RJ CAPITAL LLC

Adviser information for RJ CAPITAL LLC last updated from Form ADV on March 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 950 $294.8M
Non-Discretionary 359 $17.6M
Total 1,309 $312.4M

Clients

Type Number RAUM
Individuals 256 $52.5M
HNW Individuals 130 $237.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 11 $20.9M
Charitable organizations <5 $1.6M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $2,431
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services
Compensation % of AUM

Identifiers

SEC RIA File Number 801-113849
SEC ERA File Number 801-113849
SEC CIK Numbers None
SEC CRD Numbers 297839
Legal Entity Identifier None

Principal Office

800 TOWN AND COUNTRY BLVD.
SUITE 220
HOUSTON
TX
United States
Monday - Friday, 8:00 AM - 4:00 PM
Tel: 281-822-8800, Fax: None

Chief Compliance Officer

GREGORY LITTS
PRESIDENT
800 TOWN AND COUNTRY BLVD.
SUITE 220
HOUSTON
TX
United States
Tel: 713-523-1884
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LITTS, GREGORY, JOSEPH Individual CHIEF COMPLIANCE OFFICER 12/2001 > 75%

No. Employees, Historic

10502019202020212022202320245 on 9/20/20194 on 1/10/20204 on 2/19/20204 on 5/6/20204 on 1/19/20214 on 1/19/20215 on 2/23/20225 on 3/30/2023

RAUM, Historic

400M200M0201920202021202220232024219144984 on 9/20/2019269538950 on 1/10/2020269538950 on 2/19/2020269538950 on 5/6/2020330328129 on 1/19/2021330328129 on 1/19/2021365019638 on 2/23/2022312380888 on 3/30/2023

No. Clients, Historic

5002500201920202021202220232024328 on 9/20/2019356 on 1/10/2020356 on 2/19/2020356 on 5/6/2020375 on 1/19/2021375 on 1/19/2021364 on 2/23/2022401 on 3/30/2023