SYSTEMATIC ALPHA INVESTMENTS, LLC
Adviser information for SYSTEMATIC ALPHA INVESTMENTS, LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 100 | $2.3B |
| Non-Discretionary | 0 | $0 |
| Total | 100 | $2.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $2.3B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
36 MERCER STREETPRINCETON
NJ
United States
Monday - Friday, 9AM - 5PM
Tel: 609-751-7550, Fax: None
Chief Compliance Officer
CHRISTOPHER AINSWORTH
36 MERCER STREET
PRINCETON
NJ
United States
Tel:
949-662-2850
C****@**************M
(Full email address available in API data)
Industry Affiliates
| PAVE INVESTMENT ADVISORS, LLC. | Other investment adviser, including financial planners |
| PAVE SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EVANS, STEPHEN, EDWIN | Individual | – | MEMBER AND MANAGER | 06/2018 | > 75% |
| AINSWORTH, CHRISTOPHER, LEE | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Vanguard S&P 500 ETF | ETF | 566M | 1M | – |
| NVIDIA Corporation | COM | 111M | 900K | – |
| Vanguard Value ETF | ETF | 144M | 895K | – |
| Apple Inc. | COM | 121M | 576K | – |
| Pfizer Inc. | COM | 12M | 425K | – |
| Merck & Co., Inc. | COM | 51M | 411K | – |
| BrightSphere Investment Group, Inc. | COM | 8M | 370K | – |
| Vanguard Dividend Appreciation ETF | ETF | 64M | 353K | – |
| iShares 20 Year Treasury Bond ETF | ETF | 31M | 340K | – |
| Applied Materials, Inc. | COM | 76M | 320K | – |
| Cisco Systems, Inc. | COM | 15M | 315K | – |
| Verizon Communications Inc. | COM | 13M | 309K | – |
| Alphabet Inc. Class A | COM | 56M | 309K | – |
| Invesco S&P Smallcap 600 Pure Value ETF | ETF | 30M | 306K | – |
| Bristol-Myers Squibb Company | COM | 12M | 296K | – |
| MetLife, Inc. | COM | 20M | 280K | – |
| Eli Lilly and Company | COM | 253M | 279K | – |
| SLM Corp | COM | 6M | 278K | – |
| Pitney Bowes Inc. | COM | 1M | 275K | – |
| Microsoft Corporation | COM | 112M | 251K | – |
| Sun Life Financial Inc. | COM | 12M | 251K | – |
| Financial Select Sector SPDR Fund | ETF | 10M | 248K | – |
| Truist Financial Corporation | COM | 9M | 234K | – |
| Eversource Energy | COM | 13M | 226K | – |
| Amazon.com, Inc. | COM | 44M | 226K | – |
| American Electric Power Company, Inc. | COM | 19M | 217K | – |
| Intel Corporation | COM | 7M | 215K | – |
| Travelers Companies, Inc. | COM | 44M | 215K | – |
| Altria Group, Inc. | COM | 10M | 213K | – |
| PepsiCo, Inc. | COM | 32M | 193K | – |
| Coca-Cola Company | COM | 11M | 172K | – |
| Alphabet Inc. Class C | COM | 29M | 159K | – |
| Waste Management, Inc. | COM | 32M | 149K | – |
| Unilever PLC Sponsored ADR | ADR | 8M | 148K | – |
| SPDR Portfolio S&P 500 High Dividend ETF | ETF | 6M | 148K | – |
| RTX Corporation | COM | 13M | 134K | – |
| Kimberly-Clark Corporation | COM | 18M | 132K | – |
| Vanguard Growth ETF | ETF | 49M | 131K | – |
| Edison International | COM | 9M | 130K | – |
| Allstate Corporation | COM | 20M | 127K | – |
| Franklin Resources, Inc. | COM | 3M | 126K | – |
| Invesco Ltd. | COM | 2M | 126K | – |
| V.F. Corporation | COM | 2M | 117K | – |
| Target Corporation | COM | 17M | 115K | – |
| Yum! Brands, Inc. | COM | 13M | 99K | – |
| AbbVie, Inc. | COM | 17M | 98K | – |
| McDonald's Corporation | COM | 24M | 96K | – |
| Union Pacific Corporation | COM | 21M | 93K | – |
| Vanguard Information Technology ETF | ETF | 47M | 82K | – |
| Ford Motor Company | COM | 1M | 80K | – |
| Microchip Technology Incorporated | COM | 7M | 79K | – |
| Home Depot, Inc. | COM | 26M | 75K | – |
| Broadcom Inc. | COM | 12M | 74K | – |
| Meta Platforms Inc Class A | COM | 37M | 73K | – |
| T-Mobile US, Inc. | COM | 13M | 73K | – |
| iShares Core U.S. Aggregate Bond ETF | ETF | 7M | 72K | – |
| Avery Dennison Corporation | COM | 15M | 71K | – |
| SPDR Portfolio S&P 500 Growth ETF | ETF | 6M | 70K | – |
| Bank of America Corp | COM | 3M | 68K | – |
| Mastercard Incorporated Class A | COM | 26M | 60K | – |
| UnitedHealth Group Incorporated | COM | 29M | 57K | – |
| Advanced Micro Devices, Inc. | COM | 9M | 55K | – |
| Freeport-McMoRan, Inc. | COM | 3M | 53K | – |
| HP Inc. | COM | 2M | 53K | – |
| Viatris, Inc. | COM | 561K | 53K | – |
| Newell Brands Inc | COM | 321K | 50K | – |
| APA Corporation | COM | 1M | 48K | – |
| Big Lots, Inc. | COM | 81K | 47K | – |
| Walmart Inc. | COM | 3M | 44K | – |
| SPDR S&P 500 ETF Trust | ETF | 23M | 42K | – |
| Organon & Co. | COM | 850K | 41K | – |
| Chipotle Mexican Grill, Inc. | COM | 2M | 39K | – |
| JPMorgan Chase & Co. | COM | 7M | 37K | – |
| Walgreens Boots Alliance, Inc. | COM | 440K | 36K | – |
| Southern Company | COM | 2M | 30K | – |
| Medtronic Plc | COM | 2M | 30K | – |
| Regions Financial Corporation | COM | 593K | 30K | – |
| MGM Resorts International | COM | 1M | 29K | – |
| Tesla, Inc. | COM | 5M | 27K | – |
| Marathon Oil Corporation | COM | 748K | 26K | – |
| Carrier Global Corp. | COM | 2M | 26K | – |
| Magnolia Oil & Gas Corp. Class A | COM | 644K | 25K | – |
| Immersion Corporation | COM | 230K | 24K | – |
| Baker Hughes Company Class A | COM | 841K | 24K | – |
| News Corporation Class A | COM | 655K | 24K | – |
| HSBC Holdings PLC Sponsored ADR | ADR | 1M | 23K | – |
| QUALCOMM Incorporated | COM | 4M | 22K | – |
| Leidos Holdings, Inc. | COM | 3M | 22K | – |
| Boston Scientific Corporation | COM | 2M | 22K | – |
| Harmony Gold Mining Co. Ltd. Sponsored ADR | ADR | 198K | 22K | – |
| SLB | COM | 1M | 21K | – |
| Lincoln National Corp | COM | 645K | 21K | – |
| Brady Corporation Class A | COM | 1M | 20K | – |
| Sk Telecom Co Ltd Sponsored ADR | ADR | 417K | 20K | – |
| Copart, Inc. | COM | 1M | 19K | – |
| Otis Worldwide Corporation | COM | 2M | 19K | – |
| Companhia Energetica de Minas Gerais SA Sponsored ADR | ADR | 43K | 18K | – |
| Gen Digital Inc. | COM | 444K | 18K | – |
| Morgan Stanley | COM | 2M | 17K | – |
| Netflix, Inc. | COM | 11M | 17K | – |
| Western Digital Corporation | COM | 1M | 16K | – |
| Salesforce, Inc. | COM | 4M | 16K | – |
| DXC Technology Co. | COM | 297K | 16K | – |
| Chevron Corporation | COM | 2M | 15K | – |
| KeyCorp | COM | 207K | 15K | – |
| Halliburton Company | COM | 467K | 14K | – |
| Royal Caribbean Group | COM | 2M | 13K | – |
| PulteGroup, Inc. | COM | 1M | 13K | – |
| Norwegian Cruise Line Holdings Ltd. | COM | 239K | 13K | – |
| Diamondback Energy, Inc. | COM | 2M | 12K | – |
| Mosaic Company | COM | 336K | 12K | – |
| News Corporation Class B | COM | 326K | 12K | – |
| ICICI Bank Limited Sponsored ADR | ADR | 326K | 11K | – |
| Lam Research Corporation | COM | 12M | 11K | – |
| Paramount Global Class B | COM | 108K | 10K | – |
| Bath & Body Works, Inc. | COM | 405K | 10K | – |
| Fortinet, Inc. | COM | 624K | 10K | – |
| Vanguard FTSE Emerging Markets ETF | ETF | 443K | 10K | – |
| Boeing Company | COM | 2M | 10K | – |
| iShares MSCI Emerging Markets ETF | ETF | 427K | 10K | – |
| Celanese Corporation | COM | 1M | 10K | – |
| Devon Energy Corporation | COM | 470K | 10K | – |
| Kroger Co. | COM | 484K | 10K | – |
| Campbell Soup Company | COM | 429K | 10K | – |
| CTS Corporation | COM | 474K | 9K | – |
| Public Storage | COM | 3M | 9K | – |
| Santander Bank Polska SA Unsponsored ADR | ADR | 242K | 9K | – |
| Visa Inc. Class A | COM | 2M | 9K | – |
| Lennar Corporation Class A | COM | 1M | 9K | – |
| Teradyne, Inc. | COM | 1M | 9K | – |
| CBRE Group, Inc. Class A | COM | 742K | 8K | – |
| Adobe Inc. | COM | 5M | 8K | – |
| Webster Financial Corporation | COM | 340K | 8K | – |
| eBay Inc. | COM | 407K | 8K | – |
| Etsy, Inc. | COM | 444K | 8K | – |
| Corteva Inc | COM | 399K | 7K | – |
| Alibaba Group Holding Limited Sponsored ADR | ADR | 511K | 7K | – |
| Nucor Corporation | COM | 1M | 7K | – |
| Allison Transmission Holdings, Inc. | COM | 501K | 7K | – |
| Marathon Petroleum Corporation | COM | 1M | 6K | – |
| Marriott International, Inc. Class A | COM | 1M | 6K | – |
| Centene Corporation | COM | 407K | 6K | – |
| Exxon Mobil Corporation | COM | 695K | 6K | – |
| Toll Brothers, Inc. | COM | 680K | 6K | – |
| Tecnoglass Inc. | COM | 296K | 6K | – |
| Arista Networks, Inc. | COM | 2M | 6K | – |
| PayPal Holdings, Inc. | COM | 334K | 6K | – |
| Raymond James Financial, Inc. | COM | 705K | 6K | – |
| FirstCash Holdings, Inc. | COM | 577K | 6K | – |
| Align Technology, Inc. | COM | 1M | 5K | – |
| Academy Sports and Outdoors, Inc. | COM | 272K | 5K | – |
| United Airlines Holdings, Inc. | COM | 246K | 5K | – |
| Dow, Inc. | COM | 266K | 5K | – |
| Hess Corporation | COM | 735K | 5K | – |
| ORIX Corporation Sponsored ADR | ADR | 552K | 5K | – |
| SPDR S&P Dividend ETF | ETF | 610K | 5K | – |
| Walt Disney Company | COM | 470K | 5K | – |
| Amdocs Limited | COM | 371K | 5K | – |
| ConocoPhillips | COM | 527K | 5K | – |
| Euronet Worldwide, Inc. | COM | 476K | 5K | – |
| Taiwan Semiconductor Manufacturing Co., Ltd. Sponsored ADR | ADR | 765K | 4K | – |
| GE Aerospace | COM | 675K | 4K | – |
| Citigroup Inc. | COM | 269K | 4K | – |
| Atkore Inc | COM | 567K | 4K | – |
| Johnson Controls International plc | COM | 260K | 4K | – |
| State Street Corporation | COM | 281K | 4K | – |
| Western Alliance Bancorp | COM | 227K | 4K | – |
| KB Financial Group Inc. Sponsored ADR | ADR | 204K | 4K | – |
| Ingersoll Rand Inc. | COM | 324K | 4K | – |
| Hershey Company | COM | 625K | 3K | – |
| Albemarle Corporation | COM | 309K | 3K | – |
| UFP Industries, Inc. | COM | 358K | 3K | – |
| Goldman Sachs Group, Inc. | COM | 1M | 3K | – |
| PVH Corp. | COM | 336K | 3K | – |
| Invesco QQQ Trust Series I | ETF | 1M | 3K | – |
| TKO Group Holdings, Inc. Class A | COM | 335K | 3K | – |
| Insight Enterprises, Inc. | COM | 585K | 3K | – |
| Cigna Group | COM | 933K | 3K | – |
| Edwards Lifesciences Corporation | COM | 247K | 3K | – |
| Discover Financial Services | COM | 333K | 3K | – |
| Cadence Design Systems, Inc. | COM | 769K | 2K | – |
| Quanta Services, Inc. | COM | 633K | 2K | – |
| Micron Technology, Inc. | COM | 324K | 2K | – |
| Hilton Worldwide Holdings Inc. | COM | 532K | 2K | – |
| Thermo Fisher Scientific Inc. | COM | 1M | 2K | – |
| Capital One Financial Corp | COM | 302K | 2K | – |
| DexCom, Inc. | COM | 246K | 2K | – |
| Qorvo, Inc. | COM | 251K | 2K | – |
| Synopsys, Inc. | COM | 1M | 2K | – |
| International Business Machines Corporation | COM | 353K | 2K | – |
| Electronic Arts Inc. | COM | 281K | 2K | – |
| KLA Corporation | COM | 2M | 2K | – |
| Expedia Group, Inc. | COM | 231K | 2K | – |
| O'Reilly Automotive, Inc. | COM | 2M | 2K | – |
| American Tower Corporation | COM | 343K | 2K | – |
| Northrop Grumman Corp. | COM | 741K | 2K | – |
| United Rentals, Inc. | COM | 1M | 2K | – |
| Elevance Health, Inc. | COM | 865K | 2K | – |
| Analog Devices, Inc. | COM | 358K | 2K | – |
| Darden Restaurants, Inc. | COM | 209K | 1K | – |
| Berkshire Hathaway Inc. Class B | COM | 548K | 1K | – |
| Progressive Corporation | COM | 261K | 1K | – |
| ServiceNow, Inc. | COM | 981K | 1K | – |
| Danaher Corporation | COM | 301K | 1K | – |
| Kinsale Capital Group, Inc. | COM | 462K | 1K | – |
| Old Dominion Freight Line, Inc. | COM | 205K | 1K | – |
| Chemed Corporation | COM | 597K | 1K | – |
| Intuitive Surgical, Inc. | COM | 458K | 1K | – |
| Deckers Outdoor Corporation | COM | 871K | 900 | – |
| McKesson Corporation | COM | 526K | 900 | – |
| Samsung Electronics Co., Ltd. Sponsored GDR | ADR | 1M | 800 | – |
| LPL Financial Holdings Inc. | COM | 212K | 760 | – |
| HCA Healthcare Inc | COM | 237K | 738 | – |
| Linde plc | COM | 247K | 564 | – |
| iShares Core S&P 500 ETF | ETF | 298K | 544 | – |
| S&P Global, Inc. | COM | 202K | 452 | – |