BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC
Adviser information for BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 24 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 18 |
| Registered State Investment Advisers | 15 |
| Licensed Agents of an Insurance Company | 12 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,958 | $740.4M |
| Non-Discretionary | 0 | $0 |
| Total | 2,958 | $740.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,577 | $614.2M |
| HNW Individuals | 12 | $108.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 5 | $2.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $15.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 204.5M |
| Portfolio Manager | 0 |
| Both for Same | 535.9M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| INVESTMENT MANAGEMENT SERVICES | BENJAMIN F. EDWARDS & COMPANY, INCORPORATED |
Principal Office
ONE NORTH BRENTWOODSUITE 850
ST. LOUIS
MO
United States
Monday - Friday, 8:00 - 5:00
Tel: 314-726-1600, Fax: 314-726-1601
Websites
Chief Compliance Officer
MATTHEW MUCKLER
CHIEF COMPLIANCE OFFICER, ADVISORY
ONE NORTH BRENTWOOD BLVD
SUITE 850
ST. LOUIS
MO
United States
Tel:
314-726-1600
Fax:
314-726-1601
M***********@*******************M
(Full email address available in API data)
Regulatory Contact
BILLY WISDOM
DIRECTOR OF REGULATORY & OVERSIGHT SERVICES
ONE NORTH BRENTWOOD BLVD.
SUITE 850
ST. LOUIS
MO
United States
Tel:
314-726-1600
Fax:
314-726-1601
B**********@*******************M
(Full email address available in API data)
Industry Affiliates
| BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BENJAMIN EDWARDS, INC. | Domestic Entity | – | OWNER | 10/2008 | > 75% |
| EDWARDS, BENJAMIN, FRANKLIN | Individual | – | DIRECTOR | 06/2018 | < 5% |
| KELLER, CHRISTOPHER, M | Individual | – | DIRECTOR | 06/2018 | < 5% |
| RUBENSTEIN, DOUGLAS, DAVID | Individual | – | DIRECTOR | 06/2018 | < 5% |
| WISDOM, BILLY, JOE | Individual | – | DIRECTOR | 06/2018 | < 5% |
| MUCKLER, MATTHEW, PAUL | Individual | – | CHIEF COMPLIANCE OFFICER, ADVISORY | 01/2021 | < 5% |
| SALAMON, MATTHEW, R | Individual | – | DIRECTOR | 09/2022 | < 5% |