KARANI ASSET MANAGEMENT LLC
Adviser information for KARANI ASSET MANAGEMENT LLC last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 4 |
---|---|
Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 36 | $110.9M |
Non-Discretionary | 0 | $0 |
Total | 36 | $110.9M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 11 | $1.8M |
HNW Individuals | 20 | $41.1M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 2 | $49.6M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 2 | $12.3M |
Other | 1 | $6.2M |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesFOUNDATIONS, CHARITABLE ORGANIZATIONS & ENDOWMENTS |
---|---|
Compensation | % of AUM |
Principal Office
250 WEST 55TH STREET17TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 646-593-7450, Fax: 212-202-4308
Chief Compliance Officer
TONI MARTUCCI
250 WEST 55TH STREET
17TH FLOOR
NEW YORK
NY
United States
Tel:
646-593-7456
Fax:
212-202-4308
T***@**************M
(Full email address available in API data)
Regulatory Contact
YOUNGDAWN HA
MEMBER
250 WEST 55TH STREET
17TH FLOOR
NEW YORK
NY
United States
Tel:
646-593-7452
Fax:
212-202-4308
D**@**************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
BAYLES, RICHARD, LYMAN | Individual | – | MEMBER, MANAGER | 05/2018 | > 75% |
HA, YOUNGDAWN, DANIEL | Individual | – | MEMBER | 05/2018 | 10-25% |
MARTUCCI, TONI, LYNN | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 14th, 2023 for period ending September 30th, 2023
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ADOBE INC | COM | 3M | 5K | – |
ADVANCED MICRO DEVICES INC | COM | 321K | 3K | – |
AIRBNB INC | COM CL A | 419K | 3K | – |
ALNYLAM PHARMACEUTICALS INC | COM | 2M | 12K | – |
ALPHABET INC | CAP STK CL A | 2M | 14K | – |
AMERICAN EXPRESS CO | COM | 2M | 14K | – |
APPLE INC | COM | 5M | 27K | – |
ASANA INC | CL A | 297K | 16K | – |
ATLASSIAN CORPORATION | CL A | 185K | 917 | – |
CADENCE DESIGN SYSTEM INC | COM | 3M | 12K | – |
COSTCO WHSL CORP NEW | COM | 3M | 6K | – |
DEERE & CO | COM | 3M | 9K | – |
EOG RES INC | COM | 3M | 22K | – |
HUBSPOT INC | COM | 4M | 9K | – |
INTERNATIONAL BUSINESS MACHS | COM | 210K | 2K | – |
INTUIT | COM | 3M | 6K | – |
ISHARES TR | CORE S&P500 ETF | 1M | 3K | – |
JPMORGAN CHASE & CO | COM | 580K | 4K | – |
KKR & CO INC | COM | 3M | 43K | – |
MARKEL GROUP INC | COM | 2M | 1K | – |
MERCK & CO INC | COM | 158K | 2K | – |
MICROSOFT CORP | COM | 3M | 9K | – |
NOVO-NORDISK A S | ADR | 2M | 24K | – |
NUCOR CORP | COM | 2M | 10K | – |
NVIDIA CORPORATION | COM | 3M | 6K | – |
NVR INC | COM | 2M | 307 | – |
PROCORE TECHNOLOGIES INC | COM | 2M | 28K | – |
PULTE GROUP INC | COM | 2M | 33K | – |
REGENERON PHARMACEUTICALS | COM | 4M | 5K | – |
RLI CORP | COM | 4M | 27K | – |
SERVICENOW INC | COM | 1M | 2K | – |
STEEL DYNAMICS INC | COM | 2M | 14K | – |
TEXAS INSTRS INC | COM | 2M | 14K | – |
TRANE TECHNOLOGIES PLC | SHS | 134K | 660 | – |
UNION PAC CORP | COM | 183K | 900 | – |