RJ CAPITAL LLC
Adviser information for RJ CAPITAL LLC last updated from Form ADV on March 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Texas, United States |
Employees
Total Number of Employees | 5 |
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Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 4 |
Licensed Agents of an Insurance Company | 2 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 950 | $294.8M |
Non-Discretionary | 359 | $17.6M |
Total | 1,309 | $312.4M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 256 | $52.5M |
HNW Individuals | 130 | $237.4M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 11 | $20.9M |
Charitable organizations | <5 | $1.6M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $2,431 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
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Compensation | % of AUM |
Identifiers
SEC RIA File Number | 801-113849 |
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SEC ERA File Number | 801-113849 |
SEC CIK Numbers | None |
SEC CRD Numbers | 297839 |
Legal Entity Identifier | None |
Principal Office
800 TOWN AND COUNTRY BLVD.SUITE 220
HOUSTON
TX
United States
Monday - Friday, 8:00 AM - 4:00 PM
Tel: 281-822-8800, Fax: None
Chief Compliance Officer
GREGORY LITTS
PRESIDENT
800 TOWN AND COUNTRY BLVD.
SUITE 220
HOUSTON
TX
United States
Tel:
713-523-1884
G***@********M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
LITTS, GREGORY, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2001 | > 75% |