UNITAS CAPITAL
UNITAS CAPITAL PTE. LTD. Legal Name
Adviser information for UNITAS CAPITAL last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
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Fiscal Year End | DECEMBER |
Legal Location | Singapore |
Employees
Total Number of Employees | 5 |
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Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 2 | $4.6M |
Non-Discretionary | 1 | $181.7M |
Total | 3 | $186.4M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 3 | $186.4M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 100 |
Services
Advisory Services | Portfolio management for pooled investment vehicles |
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Compensation | % of AUM |
Identifiers
SEC RIA File Number | 801-113745 |
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SEC ERA File Number | 801-113745 |
SEC CIK Numbers | None |
SEC CRD Numbers | 163943 |
Legal Entity Identifier | None |
Principal Office
27TH FLOOR, CANTON HOUSE56 QUEEN'S ROAD CENTRAL
HONG KONG
China
Monday - Friday, 9:00AM - 5:00PM
Tel: (852) 2533 1818, Fax: (852) 2868 5551
Websites
Chief Compliance Officer
NoneRegulatory Contact
SHARON GEOK LIAN LIM
CHIEF FINANCIAL OFFICER
27TH FLOOR, CANTON HOUSE
56 QUEEN'S ROAD CENTRAL
HONG KONG
China
Tel:
(852) 2533 1818
Fax:
(852) 2868 5551
S*********@****************M
(Full email address available in API data)
Industry Affiliates
UNITAS CAPITAL | Other investment adviser, including financial planners |
UNITAS CAPITAL EQUITY PARTNERS III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
LIU, ANDREW | Individual | – | DIRECTOR | 05/1999 | < 5% |
LIU ASIA ADVISORY COMPANY III | Foreign Entity | UNITAS CAPITAL III LTD. | SHAREHOLDER | 08/2007 | > 75% |
LIU, ANDREW | Individual | LIU ASIA ADVISORY COMPANY III | SHAREHOLDER | 07/2007 | > 75% |
CHRISTIE, HAMISH, ALEXANDER | Individual | – | DIRECTOR | 01/2002 | < 5% |
UNITAS CAPITAL III LTD. | Foreign Entity | – | SHAREHOLDER | 10/2008 | > 75% |
LIM, SHARON, GEOK LIAN | Individual | – | DIRECTOR | 04/2023 | < 5% |