KNUFF & COMPANY LLC

Adviser information for KNUFF & COMPANY LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 25 $308.5M
Non-Discretionary 0 $0
Total 25 $308.5M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 24 $300.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $8.0M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-113925
SEC ERA File Number 801-113925
SEC CIK Numbers None
SEC CRD Numbers 298203
Legal Entity Identifier None

Principal Office

950 TOWER LANE
SUITE 1525
FOSTER CITY
CA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 650-832-9010, Fax: None

Websites

Chief Compliance Officer

WILLIAM G. KNUFF, III
MANAGING PARTNER, CHIEF COMPLIANCE OFFICER
950 TOWER LANE
SUITE 1525
FOSTER CITY
CA
United States
Tel: 650-832-9010
(Full email address available in API data)

Regulatory Contact

HEATHER B. KNUFF
MANAGING PARTNER
950 TOWER LANE
SUITE 1525
FOSTER CITY
CA
United States
Tel: 650-832-9010
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
EVENT VALUE FUND, L.P. Hedge Fund $8.0M $2.0M 10

Control Persons

Name Type Entity Title Since Ownership
KNUFF, HEATHER, B Individual MANAGING PARTNER 07/2018 50-75%
KNUFF, WILLIAM, G. Individual MANAGING PARTNER, CHIEF COMPLIANCE OFFICER 03/2019 50-75%

No. Employees, Historic

10502020202120222023202420253 on 2/4/20203 on 6/10/20203 on 3/9/20213 on 3/22/20223 on 3/8/20233 on 3/21/2024

RAUM, Historic

400M200M0202020212022202320242025193505758 on 2/4/2020193505758 on 6/10/2020271354155 on 3/9/2021359161178 on 3/22/2022268589956 on 3/8/2023308459382 on 3/21/2024

No. Clients, Historic

3015020202021202220232024202519 on 2/4/202019 on 6/10/202023 on 3/9/202124 on 3/22/202225 on 3/8/202325 on 3/21/2024