NS MANAGEMENT LTD
Adviser information for NS MANAGEMENT LTD last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Bermuda |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 24 | $672.7M |
| Non-Discretionary | 1 | $112.1M |
| Total | 25 | $784.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 7 | $120.1M |
| HNW Individuals | 9 | $25.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $112.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $374.9M |
| Corporations or other businesses | 7 | $151.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 96 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-113802 |
|---|---|
| SEC ERA File Number | 801-113802 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297781 |
| Legal Entity Identifier | 529900ATOFBBAKQ2MX62 |
Principal Office
OLD DEVONSHIRE POST OFFICE BUILDING29 MIDDLE ROAD
DEVONSHIRE, DEVONSHIRE
Bermuda
Monday - Friday, 08.00 - 16.00
Tel: 441-232-5000, Fax: None
Websites
Chief Compliance Officer
LAURA S. WEST-BURT
OPERATIONS MANAGER
OLD DEVONSHIRE POST OFFICE BUILDING
29 MIDDLE ROAD
DEVONSHIRE
Bermuda
Tel:
441-232-5000
L**@******M
(Full email address available in API data)
Regulatory Contact
GREGOIRE NOTZ
DIRECTOR
OLD DEVONSHIRE POST OFFICE BUILDING
29 MIDDLE ROAD
DEVONSHIRE
Bermuda
Tel:
441-232-5000
G*@******M
(Full email address available in API data)
Industry Affiliates
| NS ASSET MANAGEMENT UK LTD | Other investment adviser, including financial planners |
| NS PARTNERS SA | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NOTZ, STUCKI HOLDING LTD | Foreign Entity | – | OWNER | 12/2000 | > 75% |
| MIRA, ANTONIO | Individual | – | DIRECTOR | 09/2010 | < 5% |
| NOTZ, GREGOIRE, NICOLAS JEAN-ALBERT | Individual | – | DIRECTOR | 06/2018 | < 5% |
| WEST-BURT, LAURA, SUSAN | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2009 | < 5% |
| NS PARTICIPATIONS S.A. | Foreign Entity | NOTZ, STUCKI HOLDING LTD | SHAREHOLDER | 09/2011 | 25-50% |
| STUCKI, HANS, CHRISTIAN | Individual | NOTZ, STUCKI HOLDING LTD | SHAREHOLDER | 01/2001 | 25-50% |
| SAGURS, DEBORAH, ANN | Individual | – | DIRECTOR | 11/2019 | < 5% |