Hedge Fund Database

PROTECTION POINT ADVISORS

EWG ELEVATE INC. Legal Name

Adviser information for PROTECTION POINT ADVISORS last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 27
Investment Advisory/Research 12
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 12
Licensed Agents of an Insurance Company 12
No. of Firms/People that Solicit Clients 8

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,355 $528.9M
Non-Discretionary 51 $19.4M
Total 1,406 $548.3M

Clients

Type Number RAUM
Individuals 355 $290.5M
HNW Individuals 237 $187.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 42 $4.5M
Pension and profit sharing plans <5 $1.9M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 5 $3.1M
Insurance companies 16 $6.9M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 15 $54.4M
Type Number
No. of Non-RAUM Clients 41
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed feesSELECTION OF OTHER ADVISERS FEES

Identifiers

SEC RIA File Number 801-113898
SEC ERA File Number 801-113898
SEC CIK Numbers 1765278
SEC CRD Numbers 291805
Legal Entity Identifier None

Principal Office

3200 DOUGLAS BLVD
STE. 305
ROSEVILLE
CA
United States
Monday - Friday, 8:30AM- 4:30PM
Tel: 916-367-4540, Fax: 916-774-6246

Websites

www.protectionpointadvisors.com/ www.facebook.com/ppa-national-referral-network-100129378767525 www.facebook.com/protection-point-advisors-100763415064753 www.linkedin.com/company/18424520

Chief Compliance Officer

RICHARD WATSON
CHIEF COMPLIANCE OFFICER
3200 DOUGLAS BLVD
STE. 305
ROSEVILLE
CA
United States
Tel: 916-367-4540
Fax: 916-774-6246
(Full email address available in API data)

Regulatory Contact

MICHAEL CLARKE
CCO DESIGNEE
400 CORPORATE POINTE
#300
CULVER CITY
CA
United States
Tel: 310 384-8966
Fax: 916 774-6246
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WATSON, RICHARD, LEE Individual – PRESIDENT AND CHIEF COMPLIANCE OFFICER 07/2018 50-75%
CLARKE, MICHAEL, JUDE Individual – VICE PRESIDENT 07/2018 25-50%

No. Employees, Historic

30150201920202021202220232024202514 on 8/2/201914 on 9/11/201915 on 10/3/201915 on 12/3/201915 on 2/5/202015 on 4/28/202015 on 5/14/202015 on 7/28/202015 on 7/31/202015 on 8/27/202015 on 8/27/202015 on 8/28/202015 on 9/2/202015 on 9/6/202018 on 3/2/202118 on 4/19/202118 on 5/13/202118 on 8/30/202118 on 11/12/202118 on 1/4/202226 on 3/23/202226 on 4/28/202226 on 5/13/202226 on 7/25/202227 on 3/20/202327 on 10/11/202327 on 12/4/202327 on 1/3/202427 on 1/5/202427 on 3/15/2024

RAUM, Historic

600M300M02019202020212022202320242025270000000 on 8/2/2019270000000 on 9/11/2019319080040 on 10/3/2019319080040 on 12/3/2019333670000 on 2/5/2020333670000 on 4/28/2020333670000 on 5/14/2020333670000 on 7/28/2020333670000 on 7/31/2020333670000 on 8/27/2020333670000 on 8/27/2020333670000 on 8/28/2020333670000 on 9/2/2020333670000 on 9/6/2020392446572 on 3/2/2021392446572 on 4/19/2021392446572 on 5/13/2021392446572 on 8/30/2021392446572 on 11/12/2021392446572 on 1/4/2022471901381 on 3/23/2022471901381 on 4/28/2022471901381 on 5/13/2022471901381 on 7/25/2022464772728 on 3/20/2023464772728 on 10/11/2023464772728 on 12/4/2023464772728 on 1/3/2024464772728 on 1/5/2024548304123 on 3/15/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025359 on 8/2/2019359 on 9/11/2019369 on 10/3/2019369 on 12/3/2019370 on 2/5/2020370 on 4/28/2020370 on 5/14/2020370 on 7/28/2020370 on 7/31/2020370 on 8/27/2020370 on 8/27/2020370 on 8/28/2020370 on 9/2/2020370 on 9/6/2020406 on 3/2/2021406 on 4/19/2021406 on 5/13/2021406 on 8/30/2021406 on 11/12/2021406 on 1/4/20221369 on 3/23/20221369 on 4/28/20221369 on 5/13/20221369 on 7/25/20221465 on 3/20/20231465 on 10/11/20231465 on 12/4/20231465 on 1/3/20241465 on 1/5/2024672 on 3/15/2024

Holdings

From latest 13F, filed July 15th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADMA BIOLOGICS INC COM 783K 70K –
ARK ETF TR INNOVATION ETF 737K 17K –
ABBVIE INC COM 614K 4K –
ALPHABET INC CAP STK CL C 227K 1K –
ALPHABET INC CAP STK CL A 217K 1K –
AMAZON COM INC COM 2M 8K –
AMERICAN CENTY ETF TR US SML CP VALU 1M 16K –
AMPHENOL CORP NEW CL A 376K 6K –
APPLE INC COM 3M 15K –
ARES CAPITAL CORP COM 3M 141K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 823K 2K –
BLACKROCK ETF TRUST ADVANTAGE LRG CP 13M 439K –
CARNIVAL CORP UNIT 99/99/9999 291K 16K –
CHEVRON CORP NEW COM 278K 2K –
CION INVT CORP COM 357K 29K –
COSTCO WHSL CORP NEW COM 727K 855 –
DIMENSIONAL ETF TRUST INTL CORE EQUITY 526K 20K –
DISNEY WALT CO COM 332K 3K –
DOVER CORP COM 254K 1K –
ETF SER SOLUTIONS DEFIANCE NEXT 5M 112K –
EDISON INTL COM 261K 4K –
EXXON MOBIL CORP COM 408K 4K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 864K 19K –
FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 2M 43K –
FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 2M 51K –
FIRST TR EXCHANGE-TRADED FD LIMITED DURATION 4M 187K –
FIRST TR EXCH TRADED FD III EME MRK BD ETF 2M 59K –
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 10M 218K –
FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 4M 66K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S 2M 101K –
FIRST TR EXCHNG TRADED FD VI FT VEST NAS 2M 70K –
FIRST TR EXCHNG TRADED FD VI FT VEST INTER EQ 1M 55K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 386K 10K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 7M 140K –
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 803K 28K –
FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 1M 60K –
FUBOTV INC COM 25K 20K –
GAMING & LEISURE PPTYS INC COM 834K 18K –
GLOBAL X FDS GLOBX SUPDV US 1M 85K –
GRANITESHARES GOLD TR SHS BEN INT 5M 225K –
INTERNATIONAL BUSINESS MACHS COM 201K 1K –
INVESCO QQQ TR UNIT SER 1 1M 2K –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 983K 15K –
INVESCO EXCHANGE TRADED FD T S&P MDCP MOMNTUM 2M 14K –
INVESCO EXCHANGE TRADED FD T SEMICONDUCTORS 1M 21K –
IRON MTN INC DEL COM 615K 7K –
ISHARES SILVER TR ISHARES 220K 8K –
ISHARES GOLD TR ISHARES NEW 1M 30K –
ISHARES INC MSCI SWEDEN ETF 964K 24K –
ISHARES TR CORE S&P500 ETF 321K 587 –
ISHARES TR MSCI EMG MKT ETF 3M 74K –
ISHARES TR S&P 500 GRWT ETF 5M 55K –
ISHARES TR S&P 500 VAL ETF 353K 2K –
ISHARES TR MSCI EAFE ETF 4M 50K –
ISHARES TR ISHARES BIOTECH 377K 3K –
ISHARES TR GLOBAL 100 ETF 6M 60K –
ISHARES TR S&P MC 400GR ETF 3M 35K –
ISHARES TR RUS 1000 ETF 313K 1K –
ISHARES TR RUSSELL 2000 ETF 884K 4K –
ISHARES TR U.S. UTILITS ETF 2M 21K –
ISHARES TR U.S. TECH ETF 2M 13K –
ISHARES TR US INDUSTRIALS 2M 16K –
ISHARES TR U.S. FINLS ETF 2M 20K –
ISHARES TR US HOME CONS ETF 1M 13K –
ISHARES TR RUS TP200 GR ETF 6M 27K –
ISHARES U S ETF TR GSCI CMDTY STGY 580K 21K –
ISHARES TR MSCI USA QLT FCT 8M 45K –
ISHARES TR MSCI USA MMENTM 215K 1K –
ISHARES INC MSCI ITALY ETF 646K 18K –
ISHARES TR INTL EQTY FACTOR 546K 19K –
ISHARES TR MSCI INTL QUALTY 512K 13K –
ISHARES TR CORE TOTAL USD 241K 5K –
ISHARES TR BLACKROCK ULTRA 335K 7K –
ISHARES TR MSCI USA QUALITY 5M 94K –
ISHARES TR US SML CP VALUE 1M 40K –
JPMORGAN CHASE & CO. COM 233K 1K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 2M 41K –
MICROSOFT CORP COM 3M 6K –
MOODYS CORP COM 262K 622 –
NVIDIA CORPORATION COM 1M 9K –
NUVEEN CA QUALTY MUN INCOME COM 119K 10K –
NUVEEN MUN HIGH INCOME OPPOR COM 146K 14K –
ORACLE CORP COM 201K 1K –
PACER FDS TR TRENDP US LAR CP 1M 26K –
PACER FDS TR TRENDPILOT 100 463K 6K –
PACER FDS TR GLOBL CASH ETF 958K 28K –
PACER FDS TR PACER US SMALL 2M 53K –
PACER FDS TR US CASH COWS 100 512K 9K –
PHILLIPS EDISON & CO INC COMMON STOCK 687K 21K –
PIMCO MUN INCOME FD COM 150K 16K –
PIMCO MUN INCOME FD II COM 135K 16K –
PIMCO MUN INCOME FD III COM 126K 16K –
PIMCO ETF TR ACTIVE BD ETF 2M 23K –
PIMCO ETF TR ENHAN SHRT MA AC 454K 5K –
PROSHARES TR ULTRAPRO QQQ 224K 3K –
SPDR S&P 500 ETF TR TR UNIT 12M 21K –
SPDR GOLD TR GOLD SHS 5M 25K –
SPDR SER TR S&P 600 SMCP VAL 378K 5K –
SPDR SER TR BLOOMBERG EMERGI 411K 21K –
SPDR SER TR PRTFLO S&P500 GW 404K 5K –
SPDR SER TR PRTFLO S&P500 VL 4M 84K –
SPDR SER TR S&P BIOTECH 2M 23K –
SPDR SER TR S&P HOMEBUILD 2M 23K –
SSGA ACTIVE ETF TR SPDR TR TACTIC 3M 75K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 2M 4K –
SPDR SER TR BLOOMBERG SHT TE 640K 26K –
SCHWAB STRATEGIC TR US BRD MKT ETF 9M 148K –
SCHWAB STRATEGIC TR US LCAP GR ETF 6M 62K –
SCHWAB STRATEGIC TR US LCAP VA ETF 9M 118K –
SCHWAB STRATEGIC TR US MID-CAP ETF 5M 68K –
SCHWAB STRATEGIC TR US SML CAP ETF 3M 55K –
SCHWAB STRATEGIC TR INTL EQTY ETF 8M 213K –
SCHWAB STRATEGIC TR US REIT ETF 599K 30K –
SCHWAB STRATEGIC TR SHT TM US TRES 615K 13K –
SELECT SECTOR SPDR TR ENERGY 2M 21K –
SELECT SECTOR SPDR TR FINANCIAL 295K 7K –
SELECT SECTOR SPDR TR INDL 255K 2K –
SELECT SECTOR SPDR TR TECHNOLOGY 6M 25K –
SEMPRA COM 213K 3K –
SOUTHERN CO COM 361K 5K –
T ROWE PRICE ETF INC PRICE DIV GRWT 4M 101K –
TESLA INC COM 736K 4K –
TIDAL ETF TR GOD BLESS AMER 4M 114K –
VANECK ETF TRUST URANIUM AND NUCL 4M 51K –
VANECK ETF TRUST MRNGSTR WDE MOAT 3M 32K –
VANECK ETF TRUST SEMICONDUCTR ETF 11M 43K –
VANGUARD BD INDEX FDS INTERMED TERM 314K 4K –
VANGUARD INDEX FDS SM CP VAL ETF 1M 8K –
VANGUARD INDEX FDS GROWTH ETF 295K 788 –
VERIZON COMMUNICATIONS INC COM 239K 6K –
VICTORY PORTFOLIOS II USAA MSCI USA SM 2M 25K –
WALMART INC COM 223K 3K –
WISDOMTREE TR INDIA ERNGS FD 250K 5K –