SANTA FE ADVISORS LLC
Adviser information for SANTA FE ADVISORS LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Mexico, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 223 | $166.1M |
| Non-Discretionary | 2 | $4.8M |
| Total | 225 | $170.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 15 | $5.3M |
| HNW Individuals | 75 | $156.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.5M |
| Charitable organizations | <5 | $5.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-113760 |
|---|---|
| SEC ERA File Number | 801-113760 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170872 |
| Legal Entity Identifier | None |
Principal Office
330 GARFIELD STREETSTE. 301
SANTA FE
NM
United States
Monday - Friday, 8AM - 5PM
Tel: 505-501-6200, Fax: 505-501-6220
Websites
Chief Compliance Officer
KRISTINA ALLEY
PARTNER
330 GARFIELD STREET
STE. 301
SANTA FE
NM
United States
Tel:
505-501-6200
K*****@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KANTOR, DAVID, BRUCE | Individual | – | PARTNER | 03/2014 | 10-25% |
| ALLEY, KRISTINA, ELISABETH | Individual | – | CHIEF COMPLIANCE OFFICER & PARTNER | 04/2014 | 25-50% |
| MARION, DAVID, EVAN | Individual | – | PARTNER | 04/2014 | 25-50% |