CONNECTIVE PORTFOLIO MANAGEMENT, LLC
Adviser information for CONNECTIVE PORTFOLIO MANAGEMENT, LLC last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 2 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 17 | $109.9M |
Non-Discretionary | 0 | $0 |
Total | 17 | $109.9M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 14 | $20.1M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 3 | $89.9M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 17 |
No. of Non-U.S. Clients | 65 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUMFixed fees |
Principal Office
630 THIRD AVENUE21ST FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 - 5:00
Tel: 212 332-7932, Fax: 212-332-7931
Chief Compliance Officer
RUDOLF MILLISITS
CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER
630 THIRD AVENUE
21ST FLOOR
NEW YORK
NY
United States
Tel:
212-332-7932
Fax:
212-332-7931
R*********@***************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
SAXTON, RICHARD, LD | Individual | – | MANAGER AND MEMBER | 11/2014 | < 5% |
MILLISITS, RUDOLF | Individual | – | CEO; CCO; AND MANAGER | 11/2014 | < 5% |
COMBY, PHILIPPE, ROBERT | Individual | – | PRESIDENT, CFO, AND MANAGER | 11/2014 | < 5% |
RSM ADVISORS LLC | Domestic Entity | – | MEMBER | 11/2014 | 25-50% |
TECHPHAB INVESTORS | Domestic Entity | – | MEMBER | 11/2014 | 25-50% |
MILLISITS, RUDOLF | Individual | RSM ADVISORS LLC | SOLE MEMBER | 11/2014 | > 75% |
COMBY, PHILIPPE, ROBERT | Individual | TECHPHAB INVESTORS | SOLE MEMBER | 11/2014 | > 75% |
HOTTINGER U.S. INC. | Domestic Entity | – | OWNER | 02/2015 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
AEROVIRONMENT INC | COM | 674K | 4K | – |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 936K | 13K | – |
ALPHABET INC | CAP STK CL A | 2M | 11K | – |
AMAZON COM INC | COM | 2M | 11K | – |
ANALOG DEVICES INC | COM | 2M | 8K | – |
APPLE INC | COM | 2M | 10K | – |
APPLIED MATLS INC | COM | 2M | 10K | – |
BANK AMERICA CORP | COM | 1M | 28K | – |
BROADCOM INC | COM | 1M | 680 | – |
CAMECO CORP | COM | 2M | 43K | – |
CHIPOTLE MEXICAN GRILL INC | COM | 1M | 20K | – |
CITIGROUP INC | COM NEW | 825K | 13K | – |
DISNEY WALT CO | COM | 1M | 10K | – |
EATON CORP PLC | SHS | 481K | 2K | – |
EXXON MOBIL CORP | COM | 2M | 14K | – |
FIRST SOLAR INC | COM | 676K | 3K | – |
HESS CORP | COM | 1M | 7K | – |
ISHARES GOLD TR | ISHARES NEW | 1M | 32K | – |
ISHARES TR | RUS 2000 VAL ETF | 1M | 7K | – |
JPMORGAN CHASE & CO. | COM | 2M | 9K | – |
MASTERCARD INCORPORATED | CL A | 545K | 1K | – |
META PLATFORMS INC | CL A | 3M | 6K | – |
MICROCHIP TECHNOLOGY INC. | COM | 302K | 3K | – |
MICROSOFT CORP | COM | 2M | 5K | – |
NATERA INC | COM | 693K | 6K | – |
NETFLIX INC | COM | 675K | 1K | – |
NEXTERA ENERGY INC | COM | 1M | 15K | – |
NOVO-NORDISK A S | ADR | 1M | 8K | – |
NVIDIA CORPORATION | COM | 4M | 36K | – |
NXP SEMICONDUCTORS N V | COM | 549K | 2K | – |
ON SEMICONDUCTOR CORP | COM | 823K | 12K | – |
PROCTER AND GAMBLE CO | COM | 620K | 4K | – |
QUALCOMM INC | COM | 3M | 14K | – |
QUANTA SVCS INC | COM | 329K | 1K | – |
REGENERON PHARMACEUTICALS | COM | 662K | 630 | – |
SALESFORCE INC | COM | 1M | 5K | – |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 2M | 13K | – |
SPDR GOLD TR | GOLD SHS | 1M | 6K | – |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 2M | 13K | – |
TWIST BIOSCIENCE CORP | COM | 394K | 8K | – |
VERTEX PHARMACEUTICALS INC | COM | 2M | 4K | – |
VERTIV HOLDINGS CO | COM CL A | 952K | 11K | – |
VISTA ENERGY S.A.B. DE C.V. | SPONSORED ADS | 591K | 13K | – |
VISTRA CORP | COM | 516K | 6K | – |
WALMART INC | COM | 2M | 25K | – |
WESTERN DIGITAL CORP. | COM | 1M | 14K | – |