TRG ADVISORS, INC.
Adviser information for TRG ADVISORS, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 129 | $84.5M |
| Non-Discretionary | 62 | $336.8M |
| Total | 191 | $421.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 39 | $8.8M |
| HNW Individuals | 39 | $76.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 32 | $335.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-113776 |
|---|---|
| SEC ERA File Number | 801-113776 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297171 |
| Legal Entity Identifier | None |
Principal Office
8470 ENTERPRISE CIRCLESUITE 110
LAKEWOOD RANCH
FL
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 716-204-7610, Fax: None
Websites
Chief Compliance Officer
PAUL S. DUGGAN
PRESIDENT
8470 ENTERPRISE CIRCLE
SUITE 110
LAKEWOOD RANCH
FL
United States
Tel:
716-204-7610
Fax:
716-332-2310
D******@**************M
(Full email address available in API data)
Industry Affiliates
| TRG FINANCIAL, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DUGGAN, PAUL, SHAUGHNESSY | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 01/2018 | > 75% |