OAK TREE INVESTMENT ADVISORS
OAKMONT INVESTMENT ADVISORS, INC. Legal Name
Adviser information for OAK TREE INVESTMENT ADVISORS last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 211 | $150.0M |
| Non-Discretionary | 0 | $0 |
| Total | 211 | $150.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 101 | $24.6M |
| HNW Individuals | 14 | $110.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $9.5M |
| Charitable organizations | <5 | $5.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-113803 |
|---|---|
| SEC ERA File Number | 801-113803 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 111095 |
| Legal Entity Identifier | None |
Principal Office
731 S. AIKEN AVEPITTSBURGH
PA
United States
Monday - Friday, 8:00 AM - 4:30 PM
Tel: 412-802-8358, Fax: None
Chief Compliance Officer
RONALD E. HEAKINS
CHIEF COMPLIANCE OFFICER
731 S. AIKEN AVE.
PITTSBURGH
PA
United States
Tel:
412-802-8358
R**@********************M
(Full email address available in API data)
Regulatory Contact
JASON D. HEAKINS
731 S. AIKEN AVE.
PITTSBURGH
PA
United States
Tel:
412-802-8358
J****@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HEAKINS, RONALD, EDWARD | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 04/2008 | > 75% |
| HEAKINS, JASON, D. | Individual | – | VICE PRESIDENT | 07/2013 | 25-50% |