UNITAS CAPITAL
UNITAS CAPITAL III LTD. Legal Name
Adviser information for UNITAS CAPITAL last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Cayman Islands |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $4.6M |
| Non-Discretionary | 1 | $181.7M |
| Total | 3 | $186.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $186.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-113743 |
|---|---|
| SEC ERA File Number | 801-113743 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162734 |
| Legal Entity Identifier | None |
Principal Office
27TH FLOOR, CANTON HOUSE56 QUEEN'S ROAD CENTRAL
HONG KONG
China
Monday - Friday, 9:00AM - 5:00PM
Tel: (852) 2533 1818, Fax: (852) 2868 5551
Websites
Chief Compliance Officer
NoneRegulatory Contact
SHARON GEOK LIAN LIM
CHIEF FINANCIAL OFFICER
27TH FLOOR, CANTON HOUSE
56 QUEEN'S ROAD CENTRAL
HONG KONG
China
Tel:
(852) 2533 1818
Fax:
(852) 2868 5551
S*********@****************M
(Full email address available in API data)
Industry Affiliates
| UNITAS CAPITAL | Other investment adviser, including financial planners |
| UNITAS CAPITAL EQUITY PARTNERS III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AOF III (U.S. HOLDINGS), L.P. | Private Equity Fund | $2.5M | $0.0M | 23 |
| ASIA (CAYMAN HOLDINGS) L.P. | Private Equity Fund | $2.1M | $0.0M | 11 |
| ASIA OPPORTUNITY FUND III, L.P. | Private Equity Fund | $181.7M | $5.0M | 44 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEWIS, JOHN, DAVID | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2013 | < 5% |
| LIM, SHARON, GEOK LIAN | Individual | – | CHIEF FINANCIAL OFFICER / DIRECTOR | 08/2007 | < 5% |
| LIU ASIA ADVISORY COMPANY III | Foreign Entity | – | DIRECTOR/SHAREHOLDER | 08/2007 | > 75% |
| LIU, ANDREW | Individual | LIU ASIA ADVISORY COMPANY III | SHAREHOLDER | 08/2007 | > 75% |
| MATHUR, ANURAG, SWARUP | Individual | – | DIRECTOR | 04/2023 | < 5% |