, ADITYA, RAJ | Individual | – | MANAGING DIRECTOR | 03/2020 | < 5% |
| SAGEWIND CAPITAL LP | Domestic Entity | – | SOLE MEMBER | 12/2020 | > 75% |
| LEFKOWITZ, STEVEN, MARTIN | Individual | SAGEWIND CAPITAL LP | LIMITED PARTNER | 12/2020 | > 75% |
| SAGEWIND HOLDINGS LLC | Domestic Entity | SAGEWIND CAPITAL LP | GENERAL PARTNER | 12/2020 | |
| SAGEWIND GP TRUST | Domestic Entity | SAGEWIND HOLDINGS LLC | MANAGING MEMBER | 12/2020 | |
| LEFKOWITZ, STEVEN, MARTIN | Individual | SAGEWIND GP TRUST | TRUSTEE | 12/2020 | |
| LEFKOWITZ, STEVEN, MARTIN | Individual | SAGEWIND HOLDINGS LLC | MEMBER | 12/2020 | > 75% |
| MARTINELLI, JULIE, MAE | Individual | – | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 10/2023 | < 5% |
| KANODIA, ADITYA, RAJ | Individual | SAGEWIND CAPITAL LP | LIMITED PARTNER | 12/2020 | 25-50% |