CONNECTIVE PORTFOLIO MANAGEMENT, LLC

Adviser information for CONNECTIVE PORTFOLIO MANAGEMENT, LLC last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 17 $109.9M
Non-Discretionary 0 $0
Total 17 $109.9M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 14 $20.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 3 $89.9M
Other 0 $0
Type Number
No. of Non-RAUM Clients 17
No. of Non-U.S. Clients 65
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-113747
SEC ERA File Number 801-113747
SEC CIK Numbers 1905083
SEC CRD Numbers 297755
Legal Entity Identifier None

Principal Office

630 THIRD AVENUE
21ST FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 - 5:00
Tel: 212 332-7932, Fax: 212-332-7931

Chief Compliance Officer

RUDOLF MILLISITS
CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER
630 THIRD AVENUE
21ST FLOOR
NEW YORK
NY
United States
Tel: 212-332-7932
Fax: 212-332-7931
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SAXTON, RICHARD, LD Individual MANAGER AND MEMBER 11/2014 < 5%
MILLISITS, RUDOLF Individual CEO; CCO; AND MANAGER 11/2014 < 5%
COMBY, PHILIPPE, ROBERT Individual PRESIDENT, CFO, AND MANAGER 11/2014 < 5%
RSM ADVISORS LLC Domestic Entity MEMBER 11/2014 25-50%
TECHPHAB INVESTORS Domestic Entity MEMBER 11/2014 25-50%
MILLISITS, RUDOLF Individual RSM ADVISORS LLC SOLE MEMBER 11/2014 > 75%
COMBY, PHILIPPE, ROBERT Individual TECHPHAB INVESTORS SOLE MEMBER 11/2014 > 75%
HOTTINGER U.S. INC. Domestic Entity OWNER 02/2015 10-25%

No. Employees, Historic

105020192020202120222023202420252 on 8/5/20192 on 3/10/20202 on 3/11/20202 on 6/30/20202 on 3/24/20212 on 4/9/20212 on 11/26/20212 on 11/29/20212 on 3/28/20222 on 3/21/20232 on 2/22/2024

RAUM, Historic

200M100M0201920202021202220232024202588700685 on 8/5/201989395687 on 3/10/202089395687 on 3/11/202089395687 on 6/30/2020132105385 on 3/24/2021132105385 on 4/9/2021132105385 on 11/26/2021132105385 on 11/29/2021135751258 on 3/28/2022102676408 on 3/21/2023109945280 on 2/22/2024

No. Clients, Historic

30150201920202021202220232024202519 on 8/5/201921 on 3/10/202021 on 3/11/202021 on 6/30/202022 on 3/24/202122 on 4/9/202122 on 11/26/202122 on 11/29/202122 on 3/28/202224 on 3/21/202317 on 2/22/2024

Holdings

From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AEROVIRONMENT INC COM 674K 4K
ALIBABA GROUP HLDG LTD SPONSORED ADS 936K 13K
ALPHABET INC CAP STK CL A 2M 11K
AMAZON COM INC COM 2M 11K
ANALOG DEVICES INC COM 2M 8K
APPLE INC COM 2M 10K
APPLIED MATLS INC COM 2M 10K
BANK AMERICA CORP COM 1M 28K
BROADCOM INC COM 1M 680
CAMECO CORP COM 2M 43K
CHIPOTLE MEXICAN GRILL INC COM 1M 20K
CITIGROUP INC COM NEW 825K 13K
DISNEY WALT CO COM 1M 10K
EATON CORP PLC SHS 481K 2K
EXXON MOBIL CORP COM 2M 14K
FIRST SOLAR INC COM 676K 3K
HESS CORP COM 1M 7K
ISHARES GOLD TR ISHARES NEW 1M 32K
ISHARES TR RUS 2000 VAL ETF 1M 7K
JPMORGAN CHASE & CO. COM 2M 9K
MASTERCARD INCORPORATED CL A 545K 1K
META PLATFORMS INC CL A 3M 6K
MICROCHIP TECHNOLOGY INC. COM 302K 3K
MICROSOFT CORP COM 2M 5K
NATERA INC COM 693K 6K
NETFLIX INC COM 675K 1K
NEXTERA ENERGY INC COM 1M 15K
NOVO-NORDISK A S ADR 1M 8K
NVIDIA CORPORATION COM 4M 36K
NXP SEMICONDUCTORS N V COM 549K 2K
ON SEMICONDUCTOR CORP COM 823K 12K
PROCTER AND GAMBLE CO COM 620K 4K
QUALCOMM INC COM 3M 14K
QUANTA SVCS INC COM 329K 1K
REGENERON PHARMACEUTICALS COM 662K 630
SALESFORCE INC COM 1M 5K
SELECT SECTOR SPDR TR SBI HEALTHCARE 2M 13K
SPDR GOLD TR GOLD SHS 1M 6K
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 2M 13K
TWIST BIOSCIENCE CORP COM 394K 8K
VERTEX PHARMACEUTICALS INC COM 2M 4K
VERTIV HOLDINGS CO COM CL A 952K 11K
VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS 591K 13K
VISTRA CORP COM 516K 6K
WALMART INC COM 2M 25K
WESTERN DIGITAL CORP. COM 1M 14K