Hedge Fund Database

AVAII WEALTH MANAGEMENT, LLC

Adviser information for AVAII WEALTH MANAGEMENT, LLC last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Wisconsin, United States

Employees

Total Number of Employees 16
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 7
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,211 $399.3M
Non-Discretionary 32 $10.3M
Total 2,243 $409.6M

Clients

Type Number RAUM
Individuals 616 $171.2M
HNW Individuals 154 $227.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 8 $8.8M
Charitable organizations <5 $2.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)TAX PLANNING / PREPARATION
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Registered representative of a broker-dealerInsurance broker or agentAccountant or accounting firm

Identifiers

SEC RIA File Number 801-113937
SEC ERA File Number 801-113937
SEC CIK Numbers 1904431
SEC CRD Numbers 298165
Legal Entity Identifier None

Principal Office

2101 N CASALOMA DR
APPLETON
WI
United States
Monday - Friday, 9:00 AM TO 5:00PM
Tel: (920) 214-1212, Fax: None

Websites

avaii.com www.facebook.com/avaiiwealthmanagement/ www.linkedin.com/company/avaii-wealth-management/ www.youtube.com/@avaiiwealthmanagement

Chief Compliance Officer

JOEL THOMAS BLATTNER
MEMBER, DIRECTOR OF INVESTMENTS
2101 N CASALOMA DR
APPLETON
WI
United States
Tel: (920) 214-1212
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
DOULE, CHRISTIAN, JAMES Individual – MANAGING MEMBER / WEALTH MANAGEMENT ADVISOR 07/2018 > 75%
BLATTNER, JOEL, THOMAS Individual – MEMBER / DIRECTOR OF INVESTMENTS / CHIEF COMPLIANCE OFFICER 07/2018 5-10%
TRUETTNER, MARK, DAVID Individual – MEMBER / WEALTH MANAGEMENT ADVISOR 01/2020 10-25%

No. Employees, Historic

20100201920202021202220232024202510 on 5/30/201910 on 10/14/20199 on 3/16/20209 on 6/25/20209 on 8/28/20209 on 2/26/20219 on 3/12/20219 on 5/10/20219 on 9/13/20219 on 10/14/202114 on 3/2/202214 on 3/2/202214 on 4/11/202214 on 8/29/202214 on 8/29/202214 on 10/14/202212 on 2/8/202312 on 2/15/202312 on 4/14/202313 on 4/19/202315 on 9/5/202315 on 9/7/202315 on 9/8/202316 on 12/13/202316 on 2/9/202416 on 2/27/2024

RAUM, Historic

500M250M02019202020212022202320242025114786235 on 5/30/2019114786235 on 10/14/2019172955651 on 3/16/2020172955651 on 6/25/2020172955651 on 8/28/2020226177558 on 2/26/2021226177558 on 3/12/2021226177558 on 5/10/2021226177558 on 9/13/2021226177558 on 10/14/2021315213155 on 3/2/2022315213155 on 3/2/2022315213155 on 4/11/2022315213155 on 8/29/2022315213155 on 8/29/2022315213155 on 10/14/2022303682414 on 2/8/2023303682414 on 2/15/2023303682414 on 4/14/2023303682414 on 4/19/2023303682414 on 9/5/2023303682414 on 9/7/2023303682414 on 9/8/2023303682414 on 12/13/2023409612956 on 2/9/2024409612956 on 2/27/2024

No. Clients, Historic

80040002019202020212022202320242025282 on 5/30/2019282 on 10/14/2019355 on 3/16/2020355 on 6/25/2020355 on 8/28/2020418 on 2/26/2021418 on 3/12/2021418 on 5/10/2021418 on 9/13/2021418 on 10/14/2021545 on 3/2/2022545 on 3/2/2022545 on 4/11/2022545 on 8/29/2022545 on 8/29/2022545 on 10/14/2022649 on 2/8/2023649 on 2/15/2023649 on 4/14/2023649 on 4/19/2023649 on 9/5/2023649 on 9/7/2023649 on 9/8/2023649 on 12/13/2023778 on 2/9/2024778 on 2/27/2024

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AB ACTIVE ETFS INC HIGH YIELD ETF 814K 22K –
ABRDN ETFS BBRG ALL COMD K1 493K 24K VISE
ADOBE INC COM 595K 1K VISE
ADVANCED MICRO DEVICES INC COM 4M 25K VISE
ALIBABA GROUP HLDG LTD SPONSORED ADS 396K 5K –
ALPHABET INC CAP STK CL A 5M 29K VISE
ALPHABET INC CAP STK CL C 240K 1K –
ALTRIA GROUP INC COM 444K 10K VISE
AMAZON COM INC COM 6M 30K VISE
AMCOR PLC ORD 251K 26K VISE
APPLE INC COM 4M 18K VISE
APPLIED MATLS INC COM 253K 1K VISE
AT&T INC COM 307K 16K VISE
BERKSHIRE HATHAWAY INC DEL CL B NEW 4M 10K VISE
BOEING CO COM 428K 2K –
BP PLC SPONSORED ADR 202K 6K VISE
BRISTOL-MYERS SQUIBB CO COM 424K 10K VISE
BRITISH AMERN TOB PLC SPONSORED ADR 358K 12K VISE
CAPITAL GROUP INTL FOCUS EQT SHS CREATION UNI 669K 26K –
CITIGROUP INC COM NEW 285K 4K VISE
CLEANSPARK INC COM NEW 469K 29K –
COCA COLA CO COM 380K 6K VISE
CROCS INC COM 252K 2K VISE
CROWDSTRIKE HLDGS INC CL A 429K 1K –
DBX ETF TR XTRACK MSCI EAFE 470K 11K –
DIREXION SHS ETF TR DAILY REGIONAL 546K 8K –
DISNEY WALT CO COM 249K 3K VISE
DOUBLELINE ETF TRUST SHILLER CAPE U S 648K 23K –
ELI LILLY & CO COM 852K 941 VISE
EXXON MOBIL CORP COM 984K 9K VISE
FIDELITY COVINGTON TRUST FIDELITY FUND LR 342K 14K –
FIDELITY COVINGTON TRUST BLUE CHIP GRWTH 598K 14K –
FIDELITY COVINGTON TRUST VLU FACTOR ETF 278K 5K –
FIDELITY COVINGTON TRUST MSCI INFO TECH I 239K 1K –
FIDELITY COVINGTON TRUST HIGH DIVID ETF 930K 20K –
FIRST TR EXCH TRADED FD III SHRT DUR MNG MUN 244K 12K –
FIRST TR EXCHANGE-TRADED FD NASDAQ BUYWRITE 977K 48K –
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 270K 6K –
HARBOR ETF TRUST LONG TERM GROWER 322K 13K –
HERBALIFE LTD COM SHS 363K 35K VISE
HOME DEPOT INC COM 341K 991 VISE
INTEL CORP COM 244K 8K VISE
INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 240K 7K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 554K 3K –
INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 7M 69K –
INVESCO EXCHANGE TRADED FD T DORSEY WRIGHT HE 206K 5K –
INVESCO QQQ TR UNIT SER 1 6M 12K –
IRIS ENERGY LTD ORDINARY SHARES 251K 22K –
ISHARES GOLD TR ISHARES NEW 640K 15K –
ISHARES INC MSCI EQUAL WEITE 10M 112K VISE
ISHARES INC MSCI EMERG MRKT 495K 9K –
ISHARES TR CORE S&P500 ETF 22M 40K VISE
ISHARES TR IBOXX INV CP ETF 427K 4K VISE
ISHARES TR 7-10 YR TRSY BD 243K 3K VISE
ISHARES TR NATIONAL MUN ETF 413K 4K VISE
ISHARES TR MBS ETF 1000K 11K VISE
ISHARES TR ISHS 1-5YR INVS 318K 6K VISE
ISHARES TR CORE INTL AGGR 391K 8K VISE
ISHARES TR BROAD USD HIGH 454K 13K VISE
ISHARES TR LATN AMER 40 ETF 4M 153K –
ISHARES TR 1 3 YR TREAS BD 484K 6K –
ISHARES TR CORE S&P MCP ETF 337K 6K –
ISHARES TR ISHARES SEMICDTR 5M 22K –
ISHARES TR GLOBAL 100 ETF 591K 6K –
ISHARES TR RUS 2000 GRW ETF 415K 2K –
ISHARES TR 10-20 YR TRS ETF 5M 49K –
ISHARES TR EAFE GRWTH ETF 235K 2K –
ISHARES TR MSCI USA MIN VOL 963K 11K –
ISHARES TR MSCI INTL QUALTY 647K 17K –
ISHARES TR CORE DIV GRWTH 462K 8K –
ISHARES TR BLACKROCK ULTRA 4M 81K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 557K 11K VISE
J P MORGAN EXCHANGE TRADED F ACTIVE VALUE ETF 9M 151K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 2M 33K –
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 622K 12K –
J P MORGAN EXCHANGE TRADED F US VALUE FACTR 208K 5K –
JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 1M 22K –
JPMORGAN CHASE & CO. COM 1M 6K VISE
KEYCORP COM 146K 10K –
KIMBERLY-CLARK CORP COM 2M 11K VISE
KRANESHARES TRUST CSI CHI INTERNET 248K 9K –
LAM RESEARCH CORP COM 226K 212 VISE
MCDONALDS CORP COM 325K 1K VISE
MERCK & CO INC COM 313K 3K VISE
META PLATFORMS INC CL A 6M 11K VISE
MICROSOFT CORP COM 1M 3K VISE
MODERNA INC COM 3M 22K –
NEWMONT CORP COM 344K 8K –
NVIDIA CORPORATION COM 2M 13K VISE
PACER FDS TR PACER US SMALL 863K 20K –
PACER FDS TR DEVELOPED MRKT 948K 31K –
PACER FDS TR US CASH COWS 100 8M 147K –
PARAMOUNT GLOBAL CLASS B COM 212K 20K –
PIMCO ETF TR INTER MUN BD ACT 929K 18K –
PROCTER AND GAMBLE CO COM 345K 2K VISE
PROSHARES TR S&P MDCP 400 DIV 2M 23K –
PROSHARES TR PSHS ULT SEMICDT 865K 6K –
SCHWAB STRATEGIC TR US REIT ETF 481K 24K VISE
SCHWAB STRATEGIC TR INT-TRM U.S TRES 225K 5K VISE
SCHWAB STRATEGIC TR SHT TM US TRES 241K 5K VISE
SCHWAB STRATEGIC TR US TIPS ETF 428K 8K VISE
SCHWAB STRATEGIC TR INTL SCEQT ETF 438K 12K VISE
SELECT SECTOR SPDR TR TECHNOLOGY 214K 947 –
SHOPIFY INC CL A 358K 5K VISE
SNAP INC CL A 192K 12K –
SPDR GOLD TR GOLD SHS 334K 2K –
SPDR S&P 500 ETF TR TR UNIT 632K 1K –
SPDR SER TR S&P BIOTECH 313K 3K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 313K 2K –
TESLA INC COM 672K 3K VISE
TG THERAPEUTICS INC COM 538K 30K –
TRACTOR SUPPLY CO COM 219K 809 –
TRUIST FINL CORP COM 272K 7K VISE
UBER TECHNOLOGIES INC COM 330K 5K VISE
UNION PAC CORP COM 330K 1K VISE
UNITEDHEALTH GROUP INC COM 390K 765 VISE
VANECK ETF TRUST MRNGSTR WDE MOAT 210K 2K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 1M 21K VISE
VANGUARD INDEX FDS S&P 500 ETF SHS 207K 414 –
VANGUARD INDEX FDS MID CAP ETF 327K 1K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 462K 11K VISE
VANGUARD MUN BD FDS TAX EXEMPT BD 568K 11K VISE
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 770K 13K VISE
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 1M 16K VISE
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 226K 3K VISE
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 853K 15K VISE
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 314K 7K VISE
VANGUARD SCOTTSDALE FDS INT-TERM CORP 1M 13K VISE
VANGUARD SCOTTSDALE FDS LG-TERM COR BD 369K 5K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 693K 4K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 424K 9K VISE
VANGUARD WELLINGTON FD SHORT TRM TAX EX 361K 4K –
VANGUARD WHITEHALL FDS INTL DVD ETF 511K 6K –
VANGUARD WORLD FD HEALTH CAR ETF 406K 2K –
VERIZON COMMUNICATIONS INC COM 274K 7K VISE
VICTORY PORTFOLIOS II CORE INTERMEDIAT 256K 6K –
WALMART INC COM 388K 6K VISE
WELLS FARGO CO NEW COM 244K 4K VISE
WISDOMTREE TR EMG MKTS SMCAP 947K 18K –
WISDOMTREE TR US QTLY DIV GRT 3M 41K –
WISDOMTREE TR FLOATNG RAT TREA 2M 42K –
ZIONS BANCORPORATION N A COM 398K 9K –