GREENLAKE ASSET MANAGEMENT LLC
Adviser information for GREENLAKE ASSET MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $843.4M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $843.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $843.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 33 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-113768 |
|---|---|
| SEC ERA File Number | 801-113768 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 221528 |
| Legal Entity Identifier | None |
Principal Office
1416 EL CENTRO ST #200SOUTH PASADENA
CA
United States
Monday - Friday, 9AM - 5PM
Tel: 626-529-1080, Fax: 626-380-4750
Chief Compliance Officer
DAVE PARK
PRINCIPAL AND HEAD OF INVESTOR RELATIONS
1416 EL CENTRO ST #200
SOUTH PASADENA
CA
United States
Tel:
626-529-1083
Fax:
626-380-4750
D****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GREENLAKE REAL ESTATE FUND II, LP | Real Estate Fund | $9.2M | $0.5M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Bertolini, Amy, Sun-Man | Individual | – | CHIEF FINANCIAL OFFICER | 03/2024 | < 5% |
| CHANG, PETER, T | Individual | – | MANAGING PRINCIPAL | 11/2017 | < 5% |
| Diamond, Paul | Individual | – | COO | 12/2017 | < 5% |
| GRUN ASSETS LLC | Domestic Entity | – | OWNER | 06/2018 | > 75% |
| CHANG, PETER, T | Individual | CENTRO PARTNERS LLC | OWNER | 06/2018 | > 75% |
| CENTRO PARTNERS LLC | Domestic Entity | GRUN ASSETS LLC | OWNER | 06/2018 | 50-75% |
| PARK, DAVID, HO | Individual | – | PRINCIPAL, HEAD OF INVESTOR RELATIONS, CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |
| ETHLI PARTNERS, LLC | Domestic Entity | GRUN ASSETS LLC | OWNER | 01/2024 | 25-50% |
| PARK, DAVID, HO | Individual | ETHLI PARTNERS, LLC | OWNER | 01/2024 | > 75% |