TURN/RIVER MANAGEMENT, L.P.
Adviser information for TURN/RIVER MANAGEMENT, L.P. last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 61 |
|---|---|
| Investment Advisory/Research | 55 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 16 | $2.7B |
| Non-Discretionary | 0 | $0 |
| Total | 16 | $2.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 16 | $2.7B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPORTFOLIO COMPANY MANAGEMENT SERVICES |
|---|---|
| Compensation | % of AUMPerformance-based feesSEE SCHEDULE D - MISCELLANEOUS |
Identifiers
| SEC RIA File Number | 801-113765 |
|---|---|
| SEC ERA File Number | 801-113765 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165897 |
| Legal Entity Identifier | None |
Principal Office
555 MISSION STREETSUITE 1750
SAN FRANCISCO
CA
United States
Monday - Friday, 9AM-5PM
Tel: 415-858-0910, Fax: None
Chief Compliance Officer
EVAN GINSBURG
PARTNER & COO
555 MISSION STREET
SUITE 1750
SAN FRANCISCO
CA
United States
Tel:
415-858-0910
E***@************M
(Full email address available in API data)
Regulatory Contact
JULIE PELLEGRINI
CHIEF FINANCIAL OFFICER & PARTNER
555 MISSION STREET
SUITE 1750
SAN FRANCISCO
CA
United States
Tel:
415-858-0910
J****@************M
(Full email address available in API data)
Industry Affiliates
| TURN/RIVER CAPITAL II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TURN/RIVER CAPITAL III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TURN/RIVER CAPITAL IV GP (CO-INVESTMENT A) GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| TURN/RIVER CAPITAL IV GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| TURN/RIVER CAPITAL V GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| TURN/RIVER GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TURN/RIVER CAPITAL (PARALLEL), L.P. | Private Equity Fund | $2.5M | $0.0M | 2 |
| TURN/RIVER CAPITAL (SIDE), L.P. | Private Equity Fund | $2.3M | $0.0M | 2 |
| TURN/RIVER CAPITAL II (AI), L.P. | Private Equity Fund | $14.2M | $0.0M | 41 |
| TURN/RIVER CAPITAL II (PARALLEL), L.P. | Private Equity Fund | $16.9M | $0.0M | 2 |
| TURN/RIVER CAPITAL II (QP), L.P. | Private Equity Fund | $41.4M | $0.0M | 4 |
| TURN/RIVER CAPITAL III (AI), L.P. | Private Equity Fund | $13.6M | $0.0M | 24 |
| TURN/RIVER CAPITAL III (QP-A), L.P. | Private Equity Fund | $404.5M | $0.0M | 9 |
| TURN/RIVER CAPITAL III (QP-B), L.P. | Private Equity Fund | $27.2M | $0.0M | 2 |
| TURN/RIVER CAPITAL IV (AI), L.P. | Private Equity Fund | $13.9M | $0.0M | 39 |
| TURN/RIVER CAPITAL IV (CO-INVESTMENT A), L.P. | Private Equity Fund | $256.2M | $0.0M | 17 |
| TURN/RIVER CAPITAL IV (QP-A), L.P. | Private Equity Fund | $442.7M | $0.0M | 15 |
| TURN/RIVER CAPITAL IV (QP-B), L.P. | Private Equity Fund | $115.0M | $0.0M | 7 |
| TURN/RIVER CAPITAL V (AI), L.P. | Private Equity Fund | $25.2M | $0.0M | 54 |
| TURN/RIVER CAPITAL V (QP-A), L.P. | Private Equity Fund | $1,075.9M | $0.0M | 31 |
| TURN/RIVER CAPITAL V (QP-B), L.P. | Private Equity Fund | $233.5M | $0.0M | 14 |
| TURN/RIVER CAPITAL, L.P. | Private Equity Fund | $1.6M | $0.0M | 40 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ANG, DOMINIC, NMN | Individual | – | MANAGING PARTNER; LIMITED PARTNER | 01/2012 | > 75% |
| GINSBURG, EVAN, NEAL | Individual | – | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER / PARTNER | 07/2015 | < 5% |
| TURN/RIVER GROUP LLC | Domestic Entity | – | GENERAL PARTNER | 01/2020 | < 5% |
| ANG, DOMINIC, NMN | Individual | TURN/RIVER GROUP LLC | OWNER | 01/2020 | > 75% |
| PELLEGRINI, JULIE, SUZANNE | Individual | – | CHIEF FINANCIAL OFFICER / PARTNER | 04/2020 | < 5% |