ROYAL CAPITAL WEALTH MANAGEMENT LLC

Adviser information for ROYAL CAPITAL WEALTH MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Indiana, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 286 $177.2M
Non-Discretionary 0 $0
Total 286 $177.2M

Clients

Type Number RAUM
Individuals 31 $9.9M
HNW Individuals 25 $163.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $2.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $1.5M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-113892
SEC ERA File Number 801-113892
SEC CIK Numbers 1904323
SEC CRD Numbers 292217
Legal Entity Identifier None

Principal Office

1299 CLAY SPRING DRIVE
CARMEL
IN
United States
Monday - Friday, 9 AM - 5 PM
Tel: 866-729-6552, Fax: None

Websites

Chief Compliance Officer

ANDREW JOHNSON
MEMBER
4000 W. 106TH STREET
SUITE 125-190
CARMEL
IN
United States
Tel: 866-729-6552
(Full email address available in API data)

Regulatory Contact

JORDAN GREEN
COUNSEL
4000 W. 106TH STREET
SUITE 125-190
CARMEL
IN
United States
Tel: 6098810101
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
JOHNSON, THOMAS, LEE Individual MANAGING MEMBER 01/2018 50-75%
JOHNSON, ANDREW, JAY Individual MEMBER, CHIEF COMPLIANCE OFFICER 01/2018 50-75%

No. Employees, Historic

10502020202120222023202420252 on 3/20/20202 on 6/29/20202 on 9/29/20202 on 3/30/20212 on 11/10/20212 on 3/30/20222 on 3/29/20232 on 3/29/2024

RAUM, Historic

200M100M0202020212022202320242025107739468 on 3/20/2020107739468 on 6/29/2020107739468 on 9/29/2020146262241 on 3/30/2021146262241 on 11/10/2021151812774 on 3/30/2022158872388 on 3/29/2023177158040 on 3/29/2024

No. Clients, Historic

8040020202021202220232024202546 on 3/20/202046 on 6/29/202046 on 9/29/202056 on 3/30/202156 on 11/10/202165 on 3/30/202275 on 3/29/202356 on 3/29/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 267K 3K
ABBOTT LABS COM 382K 4K
ABBVIE INC COM 2M 10K
ACCENTURE PLC IRELAND SHS CLASS A 430K 1K
AFLAC INC COM 248K 3K
ALPHABET INC CAP STK CL A 4M 23K
ALPHABET INC CAP STK CL C 3M 14K
AMAZON COM INC COM 4M 20K
AMGEN INC COM 1M 3K
AMMO INC COM 798K 475K
APPLE INC COM 5M 26K
ARRAY TECHNOLOGIES INC COM SHS 185K 18K
AUTOMATIC DATA PROCESSING IN COM 1M 6K
BANK AMERICA CORP COM 250K 6K
BERKSHIRE HATHAWAY INC DEL CL B NEW 8M 19K
BLACKROCK ETF TRUST II FLEXIBLE INCOME 2M 34K
BLACKSTONE INC COM 2M 18K
BROADCOM INC COM 424K 264
CARDINAL HEALTH INC COM 221K 2K
CATERPILLAR INC COM 366K 1K
CHENIERE ENERGY INC COM NEW 563K 3K
CHEVRON CORP NEW COM 363K 2K
CHIPOTLE MEXICAN GRILL INC COM 1M 23K
CHUBB LIMITED COM 204K 798
CHURCHILL DOWNS INC COM 201K 1K
CISCO SYS INC COM 351K 7K
CME GROUP INC COM 1M 5K
COCA COLA CO COM 1M 17K
COEUR MNG INC COM NEW 99K 18K
COSTCO WHSL CORP NEW COM 740K 871
CRH PLC ORD 217K 3K
DIAMONDBACK ENERGY INC COM 320K 2K
DISNEY WALT CO COM 431K 4K
DOVER CORP COM 203K 1K
DOW INC COM 202K 4K
DUKE ENERGY CORP NEW COM NEW 242K 2K
ELEVANCE HEALTH INC COM 227K 419
ELI LILLY & CO COM 4M 4K
EMERSON ELEC CO COM 659K 6K
EXXON MOBIL CORP COM 3M 27K
GE AEROSPACE COM NEW 520K 3K
GENERAL MTRS CO COM 223K 5K
GREYSTONE HOUSING IMPACT INV BEN UNIT CTF 368K 25K
HOME DEPOT INC COM 449K 1K
INVESCO EXCH TRADED FD TR II VAR RATE PFD 252K 11K
INVESCO QQQ TR UNIT SER 1 3M 7K
ISHARES SILVER TR ISHARES 294K 11K
JOHNSON & JOHNSON COM 1M 9K
JPMORGAN CHASE & CO. COM 4M 21K
KENVUE INC COM 522K 29K
KINDER MORGAN INC DEL COM 246K 12K
LOCKHEED MARTIN CORP COM 201K 431
LOWES COS INC COM 1M 6K
MARATHON PETE CORP COM 323K 2K
MASTERCARD INCORPORATED CL A 9M 20K
MCDONALDS CORP COM 2M 8K
MEDTRONIC PLC SHS 244K 3K
MERCK & CO INC COM 218K 2K
META PLATFORMS INC CL A 843K 2K
MICROSOFT CORP COM 9M 21K
MONDELEZ INTL INC CL A 387K 6K
NEXTERA ENERGY INC COM 874K 12K
NOVO-NORDISK A S ADR 228K 2K
NUCOR CORP COM 560K 4K
NVIDIA CORPORATION COM 6M 49K
ORACLE CORP COM 269K 2K
ORGANON & CO COMMON STOCK 298K 14K
PEPSICO INC COM 995K 6K
PHILIP MORRIS INTL INC COM 380K 4K
PROCTER AND GAMBLE CO COM 1M 8K
PROSHARES TR S&P 500 DV ARIST 3M 28K
PROSHARES TR RUSS 2000 DIVD 881K 14K
PROSHARES TR S&P MDCP 400 DIV 1M 18K
PROSHARES TR MSCI EUR DIV 482K 10K
QUALCOMM INC COM 665K 3K
S&P GLOBAL INC COM 580K 1K
SCHWAB STRATEGIC TR US DIVIDEND EQ 1M 16K
SCHWAB STRATEGIC TR US BRD MKT ETF 419K 7K
SEI INVTS CO COM 259K 4K
SELECT SECTOR SPDR TR FINANCIAL 395K 10K
SPDR S&P 500 ETF TR TR UNIT 16M 29K
TARGET CORP COM 234K 2K
TEXAS INSTRS INC COM 414K 2K
UNITED PARCEL SERVICE INC CL B 370K 3K
UNITEDHEALTH GROUP INC COM 3M 7K
VANGUARD INDEX FDS LARGE CAP ETF 202K 807
VERIZON COMMUNICATIONS INC COM 264K 6K
VERTEX PHARMACEUTICALS INC COM 201K 429
VISA INC COM CL A 5M 18K
WALMART INC COM 714K 11K
WELLS FARGO CO NEW COM 575K 10K
WRAP TECHNOLOGIES INC COM 169K 84K