ANTARA CAPITAL LP
Adviser information for ANTARA CAPITAL LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $2.0B |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $2.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $1.9B |
| Pension and profit sharing plans | <5 | $120.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 40 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
55 HUDSON YARDS47TH FL, SUITE C
NEW YORK
NY
United States
Monday - Friday, 9:00AM - 5:00PM EST
Tel: 646-762-8580, Fax: 646-390-4721
Chief Compliance Officer
RAPH POSNER
GENERAL COUNSEL
55 HUDSON YARDS
47TH FL, SUITE C
NEW YORK
NY
United States
Tel:
646-762-8580
R******@****************M
(Full email address available in API data)
Regulatory Contact
MATTHEW MULHEARN
55 HUDSON YARDS
47TH FL, SUITE C
NEW YORK
NY
United States
Tel:
617-501-6085
M********@****************M
(Full email address available in API data)
Industry Affiliates
| ANTARA CAPITAL FUND GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ANTARA CAPITAL TOTAL RETURN SPAC FUND GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ANTARA CAPITAL MASTER FUND LP | Hedge Fund | $1,683.1M | $5.0M | 212 |
| ANTARA CAPITAL TOTAL RETURN SPAC MASTER FUND LP | Hedge Fund | $196.8M | $5.0M | 15 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GULATI, HIMANSHU | Individual | – | CHIEF INVESTMENT OFFICER AND MANAGING PARTNER | 03/2018 | > 75% |
| ANTARA CAPITAL GP LLC | Domestic Entity | – | GENERAL PARTNER | 03/2018 | < 5% |
| GULATI, HIMANSHU | Individual | ANTARA CAPITAL GP LLC | OWNER/GENERAL PARTNER | 03/2018 | > 75% |
| POSNER, RAPH, ASHER | Individual | – | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | 02/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALBERTSONS COS INC | COMMON STOCK | 12M | 595K | – |
| ALTERNUS CLEAN ENERGY INC | CLASS A COM | 106K | 278K | – |
| BLUERIVER ACQUISITION CORP | *W EXP 01/04/202 | 2K | 133K | – |
| BURFORD CAP LTD | ORD SHS | 5M | 406K | – |
| CAPRI HOLDINGS LIMITED | SHS | 4M | 110K | – |
| CARMELL CORPORATION | *W EXP 07/12/202 | 30K | 371K | – |
| CHARGEPOINT HOLDINGS INC | COM CL A | 26M | 17M | – |
| CHARGEPOINT HOLDINGS INC | COM CL A | 68M | 45M | – |
| CHECHE GROUP INC | *W EXP 10/01/203 | 1K | 41K | – |
| ECARX HOLDINGS INC | *W EXP 99/99/999 | 6K | 165K | – |
| ENVOY MEDICAL INC | *W EXP 09/29/202 | 10K | 200K | – |
| GOLDEN ARROW MERGER CORP | *W EXP 07/31/202 | 9K | 60K | – |
| INNOVIZ TECHNOLOGIES LTD | SHS | 557K | 600K | – |
| INNOVIZ TECHNOLOGIES LTD | *W EXP 04/05/202 | 1M | 7M | – |
| INNOVIZ TECHNOLOGIES LTD | SHS | 7M | 8M | – |
| INTERNATIONAL GAME TECHNOLOG | SHS USD | 8M | 383K | – |
| KERNEL GROUP HOLDINGS INC | *W EXP 99/99/999 | 59K | 452K | – |
| KROGER CO | COM | 5M | 100K | – |
| LEDDARTECH HLDGS INC | ORD CL A | 5K | 191K | – |
| MANCHESTER UTD PLC NEW | ORD CL A | 3M | 215K | – |
| MOUNTAIN & CO I ACQUISITN CO | *W EXP 09/30/202 | 13K | 150K | – |
| MSP RECOVERY INC | *W EXP 05/23/202 | 4K | 86K | – |
| NIKOLA CORP | COM NEW | 10M | 1M | – |
| NVNI GROUP LIMITED | *W EXP 11/01/202 | 4K | 123K | – |
| OMNIAB INC | *W EXP 99/99/999 | 68K | 148K | – |
| PROJECT ENERGY REIMAGINED AC | *W EXP 99/99/999 | 105K | 1M | – |
| ROTH CH ACQUISITION V CO | *W EXP 12/10/202 | 2K | 38K | – |
| TARGET GLOBAL ACQUISI I CORP | *W EXP 12/08/202 | 11K | 100K | – |
| TH INTERNATIONAL LIMITED | ORDINARY SHARES | 18K | 24K | – |
| WALDENCAST PLC | *W EXP 07/27/202 | 69K | 254K | – |