Hedge Fund Database

THE RETIREMENT SOLUTION LLC

Adviser information for THE RETIREMENT SOLUTION LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Washington, United States

Employees

Total Number of Employees 34
Investment Advisory/Research 14
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 18
Licensed Agents of an Insurance Company 14
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,728 $475.3M
Non-Discretionary 0 $0
Total 2,728 $475.3M

Clients

Type Number RAUM
Individuals 563 $222.5M
HNW Individuals 243 $252.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $28,841
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 93
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 740

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersCONSULTING
Compensation % of AUMFixed fees
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-113783
SEC ERA File Number 801-113783
SEC CIK Numbers 1914606
SEC CRD Numbers 148106
Legal Entity Identifier None

Principal Office

18300 REDMOND WAY
SUITE 250
REDMOND
WA
United States
Monday - Friday, 09:00 AM TO 5:00 PM
Tel: 425-558-3700, Fax: 425-274-0955

Websites

www.bbb.org/western-washington/business-reviews/retirement-planning-services/the-retirement-solution-inc-in-redmond-wa-2 www.facebook.com/theretirementsolution/ www.theretirementsolution.com open.spotify.com/show/0cdiwhavjphil0y0pxhjo2 www.youtube.com/channel/ucb5nhye14qduzxp8ncbdcwq www.instagram.com/theretirementsolution/ vimeo.com/theretirementsolution www.linkedin.com/company/the-retirement-solution/ trs.yourretirementuniversity.com/

Chief Compliance Officer

CARIN SEVIGNY
CHIEF COMPLIANCE OFFICER
18300 REDMOND WAY
SUITE 250
REDMOND
WA
United States
Tel: 425-558-3700
Fax: 425-274-0955
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BLACK, JAMES, LEROY Individual – CEO, FINANCIAL PLANNER 08/2008 < 5%
SEVIGNY, CARIN, DIANE Individual – CHIEF COMPLIANCE OFFICER, CHIEF OPERATION OFFICER, VICE PRESIDENT 01/2021 < 5%
BLACK, THOMAS, ALAN Individual – PRESIDENT, FINANCIAL PLANNER 01/2021 < 5%
SIVAKO LLC Domestic Entity – OWNER - HOLDING COMPANY 02/2023 > 75%
BLACK, JAMES, LEROY Individual SIVAKO LLC OWNER 02/2023 > 75%

No. Employees, Historic

40200201920202021202220232024202529 on 4/25/201928 on 5/23/201928 on 7/9/201929 on 7/22/201929 on 7/24/201929 on 7/31/201928 on 10/23/201929 on 12/23/201929 on 3/13/202030 on 6/26/202030 on 7/31/202029 on 10/13/202028 on 10/27/202028 on 12/7/202028 on 2/11/202128 on 4/30/202128 on 5/17/202128 on 6/9/202127 on 8/10/202127 on 10/11/202127 on 12/23/202127 on 12/23/202126 on 1/13/202226 on 2/7/202230 on 5/11/202230 on 8/2/202231 on 8/5/202230 on 9/30/202230 on 11/28/202230 on 12/19/202235 on 5/10/202335 on 5/22/202334 on 5/25/202334 on 6/28/202334 on 7/12/202333 on 10/19/202334 on 11/6/202336 on 12/11/202334 on 3/13/2024

RAUM, Historic

500M250M02019202020212022202320242025156005405 on 4/25/2019156005405 on 5/23/2019156005405 on 7/9/2019156005405 on 7/22/2019156005405 on 7/24/2019156005405 on 7/31/2019156005405 on 10/23/2019197304989 on 12/23/2019197304989 on 3/13/2020197304989 on 6/26/2020197304989 on 7/31/2020197304989 on 10/13/2020197304989 on 10/27/2020262666943 on 12/7/2020262666943 on 2/11/2021262666943 on 4/30/2021262666943 on 5/17/2021262666943 on 6/9/2021262666943 on 8/10/2021262666943 on 10/11/2021466087270 on 12/23/2021466087270 on 12/23/2021466087270 on 1/13/2022466087270 on 2/7/2022466087270 on 5/11/2022466087270 on 8/2/2022466087270 on 8/5/2022466087270 on 9/30/2022466087270 on 11/28/2022396991785 on 12/19/2022396991785 on 5/10/2023396991785 on 5/22/2023396991785 on 5/25/2023396991785 on 6/28/2023396991785 on 7/12/2023396991785 on 10/19/2023396991785 on 11/6/2023396991785 on 12/11/2023475260153 on 3/13/2024

No. Clients, Historic

90045002019202020212022202320242025562 on 4/25/2019562 on 5/23/2019562 on 7/9/2019562 on 7/22/2019562 on 7/24/2019562 on 7/31/2019562 on 10/23/2019478 on 12/23/2019478 on 3/13/2020478 on 6/26/2020478 on 7/31/2020478 on 10/13/2020478 on 10/27/2020690 on 12/7/2020690 on 2/11/2021690 on 4/30/2021690 on 5/17/2021690 on 6/9/2021690 on 8/10/2021690 on 10/11/2021765 on 12/23/2021765 on 12/23/2021765 on 1/13/2022765 on 2/7/2022765 on 5/11/2022765 on 8/2/2022765 on 8/5/2022765 on 9/30/2022765 on 11/28/2022760 on 12/19/2022760 on 5/10/2023760 on 5/22/2023760 on 5/25/2023760 on 6/28/2023760 on 7/12/2023760 on 10/19/2023760 on 11/6/2023760 on 12/11/2023807 on 3/13/2024

Holdings

From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 200K 1K –
AMAZON COM INC COM 1M 6K –
APPLE INC COM 3M 12K –
BOEING CO COM 209K 1K –
CADENCE DESIGN SYSTEM INC COM 1M 4K –
COSTCO WHSL CORP NEW COM 388K 457 –
DIMENSIONAL ETF TRUST US SMALL CAP VAL 18M 641K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 2M 77K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 12M 372K –
DIMENSIONAL ETF TRUST US CORE EQT MKT 5M 131K –
DIMENSIONAL ETF TRUST US HIGH PROFITAB 23M 708K –
DIMENSIONAL ETF TRUST US EQUITY ETF 29M 490K –
DIMENSIONAL ETF TRUST EMERGING MKTS HI 6M 223K –
DIMENSIONAL ETF TRUST EMERGING MARKETS 7M 214K –
DIMENSIONAL ETF TRUST EMERGING MKTS VA 6M 210K –
DIMENSIONAL ETF TRUST INTERNATIONAL 14M 412K –
DIMENSIONAL ETF TRUST INTL HIGH PROFIT 4M 156K –
DIMENSIONAL ETF TRUST INTL SMALL CAP V 4M 154K –
DIMENSIONAL ETF TRUST US SUSTAINABILTY 209M 6M –
EXPEDIA GROUP INC COM NEW 340K 3K –
HORMEL FOODS CORP COM 1M 35K –
INTUIT COM 205K 312 –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 448K 21K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 202K 11K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY 1M 45K –
INVESCO QQQ TR UNIT SER 1 5M 11K –
ISHARES TR GNMA BOND ETF 560K 13K –
LOWES COS INC COM 2M 7K –
MICRON TECHNOLOGY INC COM 613K 5K –
MICROSOFT CORP COM 13M 30K –
MOTOROLA SOLUTIONS INC COM NEW 269K 696 –
NVIDIA CORPORATION COM 500K 4K –
SPDR S&P 500 ETF TR TR UNIT 670K 1K –
SPDR SER TR PRTFLO S&P500 GW 333K 4K –
STARBUCKS CORP COM 696K 9K –
SUPER MICRO COMPUTER INC COM 216K 264 –
TESLA INC COM 325K 2K –
VANGUARD INDEX FDS GROWTH ETF 208K 557 –
VANGUARD INDEX FDS SMALL CP ETF 245K 1K –