BURGESS INVESTMENT MANAGEMENT AND RESEARCH INC.
Adviser information for BURGESS INVESTMENT MANAGEMENT AND RESEARCH INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 390 | $130.3M |
| Non-Discretionary | 4 | $2.2M |
| Total | 394 | $132.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 68 | $24.6M |
| HNW Individuals | 32 | $107.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 80 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-113856 |
|---|---|
| SEC ERA File Number | 801-113856 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297648 |
| Legal Entity Identifier | 254900ERAIWYD2SA0Y22 |
Principal Office
120 ADELAIDE STREET WESTSUITE 2500
TORONTO, ONTARIO
Canada
Monday - Friday, 9AM - 5PM
Tel: 416 622 0466, Fax: None
Chief Compliance Officer
GREGORY W. BURGESS
PRESIDENT
120 ADELAIDE STREET WEST
SUITE 2500
TORONTO, ON
Canada
Tel:
416 622 8698
G*******@******************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BURGESS, GREGORY, WARD | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 03/2017 | > 75% |