CONTEGO CAPITAL GROUP, INC.
Adviser information for CONTEGO CAPITAL GROUP, INC. last updated from Form ADV on July 26th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 88 | $133.2M |
| Non-Discretionary | 0 | $0 |
| Total | 88 | $133.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 83 | $82.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $30.5M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 1 | $4.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 2 | $5.2M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $10.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)SOLICITOR FEES |
|---|---|
| Compensation | % of AUMFixed feesSOLICITOR FEES |
Identifiers
| SEC RIA File Number | 801-113844 |
|---|---|
| SEC ERA File Number | 801-113844 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 128518 |
| Legal Entity Identifier | None |
Principal Office
7400 METRO BLVD#450
EDINA
MN
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 952-697-2570, Fax: 952-698-3468
Chief Compliance Officer
RYAN M. CARLSON
7400 METRO BLVD
#450
EDINA
MN
United States
Tel:
952-697-2570
Fax:
952-698-3468
R***@*************M
(Full email address available in API data)
Regulatory Contact
ROBERT BRANTON
CHAIRMAN/ CHIEF EXECUTIVE OFFICER
7400 METRO BLVD
#450
EDINA
MN
United States
Tel:
952-697-2570
Fax:
952-698-3468
R**@*************M
(Full email address available in API data)
Industry Affiliates
| CONTEGO CAPITAL BENEFITS | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRANTON, ROBERT, JOSEPH | Individual | – | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | 11/2014 | 50-75% |
| CARLSON, RYAN, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2018 | < 5% |
| GAHSMAN, BRIAN | Individual | – | CHIEF INVESTMENT OFFICER/ PORTFOLIO MANAGER | 06/2018 | 25-50% |
| JOSEPH BROCKENSHIRE ROSEMURGY 2012 IRREVOCABLE TRUST | Domestic Entity | – | SHAREHOLDER | 02/2019 | 10-25% |
| Rosemurgy, Brock | Individual | JOSEPH BROCKENSHIRE ROSEMURGY 2012 IRREVOCABLE TRUST | TRUSTEE | 02/2019 |