KAPUSTA FINANCIAL GROUP
KAPUSTA FINANCIAL GROUP, INC. Legal Name
Adviser information for KAPUSTA FINANCIAL GROUP last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 995 | $150.7M |
| Total | 995 | $150.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 174 | $64.8M |
| HNW Individuals | 43 | $85.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $37,654 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 24 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesRETIREMENT PLANNING; CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-113806 |
|---|---|
| SEC ERA File Number | 801-113806 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 123349 |
| Legal Entity Identifier | None |
Principal Office
110 FORT COUCH ROADSUITE 108
PITTSBURGH
PA
United States
Monday - Friday, M-TH 8AM - 5PM; FRI - 8AM - 430PM
Tel: 412-851-1400, Fax: 412-851-1403
Chief Compliance Officer
BRIDGET K. LOUTZENHISER
PRESIDENT
110 FORT COUCH ROAD,SUITE 108
PITTSBURGH
PA
United States
Tel:
412-851-1400
Fax:
412-851-1403
B******@*******************M
(Full email address available in API data)
Regulatory Contact
CATHERINE M. KAPUSTA
110 FORT COUCH ROAD,SUITE 108
PITTSBURGH
PA
United States
Tel:
412-851-1400
Fax:
412-851-1403
K****@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LOUTZENHISER, BRIDGET, MARGARET | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 05/2022 | > 75% |