KARANI ASSET MANAGEMENT LLC

Adviser information for KARANI ASSET MANAGEMENT LLC last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 36 $110.9M
Non-Discretionary 0 $0
Total 36 $110.9M

Clients

Type Number RAUM
Individuals 11 $1.8M
HNW Individuals 20 $41.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 2 $49.6M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 2 $12.3M
Other 1 $6.2M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesFOUNDATIONS, CHARITABLE ORGANIZATIONS & ENDOWMENTS
Compensation % of AUM

Identifiers

SEC RIA File Number 801-113904
SEC ERA File Number 801-113904
SEC CIK Numbers 1792430
SEC CRD Numbers 297922
Legal Entity Identifier 9845009A1SC94A8FEA29

Principal Office

250 WEST 55TH STREET
17TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 646-593-7450, Fax: 212-202-4308

Chief Compliance Officer

TONI MARTUCCI
250 WEST 55TH STREET
17TH FLOOR
NEW YORK
NY
United States
Tel: 646-593-7456
Fax: 212-202-4308
(Full email address available in API data)

Regulatory Contact

YOUNGDAWN HA
MEMBER
250 WEST 55TH STREET
17TH FLOOR
NEW YORK
NY
United States
Tel: 646-593-7452
Fax: 212-202-4308
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BAYLES, RICHARD, LYMAN Individual MEMBER, MANAGER 05/2018 > 75%
HA, YOUNGDAWN, DANIEL Individual MEMBER 05/2018 10-25%
MARTUCCI, TONI, LYNN Individual CHIEF COMPLIANCE OFFICER 10/2022 < 5%

No. Employees, Historic

10502020202120222023202420256 on 3/18/20206 on 6/25/20206 on 12/7/20206 on 3/5/20216 on 3/19/20216 on 4/8/20216 on 4/8/20216 on 8/13/20216 on 8/13/20215 on 1/27/20225 on 3/4/20225 on 10/24/20225 on 3/1/20235 on 3/2/20235 on 9/12/20234 on 2/7/20244 on 2/26/2024

RAUM, Historic

400M200M0202020212022202320242025187983886 on 3/18/2020187983886 on 6/25/2020187983886 on 12/7/2020247871211 on 3/5/2021247871211 on 3/19/2021247871211 on 4/8/2021247871211 on 4/8/2021276202238 on 8/13/2021276202238 on 8/13/2021300226268 on 1/27/2022300226268 on 3/4/2022133350234 on 10/24/2022117343581 on 3/1/2023117343581 on 3/2/2023117343581 on 9/12/2023110875881 on 2/7/2024110875881 on 2/26/2024

No. Clients, Historic

5025020202021202220232024202540 on 3/18/202040 on 6/25/202040 on 12/7/202026 on 3/5/202126 on 3/19/202126 on 4/8/202126 on 4/8/202130 on 8/13/202130 on 8/13/202141 on 1/27/202241 on 3/4/202239 on 10/24/202237 on 3/1/202337 on 3/2/202337 on 9/12/202336 on 2/7/202436 on 2/26/2024

Holdings

From latest 13F, filed November 14th, 2023 for period ending September 30th, 2023
Name Class Value $USD # Shares Private Fund
ADOBE INC COM 3M 5K
ADVANCED MICRO DEVICES INC COM 321K 3K
AIRBNB INC COM CL A 419K 3K
ALNYLAM PHARMACEUTICALS INC COM 2M 12K
ALPHABET INC CAP STK CL A 2M 14K
AMERICAN EXPRESS CO COM 2M 14K
APPLE INC COM 5M 27K
ASANA INC CL A 297K 16K
ATLASSIAN CORPORATION CL A 185K 917
CADENCE DESIGN SYSTEM INC COM 3M 12K
COSTCO WHSL CORP NEW COM 3M 6K
DEERE & CO COM 3M 9K
EOG RES INC COM 3M 22K
HUBSPOT INC COM 4M 9K
INTERNATIONAL BUSINESS MACHS COM 210K 2K
INTUIT COM 3M 6K
ISHARES TR CORE S&P500 ETF 1M 3K
JPMORGAN CHASE & CO COM 580K 4K
KKR & CO INC COM 3M 43K
MARKEL GROUP INC COM 2M 1K
MERCK & CO INC COM 158K 2K
MICROSOFT CORP COM 3M 9K
NOVO-NORDISK A S ADR 2M 24K
NUCOR CORP COM 2M 10K
NVIDIA CORPORATION COM 3M 6K
NVR INC COM 2M 307
PROCORE TECHNOLOGIES INC COM 2M 28K
PULTE GROUP INC COM 2M 33K
REGENERON PHARMACEUTICALS COM 4M 5K
RLI CORP COM 4M 27K
SERVICENOW INC COM 1M 2K
STEEL DYNAMICS INC COM 2M 14K
TEXAS INSTRS INC COM 2M 14K
TRANE TECHNOLOGIES PLC SHS 134K 660
UNION PAC CORP COM 183K 900