Hedge Fund Database

ASIO CAPITAL LLC

Adviser information for ASIO CAPITAL LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 571 $499.6M
Non-Discretionary 0 $0
Total 571 $499.6M

Clients

Type Number RAUM
Individuals 120 $71.7M
HNW Individuals 117 $382.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 6 $16.4M
Charitable organizations <5 $21.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 9 $7.8M
Other 0 $0
Type Number
No. of Non-RAUM Clients 2
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMASSET-BASED FEES FOR RETIREMENT PLAN CONSULTING

Identifiers

SEC RIA File Number 801-113910
SEC ERA File Number 801-113910
SEC CIK Numbers 1803291
SEC CRD Numbers 298326
Legal Entity Identifier None

Principal Office

220 LEXINGTON GREEN CIRCLE
SUITE 420
LEXINGTON
KY
United States
Monday - Friday, 8:30 AM - 4:30 PM
Tel: 859-785-4130, Fax: None

Websites

asiocapital.com/

Chief Compliance Officer

JARED CALVERT
36 W. PIKE STREET
COVINGTON
KY
United States
Tel: 859-287-1657
(Full email address available in API data)

Regulatory Contact

RYAN TRACY OSBORNE
MEMBER
220 LEXINGTON GREEN CIRCLE
SUITE 420
LEXINGTON
KY
United States
Tel: 859-785-4130
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GRAY, RYAN, MICHAEL Individual – MEMBER 07/2018 10-25%
CHESHIRE, JOHN, CARROLL Individual – MEMBER 07/2018 25-50%
OSBORNE, RYAN, TRACY Individual – MEMBER 07/2018 25-50%
SERRATE, ERIN, HERSHEY Individual – MEMBER 07/2018 10-25%
AKERS, JASON, CRAIG Individual – SILENT PARTNER 09/2018 < 5%
LAWSON, RANDIE, GAIL Individual – SILENT PARTNER 09/2018 < 5%
SLATER, VALERIE, BIRCHFIELD Individual – SILENT PARTNER 10/2018 < 5%
CALVERT, JARED, BENNETT Individual – CHIEF COMPLIANCE OFFICER 01/2024 < 5%

No. Employees, Historic

105020192020202120222023202420254 on 5/29/20194 on 12/9/20194 on 3/30/20204 on 4/29/20204 on 6/18/20205 on 3/24/20215 on 4/15/20215 on 3/22/20225 on 7/14/20226 on 3/21/20236 on 1/9/20246 on 3/21/2024

RAUM, Historic

500M250M02019202020212022202320242025125500000 on 5/29/2019125500000 on 12/9/2019201300000 on 3/30/2020201300000 on 4/29/2020201300000 on 6/18/2020290312728 on 3/24/2021290312728 on 4/15/2021403461029 on 3/22/2022403461029 on 7/14/2022393290216 on 3/21/2023393290216 on 1/9/2024499551795 on 3/21/2024

No. Clients, Historic

30015002019202020212022202320242025110 on 5/29/2019110 on 12/9/2019155 on 3/30/2020155 on 4/29/2020155 on 6/18/2020173 on 3/24/2021173 on 4/15/2021215 on 3/22/2022215 on 7/14/2022228 on 3/21/2023228 on 1/9/2024252 on 3/21/2024

Holdings

From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM COM 876K 5K –
ACCENTURE PLC IRELAND SHS CLASS A SHS CLASS A 3M 11K –
ADOBE INC COM COM 6M 10K –
ADVANCED MICRO DEVICES INC COM COM 6M 39K –
ALPHABET INC CAP STK CL A CAP STK CL A 523K 3K –
ALPHABET INC CAP STK CL C CAP STK CL C 15M 82K –
AMAZON COM INC COM COM 8M 42K –
AMPHENOL CORP NEW CL A CL A 3M 38K –
APPLE INC COM COM 12M 56K –
ASTRAZENECA PLC SPONSORED ADR SPONSORED ADR 4M 46K –
AUTOMATIC DATA PROCESSING INC COM COM 272K 1K –
BANK AMERICA CORP COM COM 7M 168K –
BERKSHIRE HATHAWAY INC DEL CL B NEW CL B NEW 328K 807 –
BOOKING HOLDINGS INC COM COM 3M 685 –
BROADCOM INC COM COM 9M 5K –
CITIZENS FINL GROUP INC COM COM 4M 101K –
COSTCO WHSL CORP NEW COM COM 621K 731 –
CRH PLC ORD ORD 4M 58K –
CROCS INC COM COM 4M 28K –
DECKERS OUTDOOR CORP COM COM 10M 11K –
DIAMONDBACK ENERGY INC COM COM 6M 31K –
DISNEY WALT CO COM COM 3M 29K –
ELEVANCE HEALTH INC COM COM 5M 9K –
ELI LILLY & CO COM COM 1M 1K –
ENERGY TRANSFER L P COM UT LTD PTN COM UT LTD PTN 560K 35K –
EOG RES INC COM COM 3M 24K –
EXXON MOBIL CORP COM COM 4M 31K –
FEDEX CORP COM COM 9M 31K –
FIFTH THIRD BANCORP COM COM 3M 78K –
GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK COMMON STOCK 5M 63K –
GENERAC HLDGS INC COM COM 3M 20K –
GLOBAL X U.S. INFRASTRUCTURE DEVELOPMENT ETF US INFR DEV ETF 2M 55K –
GOLDMAN SACHS EQUAL WEIGHT U.S. LARGE CAP EQUITY ETF EQUAL WEIGHT US 641K 9K –
HCA HEALTHCARE INC COM COM 6M 17K –
HOME DEPOT INC COM COM 638K 2K –
HONEYWELL INTL INC COM COM 3M 15K –
INGERSOLL RAND INC COM COM 4M 44K –
INVESCO S&P 500 EQUAL WEIGHT ETF S&P500 EQL WGT 329K 2K –
ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF ISHS 5-10YR INVT 11M 214K –
ISHARES CORE S&P 500 ETF CORE S&P500 ETF 33M 59K –
ISHARES CORE S&P SMALL CAP ETF CORE S&P SCP ETF 22M 208K –
ISHARES NATIONAL MUNI BOND ETF NATIONAL MUN ETF 22M 206K –
ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 272K 1K –
JANUS HENDERSON MORTGAGE-BACKED SECURITIES ETF HENDERSON MTG 8M 176K –
JOHNSON & JOHNSON COM COM 5M 33K –
JPMORGAN CHASE & CO. COM COM 2M 9K –
JPMORGAN MUNICIPAL ETF MUNICIPAL ETF 21M 408K –
KEYCORP COM COM 142K 10K –
L3HARRIS TECHNOLOGIES INC COM COM 332K 1K –
LABCORP HOLDINGS INC COM SHS COM SHS 1M 6K –
LINDE PLC SHS SHS 243K 553 –
LOCKHEED MARTIN CORP COM COM 3M 7K –
LOWES COS INC COM COM 5M 21K –
LULULEMON ATHLETICA INC COM COM 3M 9K –
MEDTRONIC PLC SHS SHS 5M 59K –
MERCADOLIBRE INC COM COM 3M 2K –
MERCK & CO INC COM COM 4M 36K –
META PLATFORMS INC CL A CL A 12M 23K –
MICROSOFT CORP COM COM 13M 30K –
MONDELEZ INTL INC CL A CL A 247K 4K –
MORGAN STANLEY COM NEW COM NEW 2M 20K –
NETFLIX INC COM COM 6M 9K –
NEXTERA ENERGY INC COM COM 3M 48K –
NORTHROP GRUMMAN CORP COM COM 3M 6K –
NOVO-NORDISK A S ADR ADR 719K 5K –
NVIDIA CORPORATION COM COM 21M 171K –
ON HLDG AG NAMEN AKT A NAMEN AKT A 2M 52K –
ONEMAIN HLDGS INC COM COM 4M 83K –
PALO ALTO NETWORKS INC COM COM 9M 26K –
PEPSICO INC COM COM 4M 26K –
PNC FINL SVCS GROUP INC COM COM 229K 1K –
PROCTER AND GAMBLE CO COM COM 3M 20K –
REGENERON PHARMACEUTICALS COM COM 3M 3K –
SALESFORCE INC COM COM 6M 24K –
SCHWAB FUNDAMENTAL INTERNATIONAL EQUITY ETF FUNDAMENTAL INTL 4M 106K –
SHELL PLC SPON ADS SPON ADS 3M 46K –
SHERWIN WILLIAMS CO COM COM 276K 926 –
SNOWFLAKE INC CL A CL A 2M 17K –
STERIS PLC SHS USD SHS USD 219K 998 –
SYNOPSYS INC COM COM 2M 4K –
SYNOVUS FINL CORP COM NEW COM NEW 5M 127K –
TARGET CORP COM COM 4M 28K –
TE CONNECTIVITY LTD SHS SHS 3M 22K –
THERMO FISHER SCIENTIFIC INC COM COM 302K 547 –
TJX COS INC NEW COM COM 382K 3K –
TRACTOR SUPPLY CO COM COM 5M 18K –
TRUIST FINL CORP COM COM 4M 104K –
UBER TECHNOLOGIES INC COM COM 7M 101K –
ULTA BEAUTY INC COM COM 2M 4K –
UNITEDHEALTH GROUP INC COM COM 8M 15K –
VANECK OIL SERVICES ETF OIL SERVICES ETF 3M 9K –
VANGUARD EXTENDED MARKET ETF EXTEND MKT ETF 10M 62K –
VANGUARD SHORT-TERM CORPORATE BOND ETF SHRT TRM CORP BD 11M 140K –
VERTEX PHARMACEUTICALS INC COM COM 5M 11K –
VISA INC COM CL A COM CL A 6M 24K –
WELLS FARGO CO NEW COM COM 4M 60K –