ROYAL CAPITAL WEALTH MANAGEMENT LLC
Adviser information for ROYAL CAPITAL WEALTH MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Indiana, United States |
Employees
Total Number of Employees | 2 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 286 | $177.2M |
Non-Discretionary | 0 | $0 |
Total | 286 | $177.2M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 31 | $9.9M |
HNW Individuals | 25 | $163.3M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | <5 | $2.5M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $1.5M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businesses |
---|---|
Compensation | % of AUM |
Principal Office
1299 CLAY SPRING DRIVECARMEL
IN
United States
Monday - Friday, 9 AM - 5 PM
Tel: 866-729-6552, Fax: None
Websites
Chief Compliance Officer
ANDREW JOHNSON
MEMBER
4000 W. 106TH STREET
SUITE 125-190
CARMEL
IN
United States
Tel:
866-729-6552
A***@**********M
(Full email address available in API data)
Regulatory Contact
JORDAN GREEN
COUNSEL
4000 W. 106TH STREET
SUITE 125-190
CARMEL
IN
United States
Tel:
6098810101
J*****@*********************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
JOHNSON, THOMAS, LEE | Individual | – | MANAGING MEMBER | 01/2018 | 50-75% |
JOHNSON, ANDREW, JAY | Individual | – | MEMBER, CHIEF COMPLIANCE OFFICER | 01/2018 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
3M CO | COM | 267K | 3K | – |
ABBOTT LABS | COM | 382K | 4K | – |
ABBVIE INC | COM | 2M | 10K | – |
ACCENTURE PLC IRELAND | SHS CLASS A | 430K | 1K | – |
AFLAC INC | COM | 248K | 3K | – |
ALPHABET INC | CAP STK CL A | 4M | 23K | – |
ALPHABET INC | CAP STK CL C | 3M | 14K | – |
AMAZON COM INC | COM | 4M | 20K | – |
AMGEN INC | COM | 1M | 3K | – |
AMMO INC | COM | 798K | 475K | – |
APPLE INC | COM | 5M | 26K | – |
ARRAY TECHNOLOGIES INC | COM SHS | 185K | 18K | – |
AUTOMATIC DATA PROCESSING IN | COM | 1M | 6K | – |
BANK AMERICA CORP | COM | 250K | 6K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 8M | 19K | – |
BLACKROCK ETF TRUST II | FLEXIBLE INCOME | 2M | 34K | – |
BLACKSTONE INC | COM | 2M | 18K | – |
BROADCOM INC | COM | 424K | 264 | – |
CARDINAL HEALTH INC | COM | 221K | 2K | – |
CATERPILLAR INC | COM | 366K | 1K | – |
CHENIERE ENERGY INC | COM NEW | 563K | 3K | – |
CHEVRON CORP NEW | COM | 363K | 2K | – |
CHIPOTLE MEXICAN GRILL INC | COM | 1M | 23K | – |
CHUBB LIMITED | COM | 204K | 798 | – |
CHURCHILL DOWNS INC | COM | 201K | 1K | – |
CISCO SYS INC | COM | 351K | 7K | – |
CME GROUP INC | COM | 1M | 5K | – |
COCA COLA CO | COM | 1M | 17K | – |
COEUR MNG INC | COM NEW | 99K | 18K | – |
COSTCO WHSL CORP NEW | COM | 740K | 871 | – |
CRH PLC | ORD | 217K | 3K | – |
DIAMONDBACK ENERGY INC | COM | 320K | 2K | – |
DISNEY WALT CO | COM | 431K | 4K | – |
DOVER CORP | COM | 203K | 1K | – |
DOW INC | COM | 202K | 4K | – |
DUKE ENERGY CORP NEW | COM NEW | 242K | 2K | – |
ELEVANCE HEALTH INC | COM | 227K | 419 | – |
ELI LILLY & CO | COM | 4M | 4K | – |
EMERSON ELEC CO | COM | 659K | 6K | – |
EXXON MOBIL CORP | COM | 3M | 27K | – |
GE AEROSPACE | COM NEW | 520K | 3K | – |
GENERAL MTRS CO | COM | 223K | 5K | – |
GREYSTONE HOUSING IMPACT INV | BEN UNIT CTF | 368K | 25K | – |
HOME DEPOT INC | COM | 449K | 1K | – |
INVESCO EXCH TRADED FD TR II | VAR RATE PFD | 252K | 11K | – |
INVESCO QQQ TR | UNIT SER 1 | 3M | 7K | – |
ISHARES SILVER TR | ISHARES | 294K | 11K | – |
JOHNSON & JOHNSON | COM | 1M | 9K | – |
JPMORGAN CHASE & CO. | COM | 4M | 21K | – |
KENVUE INC | COM | 522K | 29K | – |
KINDER MORGAN INC DEL | COM | 246K | 12K | – |
LOCKHEED MARTIN CORP | COM | 201K | 431 | – |
LOWES COS INC | COM | 1M | 6K | – |
MARATHON PETE CORP | COM | 323K | 2K | – |
MASTERCARD INCORPORATED | CL A | 9M | 20K | – |
MCDONALDS CORP | COM | 2M | 8K | – |
MEDTRONIC PLC | SHS | 244K | 3K | – |
MERCK & CO INC | COM | 218K | 2K | – |
META PLATFORMS INC | CL A | 843K | 2K | – |
MICROSOFT CORP | COM | 9M | 21K | – |
MONDELEZ INTL INC | CL A | 387K | 6K | – |
NEXTERA ENERGY INC | COM | 874K | 12K | – |
NOVO-NORDISK A S | ADR | 228K | 2K | – |
NUCOR CORP | COM | 560K | 4K | – |
NVIDIA CORPORATION | COM | 6M | 49K | – |
ORACLE CORP | COM | 269K | 2K | – |
ORGANON & CO | COMMON STOCK | 298K | 14K | – |
PEPSICO INC | COM | 995K | 6K | – |
PHILIP MORRIS INTL INC | COM | 380K | 4K | – |
PROCTER AND GAMBLE CO | COM | 1M | 8K | – |
PROSHARES TR | S&P 500 DV ARIST | 3M | 28K | – |
PROSHARES TR | RUSS 2000 DIVD | 881K | 14K | – |
PROSHARES TR | S&P MDCP 400 DIV | 1M | 18K | – |
PROSHARES TR | MSCI EUR DIV | 482K | 10K | – |
QUALCOMM INC | COM | 665K | 3K | – |
S&P GLOBAL INC | COM | 580K | 1K | – |
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 1M | 16K | – |
SCHWAB STRATEGIC TR | US BRD MKT ETF | 419K | 7K | – |
SEI INVTS CO | COM | 259K | 4K | – |
SELECT SECTOR SPDR TR | FINANCIAL | 395K | 10K | – |
SPDR S&P 500 ETF TR | TR UNIT | 16M | 29K | – |
TARGET CORP | COM | 234K | 2K | – |
TEXAS INSTRS INC | COM | 414K | 2K | – |
UNITED PARCEL SERVICE INC | CL B | 370K | 3K | – |
UNITEDHEALTH GROUP INC | COM | 3M | 7K | – |
VANGUARD INDEX FDS | LARGE CAP ETF | 202K | 807 | – |
VERIZON COMMUNICATIONS INC | COM | 264K | 6K | – |
VERTEX PHARMACEUTICALS INC | COM | 201K | 429 | – |
VISA INC | COM CL A | 5M | 18K | – |
WALMART INC | COM | 714K | 11K | – |
WELLS FARGO CO NEW | COM | 575K | 10K | – |
WRAP TECHNOLOGIES INC | COM | 169K | 84K | – |