GUARDIAN WEALTH MANAGEMENT INC.
Adviser information for GUARDIAN WEALTH MANAGEMENT INC. last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 286 | $142.2M |
| Non-Discretionary | 17 | $58.9M |
| Total | 303 | $201.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 76 | $23.8M |
| HNW Individuals | 42 | $80.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $56.9M |
| Charitable organizations | 14 | $1.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 14 | $39.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Principal Office
311 SW WATER STREETSUITE 210
PEORIA
IL
United States
Monday - Friday, 8:30AM-4:30PM
Tel: 309-692-1460, Fax: 309-692-6478
Chief Compliance Officer
JOSHUA R. KIRBY
PRESIDENT, CHIEF COMPLIANCE OFFICER
311 SW WATER STREET
SUITE 210
PEORIA
IL
United States
Tel:
309-692-1460
Fax:
309-692-6478
J*****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KIRBY, JOSHUA, ROBERT | Individual | – | PRESIDENT, CEO AND CCO | 01/2021 | > 75% |
| GILMORE, KYLE, ROBERT | Individual | – | CHIEF INVESTMENT OFFICER | 01/2023 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO COM | Stock | 964K | 9K | – |
| ABBOTT LABS COM | Stock | 3M | 27K | – |
| ABBVIE INC COM | Stock | 5M | 28K | – |
| ACUITY BRANDS INC COM | Stock | 2M | 9K | – |
| AFLAC INC COM | Stock | 19K | 215 | – |
| AIR PRODS & CHEMS INC COM | Stock | 88K | 341 | – |
| AKOUSTIS TECHNOLOGIES INC COM | Stock | 13 | 100 | – |
| ALBERTSONS COS INC COMMON STOCK | Stock | 8K | 408 | – |
| ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN | Stock | 22K | 650 | – |
| ALLIANT ENERGY CORP COM | Stock | 4K | 75 | – |
| ALPHABET INC CAP STK CL A | Stock | 9K | 52 | – |
| ALPHABET INC CAP STK CL C | Stock | 37K | 199 | – |
| ALPINE INCOME PPTY TR INC COM | REIT | 711K | 46K | – |
| AMAZON COM INC COM | Stock | 17K | 90 | – |
| AMERICAN ELEC PWR CO INC COM | Stock | 293K | 3K | – |
| AMGEN INC COM | Stock | 61K | 195 | – |
| ANALOG DEVICES INC COM | Stock | 293K | 1K | – |
| APOLLO GLOBAL MGMT INC COM | Stock | 5M | 41K | – |
| APPLE INC COM | Stock | 1M | 5K | – |
| ARISTA NETWORKS INC COM | Stock | 9M | 26K | – |
| ASTRAZENECA PLC SPONSORED ADR | ADR | 347K | 4K | – |
| AT&T INC COM | Stock | 3K | 150 | – |
| AUTOMATIC DATA PROCESSING INC COM | Stock | 13K | 54 | – |
| AUTOZONE INC COM | Stock | 5M | 2K | – |
| BCE INC COM NEW | Stock | 19K | 599 | – |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 147K | 362 | – |
| BERRY GLOBAL GROUP INC COM | Stock | 2M | 30K | – |
| BLACK STONE MINERALS L P COM UNIT | Stock | 200K | 13K | – |
| BLACKROCK INC COM | Stock | 9K | 11 | – |
| BLACKSTONE INC COM | Stock | 15K | 125 | – |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | Stock | 2K | 11 | – |
| BP PLC SPONSORED ADR | ADR | 41K | 1K | – |
| BRISTOL-MYERS SQUIBB CO COM | Stock | 22K | 528 | – |
| BRITISH AMERN TOB PLC SPONSORED ADR | ADR | 297K | 10K | – |
| BROADRIDGE FINL SOLUTIONS INC COM | Stock | 790K | 4K | – |
| BROOKFIELD CORP CL A LTD VT SH | Stock | 2M | 57K | – |
| BROOKFIELD REINS LTD CL A-1 EXCH NONV | Stock | 9K | 217 | – |
| BUNGE GLOBAL SA COM SHS | Stock | 109K | 1K | – |
| BURFORD CAP LTD ORD SHS | Stock | 106K | 8K | – |
| CAMDEN PPTY TR SH BEN INT | REIT | 9K | 85 | – |
| CAMECO CORP COM | Stock | 1K | 30 | – |
| CARRIER GLOBAL CORPORATION COM | Stock | 2K | 25 | – |
| CATERPILLAR INC COM | Stock | 800K | 2K | – |
| CHECK POINT SOFTWARE TECH LTD ORD | Stock | 3M | 19K | – |
| CHEMOURS CO COM | Stock | 9 | 0 | – |
| CHEVRON CORP NEW COM | Stock | 13K | 81 | – |
| CISCO SYS INC COM | Stock | 101K | 2K | – |
| CITIGROUP INC COM NEW | Stock | 31 | 0 | – |
| COCA COLA CO COM | Stock | 81K | 1K | – |
| CONAGRA BRANDS INC COM | Stock | 4K | 157 | – |
| CONOCOPHILLIPS COM | Stock | 3M | 28K | – |
| CONSTELLATION ENERGY CORP COM | Stock | 3K | 16 | – |
| CORTEVA INC COM | Stock | 2K | 33 | – |
| CROWN CASTLE INC COM | REIT | 11K | 116 | – |
| CVS HEALTH CORP COM | Stock | 648 | 11 | – |
| DEERE & CO COM | Stock | 257K | 688 | – |
| DIAGEO PLC SPON ADR NEW | ADR | 28K | 218 | – |
| DISNEY WALT CO COM | Stock | 1M | 12K | – |
| DOLLAR GEN CORP NEW COM | Stock | 3K | 26 | – |
| DOW INC COM | Stock | 2K | 37 | – |
| DUKE ENERGY CORP NEW COM NEW | Stock | 2K | 21 | – |
| DUPONT DE NEMOURS INC COM | Stock | 3K | 34 | – |
| EASTMAN CHEM CO COM | Stock | 368K | 4K | – |
| EATON CORP PLC SHS | Stock | 32K | 103 | – |
| EDISON INTL COM | Stock | 16K | 218 | – |
| ELECTRONIC ARTS INC COM | Stock | 3K | 21 | – |
| ELI LILLY & CO COM | Stock | 7M | 8K | – |
| EMBECTA CORP COMMON STOCK | Stock | 2K | 170 | – |
| EMERSON ELEC CO COM | Stock | 10K | 91 | – |
| ENBRIDGE INC COM | Stock | 997 | 28 | – |
| ENERGY SELECT SECTOR SPDR FUND | ETF | 9K | 97 | – |
| ENSTAR GROUP LIMITED SHS | Stock | 5M | 15K | – |
| ENVIRI CORP COM | Stock | 3K | 348 | – |
| ESQUIRE FINL HLDGS INC COM | Stock | 70K | 1K | – |
| EXELON CORP COM | Stock | 2K | 54 | – |
| EXXON MOBIL CORP COM | Stock | 123K | 1K | – |
| FORD MTR CO DEL COM | Stock | 58K | 5K | – |
| FORTREA HLDGS INC COMMON STOCK | Stock | 137K | 6K | – |
| FRP HLDGS INC COM | Stock | 2M | 74K | – |
| GAMESTOP CORP NEW CL A | Stock | 5K | 186 | – |
| GARMIN LTD SHS | Stock | 243K | 1K | – |
| GE AEROSPACE COM NEW | Stock | 12K | 79 | – |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | Stock | 2K | 26 | – |
| GE VERNOVA INC COM | Stock | 3K | 19 | – |
| GENERAL DYNAMICS CORP COM | Stock | 86K | 298 | – |
| GENERAL MLS INC COM | Stock | 33K | 518 | – |
| GENUINE PARTS CO COM | Stock | 164K | 1K | – |
| GRANITE CONSTR INC COM | Stock | 2K | 27 | – |
| GRAYSCALE BITCOIN TRUST | ETF | 58K | 1K | – |
| GSK PLC SPONSORED ADR | ADR | 11K | 293 | – |
| HAIN CELESTIAL GROUP INC COM | Stock | 1K | 200 | – |
| HALEON PLC SPON ADS | ADR | 1K | 134 | – |
| HELMERICH & PAYNE INC COM | Stock | 6K | 154 | – |
| HERSHEY CO COM | Stock | 3K | 15 | – |
| HNI CORP COM | Stock | 13K | 283 | – |
| HOME DEPOT INC COM | Stock | 62K | 181 | – |
| HONEYWELL INTL INC COM | Stock | 66K | 307 | – |
| HUBBELL INC COM | Stock | 68K | 187 | – |
| HUNTINGTON BANCSHARES INC COM | Stock | 74K | 6K | – |
| ILLINOIS TOOL WKS INC COM | Stock | 63K | 267 | – |
| INDIVIOR PLC ORD | Stock | 3K | 160 | – |
| INFOSYS LTD SPONSORED ADR | ADR | 15K | 800 | – |
| INTEGER HLDGS CORP COM | Stock | 15K | 131 | – |
| INTEL CORP COM | Stock | 0 | 0 | – |
| INTERNATIONAL BUSINESS MACHS COM | Stock | 12K | 69 | – |
| INVESCO S&P 500 EQUAL WEIGHT ETF | ETF | 48K | 293 | – |
| INVESCO S&P 500 EQUAL WEIGHT FINANCIALS ETF | ETF | 7K | 107 | – |
| INVESCO S&P 500 EQUAL WEIGHT HEALTH CARE ETF | ETF | 34K | 1K | – |
| INVESCO S&P 500 HIGH BETA ETF | ETF | 74K | 873 | – |
| ISHARES CORE MSCI EAFE ETF | ETF | 17K | 241 | – |
| ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF | ETF | 2K | 19 | – |
| ISHARES MSCI ACWI EX U.S. ETF | ETF | 68K | 1K | – |
| JEWETT CAMERON TRADING LTD COM NEW | Stock | 106K | 21K | – |
| JOHNSON & JOHNSON COM | Stock | 2M | 13K | – |
| JPMORGAN CHASE & CO. COM | Stock | 143K | 707 | – |
| KIMBERLY-CLARK CORP COM | Stock | 2M | 15K | – |
| KKR & CO INC COM | Stock | 3M | 33K | – |
| KLA CORP COM NEW | Stock | 174K | 211 | – |
| KROGER CO COM | Stock | 10K | 206 | – |
| LABCORP HOLDINGS INC COM SHS | Stock | 1M | 6K | – |
| LAMB WESTON HLDGS INC COM | Stock | 4K | 49 | – |
| LIBERTY MEDIA CORP DEL COM LBTY LIV S C | Stock | 804 | 21 | – |
| LIBERTY MEDIA CORP DEL COM LBTY SRM S C | Stock | 751K | 34K | – |
| LIFETIME BRANDS INC COM | Stock | 1M | 132K | – |
| LKQ CORP COM | Stock | 3M | 76K | – |
| LOCKHEED MARTIN CORP COM | Stock | 1M | 3K | – |
| LOWES COS INC COM | Stock | 7K | 30 | – |
| MANULIFE FINL CORP COM | Stock | 11K | 414 | – |
| MASTERCARD INCORPORATED CL A | Stock | 2M | 4K | – |
| MEDTRONIC PLC SHS | Stock | 1M | 13K | – |
| MERCK & CO INC COM | Stock | 101K | 818 | – |
| MICROSOFT CORP COM | Stock | 550K | 1K | – |
| MID-AMER APT CMNTYS INC COM | REIT | 9K | 65 | – |
| MIND C T I LTD ORD | Stock | 96K | 52K | – |
| NELNET INC CL A | Stock | 5M | 46K | – |
| NEOGEN CORP COM | Stock | 4K | 270 | – |
| NEXTERA ENERGY INC COM | Stock | 33K | 463 | – |
| NORTHWEST NAT HLDG CO COM | Stock | 434K | 12K | – |
| NOVO-NORDISK A S ADR | ADR | 150K | 1K | – |
| NVIDIA CORPORATION COM | Stock | 46K | 375 | – |
| OCCIDENTAL PETE CORP COM | Stock | 869K | 14K | – |
| OMNICOM GROUP INC COM | Stock | 2M | 27K | – |
| ORACLE CORP COM | Stock | 25K | 176 | – |
| ORGANON & CO COMMON STOCK | Stock | 2K | 82 | – |
| OTIS WORLDWIDE CORP COM | Stock | 1K | 13 | – |
| P10 INC COM CL A | Stock | 1M | 135K | – |
| PEPSICO INC COM | Stock | 2M | 15K | – |
| PERIMETER SOLUTIONS SA COMMON STOCK | Stock | 7K | 855 | – |
| PFIZER INC COM | Stock | 61K | 2K | – |
| PHILLIPS 66 COM | Stock | 2M | 11K | – |
| PIMCO INVESTMENT GRADE CORPORATE BOND INDEX ETF | ETF | 10K | 103 | – |
| PLYMOUTH INDL REIT INC COM | REIT | 12K | 550 | – |
| PNC FINL SVCS GROUP INC COM | Stock | 27K | 176 | – |
| POSTAL REALTY TRUST INC CL A | REIT | 13K | 950 | – |
| POWER INTEGRATIONS INC COM | Stock | 14K | 200 | – |
| PPL CORP COM | Stock | 6K | 202 | – |
| PRICE T ROWE GROUP INC COM | Stock | 11K | 93 | – |
| PRINCIPAL FINANCIAL GROUP INC COM | Stock | 2K | 23 | – |
| PROCTER AND GAMBLE CO COM | Stock | 2M | 15K | – |
| PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF | ETF | 9K | 96 | – |
| PROSHARES SHORT FINANCIALS | ETF | 209 | 20 | – |
| PROSHARES SHORT REAL ESTATE | ETF | 189 | 10 | – |
| REVVITY INC COM | Stock | 1M | 12K | – |
| RLI CORP COM | Stock | 84K | 597 | – |
| RTX CORPORATION COM | Stock | 8K | 76 | – |
| S&P GLOBAL INC COM | Stock | 45K | 100 | – |
| SANOFI SPONSORED ADR | ADR | 42K | 873 | – |
| SCHLUMBERGER LTD COM STK | Stock | 1K | 31 | – |
| SCHWAB EMERGING MARKETS EQUITY ETF | ETF | 2K | 81 | – |
| SCHWAB INTERNATIONAL EQUITY ETF | ETF | 104K | 3K | – |
| SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF | ETF | 4K | 121 | – |
| SCHWAB SHORT-TERM US TREASURY ETF | ETF | 7K | 138 | – |
| SCHWAB U.S. BROAD MARKET ETF | ETF | 2M | 24K | – |
| SCHWAB U.S. LARGE-CAP ETF | ETF | 47K | 738 | – |
| SCHWAB U.S. MID-CAP ETF | ETF | 33K | 426 | – |
| SCHWAB U.S. SMALL-CAP ETF | ETF | 77K | 2K | – |
| SCHWAB US AGGREGATE BOND ETF | ETF | 2K | 52 | – |
| SCHWAB US DIVIDEND EQUITY ETF | ETF | 909K | 12K | – |
| SEAGATE TECHNOLOGY HLDNGS PLC ORD SHS | Stock | 52K | 502 | – |
| SENECA FOODS CORP NEW CL A | Stock | 81K | 1K | – |
| SILVERCREST ASSET MGMT GROUP I CL A | Stock | 44K | 3K | – |
| SITEONE LANDSCAPE SUPPLY INC COM | Stock | 87K | 715 | – |
| SITIO ROYALTIES CORP CLASS A COM | Stock | 4M | 183K | – |
| SKYWORKS SOLUTIONS INC COM | Stock | 1M | 10K | – |
| SOLVENTUM CORP COM SHS | Stock | 95K | 2K | – |
| SONOCO PRODS CO COM | Stock | 70K | 1K | – |
| SOUTHERN CO COM | Stock | 9K | 115 | – |
| SPDR BLOOMBERG INVESTMENT GRADE FLOATING RATE ETF | ETF | 3K | 111 | – |
| SPDR S&P AEROSPACE & DEFENSE ETF | ETF | 12K | 85 | – |
| SS&C TECHNOLOGIES HLDGS INC COM | Stock | 2M | 34K | – |
| STAG INDL INC COM | REIT | 2M | 45K | – |
| STARBUCKS CORP COM | Stock | 5K | 63 | – |
| STERLING INFRASTRUCTURE INC COM | Stock | 5M | 45K | – |
| STRIVE U.S. SEMICONDUCTOR ETF | ETF | 455 | 9 | – |
| SUNOPTA INC COM | Stock | 3K | 575 | – |
| SUPER LEAGUE ENTERPRISE INC COM | Stock | 6 | 7 | – |
| TECHNOLOGY SELECT SECTOR SPDR FUND | ETF | 143K | 630 | – |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | ADR | 185 | 30 | – |
| TESLA INC COM | Stock | 36K | 182 | – |
| TEXAS INSTRS INC COM | Stock | 2M | 11K | – |
| THE CIGNA GROUP COM | Stock | 12K | 37 | – |
| THERAPEUTICSMD INC COM NEW | Stock | 3 | 2 | – |
| TRAVELERS COMPANIES INC COM | Stock | 26 | 0 | – |
| UGI CORP NEW COM | Stock | 3K | 151 | – |
| UNILEVER PLC SPON ADR NEW | ADR | 1M | 26K | – |
| UNITED PARCEL SERVICE INC CL B | Stock | 27K | 198 | – |
| UNITEDHEALTH GROUP INC COM | Stock | 66K | 129 | – |
| UNIVERSAL TECHNICAL INST INC COM | Stock | 25K | 2K | – |
| US BANCORP DEL COM NEW | Stock | 12K | 300 | – |
| VANGUARD DIVIDEND APPRECIATION ETF | ETF | 11K | 60 | – |
| VANGUARD FINANCIALS ETF | ETF | 19K | 186 | – |
| VANGUARD FTSE ALL-WORLD EX-US INDEX FUND | ETF | 29K | 502 | – |
| VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP ETF | ETF | 29K | 246 | – |
| VANGUARD INTERMEDIATE-TERM BOND ETF | ETF | 161K | 2K | – |
| VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | ETF | 339K | 4K | – |
| VANGUARD LONG-TERM BOND ETF | ETF | 119K | 2K | – |
| VANGUARD MID-CAP VALUE ETF | ETF | 25K | 164 | – |
| VANGUARD RUSSELL 1000 GROWTH ETF | ETF | 14K | 152 | – |
| VANGUARD RUSSELL 1000 VALUE ETF | ETF | 31K | 402 | – |
| VANGUARD S&P 500 GROWTH ETF | ETF | 94K | 282 | – |
| VANGUARD S&P 500 VALUE ETF | ETF | 212K | 1K | – |
| VANGUARD SHORT-TERM BOND ETF | ETF | 141K | 2K | – |
| VANGUARD SHORT-TERM CORPORATE BOND ETF | ETF | 510K | 7K | – |
| VANGUARD SHORT-TERM TREASURY ETF | ETF | 95K | 2K | – |
| VANGUARD SMALL CAP VALUE ETF | ETF | 340K | 2K | – |
| VANGUARD SMALL-CAP GROWTH ETF | ETF | 22K | 87 | – |
| VANGUARD TOTAL BOND MARKET ETF | ETF | 8K | 115 | – |
| VANGUARD TOTAL STOCK MARKET ETF | ETF | 9K | 32 | – |
| VANGUARD VALUE ETF | ETF | 7K | 41 | – |
| VERISIGN INC COM | Stock | 2M | 11K | – |
| VERIZON COMMUNICATIONS INC COM | Stock | 37K | 890 | – |
| VIATRIS INC COM | Stock | 2K | 230 | – |
| VISA INC COM CL A | Stock | 2K | 8 | – |
| VODAFONE GROUP PLC NEW SPONSORED ADR | ADR | 8 | 1 | – |
| WABTEC COM | Stock | 7 | 0 | – |
| WARNER BROS DISCOVERY INC COM SER A | Stock | 424K | 57K | – |
| WASTE MGMT INC DEL COM | Stock | 3M | 15K | – |
| WELLS FARGO CO NEW COM | Stock | 288K | 5K | – |
| WEST BANCORPORATION INC CAP STK | Stock | 2K | 126 | – |
| WESTERN ASSET MANAGED MUNS FD COM | CEF | 7K | 668 | – |
| WILLIAMS COS INC COM | Stock | 17K | 402 | – |
| WIPRO LTD SPON ADR 1 SH | ADR | 6K | 981 | – |
| WISDOMTREE U.S. AI ENHANCED VALUE FUND | ETF | 75K | 756 | – |
| WISDOMTREE US QUALITY DIVIDEND GROWTH FUND | ETF | 178K | 2K | – |
| XEROX HOLDINGS CORP COM NEW | Stock | 3 | 0 | – |
| ZIMMER BIOMET HOLDINGS INC COM | Stock | 9K | 82 | – |