ELIOS FINANCIAL GROUP, INC.
Adviser information for ELIOS FINANCIAL GROUP, INC. last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 744 | $220.0M |
| Non-Discretionary | 155 | $36.0M |
| Total | 899 | $256.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 181 | $74.0M |
| HNW Individuals | 88 | $182.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesSubscription feesCommissions |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 256.0M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ELIOS FINANCIAL GROUP, INC | ELIOS FINANCIAL GROUP, INC. |
Identifiers
| SEC RIA File Number | 801-113807 |
|---|---|
| SEC ERA File Number | 801-113807 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 119873 |
| Legal Entity Identifier | None |
Principal Office
30700 CENTER RIDGE ROADSUITE A
WESTLAKE
OH
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 440-617-9100, Fax: 440-617-9200
Chief Compliance Officer
JAMES ELIOS
PRESIDENT & CCO
30700 CENTER RIDGE ROAD
SUITE A
WESTLAKE
OH
United States
Tel:
440-617-9100
Fax:
440-617-9200
J**@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ELIOS, JAMES, THOMAS | Individual | – | PRESIDENT/CCO | 01/2000 | > 75% |