Hedge Fund Database

HORIZON FINANCIAL SERVICES, LLC

Adviser information for HORIZON FINANCIAL SERVICES, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location North Carolina, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,073 $177.8M
Non-Discretionary 0 $0
Total 1,073 $177.8M

Clients

Type Number RAUM
Individuals 228 $54.7M
HNW Individuals 140 $122.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $187,449
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $35,255
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-113778
SEC ERA File Number 801-113778
SEC CIK Numbers 1674020
SEC CRD Numbers 158798
Legal Entity Identifier None

Principal Office

3880 VEST MILL RD.
SUITE 100
WINSTON SALEM
NC
United States
MON-TH 8-4:30; FRI 8-2, M-TH 8-4:30; FRI 8-2
Tel: 336-659-7060, Fax: 336-659-7061

Websites

www.facebook.com/braishorizonfinancial/ www.linkedin.com/company/3304632?trk=vsrp_companies_cluster_name&trkinfo=vsrpsearchid%3a214416421455222456849%2cvsrptarg www.horizonfs.com www.youtube.com/channel/ucr06gan5me5e1zlqyzhvnpw/videos

Chief Compliance Officer

JOHN BRAIS
MANAGING MEMBER
3880 VEST MILL RD.
SUITE 100
WINSTON SALEM
NC
United States
Tel: 336-659-7060
Fax: 336-659-7061
(Full email address available in API data)

Regulatory Contact

YVONNE ALBARRAN
ASST. COMPLIANCE OFFICER
3880 VEST MILL RD.
SUITE 100
WINSTON SALEM
NC
United States
Tel: 336-659-7060
Fax: 336-659-7061
(Full email address available in API data)

Industry Affiliates

CAKE PARTNERSHIP, LLC Insurance company or agency
JARED G. JOHNSON, CPA, PLLC Accountant or accounting firm
NEW HORIZON FINANCIAL SERVICES, INC. Insurance company or agency
NEW HORIZON FINANCIAL SERVICES, INC. Insurance company or agency
NEW HORIZON FINANCIAL SERVICES, INC. Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BRAIS, JOHN, JOSEPH Individual – MANAGING MEMBER/CCO 07/2011 > 75%

No. Employees, Historic

105020192020202120222023202420259 on 7/10/20199 on 8/8/20199 on 10/25/20199 on 2/20/20209 on 6/16/20209 on 2/17/20219 on 2/18/20219 on 3/2/20219 on 3/3/20219 on 8/17/20219 on 9/1/20219 on 12/6/20219 on 12/21/20219 on 2/2/20229 on 2/22/20229 on 2/25/20229 on 3/1/20229 on 7/20/20229 on 7/20/20229 on 10/24/20229 on 11/4/20229 on 11/15/20229 on 2/9/20238 on 4/21/20238 on 5/4/20238 on 9/13/20238 on 3/28/2024

RAUM, Historic

200M100M02019202020212022202320242025111488147 on 7/10/2019111488147 on 8/8/2019111488147 on 10/25/2019119000000 on 2/20/2020119000000 on 6/16/2020140700000 on 2/17/2021140700000 on 2/18/2021140700000 on 3/2/2021140700000 on 3/3/2021159703935 on 8/17/2021159703935 on 9/1/2021172265403 on 12/6/2021172265403 on 12/21/2021175600233 on 2/2/2022175600233 on 2/22/2022175600233 on 2/25/2022175600233 on 3/1/2022155897906 on 7/20/2022155897906 on 7/20/2022152438664 on 10/24/2022152438664 on 11/4/2022152438664 on 11/15/2022154656292 on 2/9/2023160753086 on 4/21/2023160753086 on 5/4/2023169537665 on 9/13/2023177764684 on 3/28/2024

No. Clients, Historic

60030002019202020212022202320242025468 on 7/10/2019468 on 8/8/2019468 on 10/25/2019516 on 2/20/2020516 on 6/16/2020487 on 2/17/2021487 on 2/18/2021487 on 3/2/2021487 on 3/3/2021511 on 8/17/2021511 on 9/1/2021518 on 12/6/2021518 on 12/21/2021513 on 2/2/2022513 on 2/22/2022513 on 2/25/2022513 on 3/1/2022527 on 7/20/2022527 on 7/20/2022521 on 10/24/2022521 on 11/4/2022521 on 11/15/2022519 on 2/9/2023514 on 4/21/2023514 on 5/4/2023516 on 9/13/2023371 on 3/28/2024

Holdings

From latest 13F, filed August 15th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
FTPM Stock 0 5 ADVISORY ALPHA
ASGN Stock 91K 1K ADVISORY ALPHA
ABT Stock 48K 460 ADVISORY ALPHA
ABBV Stock 12K 69 ADVISORY ALPHA
ACN Stock 13K 43 ADVISORY ALPHA
AMD Stock 18K 114 ADVISORY ALPHA
AES Stock 299 17 ADVISORY ALPHA
APD Stock 1K 4 ADVISORY ALPHA
GOOGL Stock 69K 380 ADVISORY ALPHA
GOOG Stock 46K 253 ADVISORY ALPHA
AMZN Stock 617K 3K ADVISORY ALPHA
AME Stock 667 4 ADVISORY ALPHA
APH Stock 190K 3K ADVISORY ALPHA
AON Stock 228K 775 ADVISORY ALPHA
APA Stock 2K 62 ADVISORY ALPHA
AAPL Stock 810K 4K ADVISORY ALPHA
AMAT Stock 94K 400 ADVISORY ALPHA
ALDS Stock 1 50 ADVISORY ALPHA
ACHR Stock 42K 12K ADVISORY ALPHA
ARVLF Stock 1 15 ADVISORY ALPHA
T Stock 156K 8K ADVISORY ALPHA
ATO Stock 467 4 ADVISORY ALPHA
ADSK Stock 1K 5 ADVISORY ALPHA
ADP Stock 716 3 ADVISORY ALPHA
AVNS Stock 80 4 ADVISORY ALPHA
BAC Stock 423 11 ADVISORY ALPHA
BRK.B Stock 39K 96 ADVISORY ALPHA
BTBT Stock 19K 6K ADVISORY ALPHA
BB Stock 16K 6K ADVISORY ALPHA
SQ Stock 19K 300 ADVISORY ALPHA
BSX Stock 3K 38 ADVISORY ALPHA
BMY Stock 2K 50 ADVISORY ALPHA
AVGO Stock 80K 50 ADVISORY ALPHA
CPB Stock 1K 30 ADVISORY ALPHA
CCL Stock 4K 220 ADVISORY ALPHA
CBOE Stock 1K 6 ADVISORY ALPHA
CENN Stock 149 100 ADVISORY ALPHA
CVX Stock 2K 12 ADVISORY ALPHA
CB Stock 1K 4 ADVISORY ALPHA
CSCO Stock 15K 325 ADVISORY ALPHA
KO Stock 1K 21 ADVISORY ALPHA
CGNX Stock 3K 67 ADVISORY ALPHA
CMCSA Stock 134K 3K ADVISORY ALPHA
CWCO Stock 876 33 ADVISORY ALPHA
STZ Stock 3K 10 ADVISORY ALPHA
CPAY Stock 1K 4 ADVISORY ALPHA
CTVA Stock 971 18 ADVISORY ALPHA
COST Stock 21K 25 ADVISORY ALPHA
FCRX Stock 9K 375 ADVISORY ALPHA
CSX Stock 669 20 ADVISORY ALPHA
CURLF Stock 2K 550 ADVISORY ALPHA
CVS Stock 19K 325 ADVISORY ALPHA
CYDY Stock 3K 18K ADVISORY ALPHA
DHR Stock 10K 40 ADVISORY ALPHA
DE Stock 747 2 ADVISORY ALPHA
DELL Stock 97K 700 ADVISORY ALPHA
FANG Stock 2K 10 ADVISORY ALPHA
DFAC ETF 300K 9K ADVISORY ALPHA
DMLP Stock 2K 75 ADVISORY ALPHA
DUK Stock 807K 8K ADVISORY ALPHA
EBAY Stock 483 9 ADVISORY ALPHA
EA Stock 1K 9 ADVISORY ALPHA
ELV Stock 3K 5 ADVISORY ALPHA
LLY Stock 806K 890 ADVISORY ALPHA
ENB Stock 127K 4K ADVISORY ALPHA
EPD Stock 2K 74 ADVISORY ALPHA
EVBC Stock 0 500 ADVISORY ALPHA
EXPD Stock 749 6 ADVISORY ALPHA
EXR Stock 622 4 ADVISORY ALPHA
FAST Stock 628 10 ADVISORY ALPHA
FDIS ETF 1K 14 ADVISORY ALPHA
FDVV ETF 1K 22 ADVISORY ALPHA
FVD ETF 59K 1K ADVISORY ALPHA
FNB Stock 2K 129 ADVISORY ALPHA
F Stock 13K 1K ADVISORY ALPHA
FCX Stock 1K 26 ADVISORY ALPHA
AJG Stock 1K 5 ADVISORY ALPHA
GD Stock 870 3 ADVISORY ALPHA
GIS Stock 1K 20 ADVISORY ALPHA
GPC Stock 215K 2K ADVISORY ALPHA
MLPA ETF 2M 41K ADVISORY ALPHA
LIT ETF 8K 203 ADVISORY ALPHA
BOTZ ETF 20K 660 ADVISORY ALPHA
XYLD ETF 40K 1K ADVISORY ALPHA
GS Stock 20K 45 ADVISORY ALPHA
BCHG ETF 10K 927 ADVISORY ALPHA
ETHE ETF 34K 1K ADVISORY ALPHA
HLGN Stock 46 17 ADVISORY ALPHA
STNC Stock 66K 2K ADVISORY ALPHA
JKHY Stock 1K 7 ADVISORY ALPHA
HTGC Stock 2K 78 ADVISORY ALPHA
HSY Stock 1K 7 ADVISORY ALPHA
HES Stock 2K 13 ADVISORY ALPHA
HPE Stock 9K 416 ADVISORY ALPHA
HD Stock 776K 2K ADVISORY ALPHA
HPQ Stock 15K 416 ADVISORY ALPHA
IEXA Stock 0 10 ADVISORY ALPHA
ITW Stock 711 3 ADVISORY ALPHA
INCY Stock 3K 42 ADVISORY ALPHA
45669R701 Stock 0 1 ADVISORY ALPHA
IIPR Stock 19K 177 ADVISORY ALPHA
INTC Stock 50K 2K ADVISORY ALPHA
IBM Stock 14K 80 ADVISORY ALPHA
ISRG Stock 3K 7 ADVISORY ALPHA
PGHY ETF 213K 11K ADVISORY ALPHA
PGX ETF 0 0 ADVISORY ALPHA
BKLN ETF 7M 327K ADVISORY ALPHA
BAB ETF 142K 5K ADVISORY ALPHA
VRP ETF 4M 184K ADVISORY ALPHA
POWA ETF 13K 173 ADVISORY ALPHA
BSJO ETF 140K 6K ADVISORY ALPHA
BSJP ETF 140K 6K ADVISORY ALPHA
BSJQ ETF 22K 941 ADVISORY ALPHA
QQQ ETF 3K 6 ADVISORY ALPHA
IQV Stock 2K 10 ADVISORY ALPHA
ICVT ETF 3M 41K ADVISORY ALPHA
EMHY ETF 184K 5K ADVISORY ALPHA
EWJ ETF 7K 104 ADVISORY ALPHA
IWY ETF 13K 59 ADVISORY ALPHA
SHYG ETF 545K 13K ADVISORY ALPHA
SHY ETF 6K 75 ADVISORY ALPHA
AOA ETF 8K 101 ADVISORY ALPHA
ICSH ETF 7K 129 ADVISORY ALPHA
USHY ETF 28K 763 ADVISORY ALPHA
CMBS ETF 339K 7K ADVISORY ALPHA
IAGG ETF 145K 3K ADVISORY ALPHA
USRT ETF 0 0 ADVISORY ALPHA
AOR ETF 620 11 ADVISORY ALPHA
EMB ETF 0 0 ADVISORY ALPHA
JBHT Stock 640 4 ADVISORY ALPHA
JNJ Stock 34K 235 ADVISORY ALPHA
JPM Stock 98K 484 ADVISORY ALPHA
JPST ETF 506K 10K ADVISORY ALPHA
KMB Stock 7K 49 ADVISORY ALPHA
KLAC Stock 2K 2 ADVISORY ALPHA
KGS Stock 1K 51 ADVISORY ALPHA
LRCX Stock 1K 1 ADVISORY ALPHA
LDOS Stock 1K 9 ADVISORY ALPHA
LMT Stock 934 2 ADVISORY ALPHA
LOW Stock 373K 2K ADVISORY ALPHA
MRO Stock 2K 77 ADVISORY ALPHA
MAR Stock 2K 7 ADVISORY ALPHA
MRVL Stock 4K 50 ADVISORY ALPHA
MA Stock 882 2 ADVISORY ALPHA
MCD Stock 2K 6 ADVISORY ALPHA
MELI Stock 3K 2 ADVISORY ALPHA
MRK Stock 39K 318 ADVISORY ALPHA
MSFT Stock 85K 190 ADVISORY ALPHA
MVIS Stock 5K 4K ADVISORY ALPHA
MRNA Stock 3K 27 ADVISORY ALPHA
MDLZ Stock 1K 17 ADVISORY ALPHA
MPWR Stock 2K 2 ADVISORY ALPHA
MCO Stock 1K 3 ADVISORY ALPHA
MSI Stock 2K 4 ADVISORY ALPHA
NVO Stock 1K 8 ADVISORY ALPHA
NRDE Stock 231 133 ADVISORY ALPHA
NVDA Stock 301K 2K ADVISORY ALPHA
NXPI Stock 1K 5 ADVISORY ALPHA
ORLY Stock 10K 9 ADVISORY ALPHA
OMC Stock 12K 137 ADVISORY ALPHA
ON Stock 1K 15 ADVISORY ALPHA
OKE Stock 2K 25 ADVISORY ALPHA
PLTR Stock 1K 50 ADVISORY ALPHA
PYPL Stock 522 9 ADVISORY ALPHA
PEP Stock 24K 144 ADVISORY ALPHA
PM Stock 1K 14 ADVISORY ALPHA
PNFP Stock 29K 368 ADVISORY ALPHA
PLNH Stock 71 150 ADVISORY ALPHA
PFG Stock 1K 14 ADVISORY ALPHA
PG Stock 27K 163 ADVISORY ALPHA
PGR Stock 1K 6 ADVISORY ALPHA
PSA Stock 575 2 ADVISORY ALPHA
QRVO Stock 9K 76 ADVISORY ALPHA
RLFTF ETF 103 77 ADVISORY ALPHA
ROL Stock 2K 49 ADVISORY ALPHA
RY Stock 74K 700 ADVISORY ALPHA
CRM Stock 77K 298 ADVISORY ALPHA
SCHW Stock 8K 113 ADVISORY ALPHA
SCHC ETF 0 0 ADVISORY ALPHA
SCHR ETF 846K 17K ADVISORY ALPHA
SCHG ETF 59K 583 ADVISORY ALPHA
SCHV ETF 55K 748 ADVISORY ALPHA
SCHM ETF 8M 100K ADVISORY ALPHA
SCHA ETF 6M 124K ADVISORY ALPHA
SCHP ETF 3M 60K ADVISORY ALPHA
SCHD ETF 416 5 ADVISORY ALPHA
XLC ETF 1M 13K ADVISORY ALPHA
XLE ETF 666K 7K ADVISORY ALPHA
XLF ETF 2M 53K ADVISORY ALPHA
XLRE ETF 2M 54K ADVISORY ALPHA
XLY ETF 2M 9K ADVISORY ALPHA
XLP ETF 881K 12K ADVISORY ALPHA
XLV ETF 2M 12K ADVISORY ALPHA
XLI ETF 2M 13K ADVISORY ALPHA
XLU ETF 365K 5K ADVISORY ALPHA
XLB ETF 320K 4K ADVISORY ALPHA
XLK ETF 4M 18K ADVISORY ALPHA
NOW Stock 2K 2 ADVISORY ALPHA
SHOP Stock 1K 20 ADVISORY ALPHA
SNA Stock 784 3 ADVISORY ALPHA
SO Stock 15K 190 ADVISORY ALPHA
DIA ETF 58K 148 ADVISORY ALPHA
GLD ETF 6K 29 ADVISORY ALPHA
SPDW ETF 11M 302K ADVISORY ALPHA
SPEM ETF 3M 73K ADVISORY ALPHA
SPHY ETF 8M 345K ADVISORY ALPHA
SPSM ETF 3K 69 ADVISORY ALPHA
SPTS ETF 0 0 ADVISORY ALPHA
SPSB ETF 7M 243K ADVISORY ALPHA
EFIV ETF 6K 113 ADVISORY ALPHA
SPAB ETF 10K 416 ADVISORY ALPHA
SPLB ETF 0 0 ADVISORY ALPHA
SPTL ETF 3M 102K ADVISORY ALPHA
SPMD ETF 3K 66 ADVISORY ALPHA
SPLG ETF 21K 321 ADVISORY ALPHA
SPYG ETF 16M 200K ADVISORY ALPHA
SPYV ETF 13M 272K ADVISORY ALPHA
CWB ETF 0 0 ADVISORY ALPHA
FLRN ETF 1M 33K ADVISORY ALPHA
SBUX Stock 10K 125 ADVISORY ALPHA
SYK Stock 17K 50 ADVISORY ALPHA
SNPS Stock 1K 2 ADVISORY ALPHA
TSM Stock 27K 158 ADVISORY ALPHA
TTWO Stock 155 1 ADVISORY ALPHA
TRGP Stock 2K 19 ADVISORY ALPHA
TEL Stock 6K 40 ADVISORY ALPHA
TSLA Stock 5K 23 ADVISORY ALPHA
MOS Stock 896 31 ADVISORY ALPHA
YORW Stock 19K 500 ADVISORY ALPHA
TMO Stock 3K 5 ADVISORY ALPHA
TLRY Stock 407 245 ADVISORY ALPHA
TJX Stock 2K 17 ADVISORY ALPHA
RIG Stock 16K 3K ADVISORY ALPHA
TRV Stock 1K 5 ADVISORY ALPHA
TPVG Stock 1K 134 ADVISORY ALPHA
TFC Stock 0 0 ADVISORY ALPHA
TWLO Stock 1K 25 ADVISORY ALPHA
UNH Stock 429K 842 ADVISORY ALPHA
VMI Stock 18K 65 ADVISORY ALPHA
SMH ETF 40K 155 ADVISORY ALPHA
VIG ETF 17K 91 ADVISORY ALPHA
VWOB ETF 3M 43K ADVISORY ALPHA
VSS ETF 3M 29K ADVISORY ALPHA
VUG ETF 393K 1K ADVISORY ALPHA
VHT ETF 16K 61 ADVISORY ALPHA
VGT ETF 232K 402 ADVISORY ALPHA
VCIT ETF 2M 29K ADVISORY ALPHA
VGLT ETF 0 0 ADVISORY ALPHA
VCLT ETF 4M 47K ADVISORY ALPHA
VOT ETF 146K 637 ADVISORY ALPHA
VOE ETF 146K 969 ADVISORY ALPHA
VMBS ETF 4M 94K ADVISORY ALPHA
VOO ETF 94K 187 ADVISORY ALPHA
VGSH ETF 15M 253K ADVISORY ALPHA
VCSH ETF 0 0 ADVISORY ALPHA
VBR ETF 82K 449 ADVISORY ALPHA
VBK ETF 73K 292 ADVISORY ALPHA
VTIP ETF 149K 3K ADVISORY ALPHA
VT ETF 48K 422 ADVISORY ALPHA
VRSN Stock 1K 6 ADVISORY ALPHA
VRSK Stock 809 3 ADVISORY ALPHA
VRTX Stock 3K 6 ADVISORY ALPHA
VTRS Stock 53 5 ADVISORY ALPHA
VFS Stock 108 25 ADVISORY ALPHA
V Stock 40K 151 ADVISORY ALPHA
WMT Stock 9K 126 ADVISORY ALPHA
DIS Stock 298 3 ADVISORY ALPHA
WBD Stock 372 50 ADVISORY ALPHA
WAT Stock 2K 8 ADVISORY ALPHA
WFC Stock 6K 97 ADVISORY ALPHA
WY Stock 483 17 ADVISORY ALPHA
DGRW ETF 2K 26 ADVISORY ALPHA
WKHS Stock 79 50 ADVISORY ALPHA
GLDM ETF 2M 54K ADVISORY ALPHA
YELLQ Stock 7K 1K ADVISORY ALPHA
YUM Stock 1K 11 ADVISORY ALPHA