SMARTX ADVISORY SOLUTIONS
SMARTX ADVISORY SOLUTIONS LLC Legal Name
Adviser information for SMARTX ADVISORY SOLUTIONS last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 91 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 60 | $22.9B |
| Non-Discretionary | 0 | $0 |
| Total | 60 | $22.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 60 | $22.9B |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesOCIO SERVICES |
Principal Office
105 S. NARCISSUS AVENUESUITE 701
WEST PALM BEACH
FL
United States
Monday - Friday, 8:30AM - 5:30PM
Tel: 561-835-8690, Fax: 561-828-3181
Chief Compliance Officer
LOUIS MILANO
105 S. NARCISSUS AVENUE
SUITE 701
WEST PALM BEACH
FL
United States
Tel:
561-835-8690
Fax:
561-828-3181
L**@*****************M
(Full email address available in API data)
Regulatory Contact
JONATHAN PINCUS
CEO
105 S. NARCISSUS AVENUE
SUITE 701
WEST PALM BEACH
FL
United States
Tel:
561-835-8690
Fax:
561-455-9925
J*@*****************M
(Full email address available in API data)
Industry Affiliates
| HEDGECO SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SMARTX TECHNOLOGY SOLUTIONS INC. | Domestic Entity | – | SHAREHOLDER | 05/2018 | > 75% |
| MILANO, LOUIS, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2018 | < 5% |
| PINCUS, JONATHAN, SETH | Individual | – | CHIEF EXECUTIVE OFFICER | 08/2023 | < 5% |