KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC.
Adviser information for KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC. last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,081 | $627.8M |
| Non-Discretionary | 6 | $584,330 |
| Total | 2,087 | $628.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 584 | $154.8M |
| HNW Individuals | 149 | $453.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $584,330 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 14 | $19.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesCONSULTING |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-113934 |
|---|---|
| SEC ERA File Number | 801-113934 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 298353 |
| Legal Entity Identifier | None |
Principal Office
1805 SHEA CENTER DRIVESUITE 280
HIGHLANDS RANCH
CO
United States
Monday - Friday, 8AM TO 5PM
Tel: 303-847-4045, Fax: 303-471-0045
Chief Compliance Officer
CHRISTOPHER KOZAK
1805 SHEA CENTER DRIVE
SUITE 280
HIGHLANDS RANCH
CO
United States
Tel:
303-847-4045
C**********@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KOZAK, CHRISTOPHER | Individual | – | OWNER, CCO | 07/2018 | 50-75% |
| TRIPP, TREVOR, NOLEN | Individual | – | OWNER | 07/2018 | 25-50% |