MAIN STREET INVESTMENT ADVISORS, LLC
Adviser information for MAIN STREET INVESTMENT ADVISORS, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 100 | $175.0M |
| Non-Discretionary | 0 | $0 |
| Total | 100 | $175.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 100 | $175.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 9 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-113819 |
|---|---|
| SEC ERA File Number | 801-113819 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 146036 |
| Legal Entity Identifier | None |
Principal Office
707 SKOKIE BLVDSUITE 190
NORTHBROOK
IL
United States
Monday - Friday, 8:00 A.M. TO 4:30 A.M.
Tel: 847-480-7055, Fax: 847-480-7099
Websites
Chief Compliance Officer
JEFFREY S. ROSS
MANAGING PRINCIPAL
707 SKOKIE BLVD
SUITE 190
NORTHBROOK
IL
United States
Tel:
847-480-7055
Fax:
847-480-7099
J****@***********M
(Full email address available in API data)
Regulatory Contact
WAYNE CARR
MANAGING PRINCIPAL
707 SKOKIE BLVD.
SUITE 190
NORTHBROOK
IL
United States
Tel:
847-480-7055
Fax:
847-480-7099
W****@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CARR, WAYNE, FRANCIS | Individual | – | MANAGING PRINCIPAL, CHIEF OPERATING OFFICER | 11/2007 | 25-50% |
| ROSS, JEFFREY, STEPHEN | Individual | – | MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER | 11/2007 | 25-50% |
| ROSS, ALEXANDER, LAURENCE | Individual | – | MANAGING PRINCIPAL | 01/2022 | 25-50% |