ROCK HOUSE FINANCIAL

RH ADVISORS, LLC Legal Name

Adviser information for ROCK HOUSE FINANCIAL last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Utah, United States

Employees

Total Number of Employees	9
Investment Advisory/Research	5
Registered Broker-Dealer Representatives	2
Registered State Investment Advisers	5
Licensed Agents of an Insurance Company	3
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1,216	$214.9M
Non-Discretionary	0	$0
Total	1,216	$214.9M

Clients

Type	Number	RAUM
Individuals	412	$95.3M
HNW Individuals	50	$109.0M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$906,402
Charitable organizations	<5	$1.1M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	7	$8.6M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	12
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	251-500

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesROBO ADVISORY SERVICES
Compensation	% of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number	801-113752
SEC ERA File Number	801-113752
SEC CIK Numbers	None
SEC CRD Numbers	293909
Legal Entity Identifier	None

Principal Office

630 N MAIN STREET
FARMINGTON
UT
United States

Monday - Friday, 8:00AM - 5:00PM

Tel: (801) 447-4200, Fax: (801)447-4201

Websites

www.linkedin.com/in/zachary-nelson-mba-cfp%c2%ae-74b71ab7/; www.linkedin.com/company/rock-house-financial/?viewasmember=true www.rockhousefinancial.com www.linkedin.com/in/bobaamodt/ www.linkedin.com/in/nicole-roberts-cfp%c2%ae-59486825/ www.facebook.com/rockhousefinancial www.instagram.com/hesgonethemoneysnot/ www.linkedin.com/in/rhett-sorensen/

Chief Compliance Officer

NICOLE LOUISE ROBERTS

CHIEF COMPLIANCE OFFICER

630 N MAIN STREET

FARMINGTON

United States

Tel: (801)447-4200

Fax: (801)447-4201

N*****@*********************M

(Full email address available in API data)

Regulatory Contact

ROBERT PAUL AAMODT

MANAGING MEMBER